Past exam of the mathematics course of the University of Cambridge 2006 iii Paper 63 3 Solution Created 2026-10-03 Updated 2026-10-14
The black-hole area theorem is a statement about classical future event horizons, with both a local focusing condition and global horizon regularity assumptions. Assume the null energy condition, an appropriately predictable exterior and no future termination of horizon generators before the focusing argument can be applied. Future-complete generators provide a particularly direct sufficient version of the last assumption. Strong asymptotic predictability is the usual global condition used to exclude the pathological alternatives; the energy condition by itself is not the whole theorem.
On a smooth part of the horizon, choose a future-directed affinely parametrized generator and affine parameter . Its expansion is the fractional rate of change of an infinitesimal transverse area element:The horizon is a null hypersurface, so its generator congruence is hypersurface-orthogonal and has zero twist. The transverse screen metric is positive definite, hence . In four dimensions the Null Raychaudhuri equation isThe Einstein field equations and the null energy condition imply the null convergence condition , so .
Suppose at . As long as the congruence remains smooth, integrating shows focusing within affine distance at most . Equivalently, comparison with the equality solution givesIts denominator tends to zero at finite future affine parameter. The corresponding transverse area collapses, giving a conjugate point to a spacelike surface. Beyond a focal point a generator cannot remain on an achronal boundary, since nearby points can then be joined by a timelike curve. But a regular future event horizon is such a boundary, and its generators cannot leave it to the future. With the stated future-extension assumption this is a contradiction. Therefore on the smooth horizon.
Following generators from one horizon cross-section to a later one now gives a noncontracting area map. Generators entering at past endpoints or merger crease sets can add area, whereas the global hypotheses exclude generators disappearing from the future horizon. ConsequentlyThis is the future-complete horizon focusing proof of the area theorem. In spacetime dimensions, the coefficient is replaced by and the same proof gives a focusing distance at most . It therefore also applies to the three-dimensional horizon cross-sections of the preceding five-dimensional example.
A cosmological constant does not invalidate the local focusing step. Contract the modified Einstein field equations with the null generator. Since , both the scalar-curvature term and the term disappear:Thus a cosmological constant preserves null convergence, whatever its sign. Under suitable global assumptions for the relevant asymptotic region, the black-hole area argument still works. A nonzero changes the asymptotic geometry and can introduce cosmological horizons, so the statement concerns the appropriate future black-hole horizon; it is not an assertion that every horizon-like surface automatically obeys the same area ordering.
A classical real canonical massless scalar field also preserves the area theorem's energy condition. Its stress tensor hasThis proof is independent of whether the field gradient is spacelike, timelike or null: the metric term vanishes and the remaining real square is nonnegative. It is the null energy condition for a canonical scalar field. Adding this field to other matter satisfying the null energy condition retains null convergence. With the same global regularity assumptions, area still cannot decrease; when the derivative along a generator is nonzero, it supplies an additional nonnegative focusing source.
The conclusion uses the given minimally coupled classical stress tensor. A wrong-sign kinetic term or a nonminimal curvature coupling would require another calculation. Likewise, a renormalized quantum stress-energy tensor need not obey the classical pointwise condition; the quantum radiation considered next is not covered by this classical proof.