Identify the hypercube graph with subsets of , adjacent when they differ by one element. Write for a family's closed vertex neighbourhood. The simplicial order on the discrete cube orders first by size and then, within a rank, by lexicographic order: the least element of a symmetric difference belongs to the earlier set. The Harper theorem says that if is the initial simplicial segment with , then
Equivalently this minimizes the external vertex boundary at fixed cardinality. This is the vertex-isoperimetric assertion, distinct from the edge version in Question 3.
Here is the deduction of Kruskal-Katona theorem. For a family , adjoin every lower rank and set . For ,
The corresponding simplicial initial segment is , where is the rank- lexicographic initial segment of size . Canceling the common lower-rank count in Harper's inequality gives . The rank-zero case is immediate by considering its two possible families.
To turn upper shadows into lower shadows, let and . This bijection reverses inclusion and changes rank to . If precedes in lex order, the largest element of belongs to , so precedes in colexicographic order. Also . Hence applying the upper-shadow conclusion to the transformed family proves
where is the colex initial segment of the same size and rank as . This is the Kruskal-Katona lower-shadow theorem. A colex segment's shadow is itself a colex segment: split its sets by their largest element, giving a full initial block of the preceding ground set followed by an initial block with the new largest element. The same description holds one rank lower. Iteration therefore shows that colex segments minimize shadows at every lower rank. This proves the Harper theorem implies the Kruskal-Katona theorem deduction, including the necessary complement and coordinate reversal.
The Erdős-Ko-Rado theorem states that for , every intersecting family satisfies
The family of all -sets containing a fixed point attains the bound. We use the standard convention of positive ranks here.
For the first proof, let be the complements of members of , at rank , and let be its rank- lower shadow. It is disjoint from , since would make two family members disjoint. Suppose . The colex rank- segment of that size contains every -set on and at least one set containing . Its rank- shadow therefore contains all old -sets and at least one new -set containing . The iterated Kruskal-Katona bound gives
Then , impossible for disjoint subfamilies of rank . This proves the Erdős-Ko-Rado theorem from shadows.
For the second proof use the Katona circle method. In any cyclic ordering of the points, an intersecting collection of length- intervals has at most members. To prove this, rotate one selected interval to end at position , so it occupies . Intervals ending at miss it and cannot be selected. Among the remaining endpoints other than , pair with for . The two intervals in each pair are disjoint because , so at most one can be selected. Including the fixed interval gives at most .
Now count pairs consisting of a family member and a permutation in which it is a cyclic interval. A fixed -set has such permutations: choose its final position, its internal order, and the order of the remaining points. Each of the permutations contributes at most family intervals by the proved cyclic interval intersection bound. Thus
This is the required cyclic-ordering proof, with its interval lemma established explicitly.
The Kruskal-Katona theorem states that a colexicographic initial segment minimizes the lower shadow of a uniform set family of prescribed size. Its numerical form is as follows. For , write the unique combinatorial number system expansion
Every of size satisfies
The empty family has empty lower shadow. Equality is attained by the first -sets in colexicographic order, where the largest differing element belongs to the later set. Iterating the Kruskal-Katona theorem shows that the same colexicographic initial segment minimizes every iterated lower shadow.
For , the Erdős-Ko-Rado theorem gives
for an intersecting family . All -sets containing one prescribed point show that the bound is sharp.
For the proof from the Kruskal-Katona theorem, put and form the complement family . Let be its rank- iterated lower shadow. No member belongs to : containment in would give , impossible for an intersecting family of nonempty sets. Hence
Suppose . The first members of the colexicographic order are all -sets of . Their rank- iterated lower shadow is all -sets of , since . The next -set contains and has an -subset containing , so taking even one more member strictly enlarges that iterated lower shadow. By the iterated Kruskal-Katona theorem, . Together with this contradicts Pascal's identity and the preceding inequality. This proves the Erdős-Ko-Rado theorem.
For the Katona circle method proof, fix a cyclic ordering of . A cyclic interval of length is specified by its final position. If no such interval belongs to , the bound below is automatic. Otherwise rotate one selected interval so that it ends at position , and thus occupies positions . Intervals ending at positions are disjoint from it and cannot be selected. Among the remaining endpoints, pair with for . The corresponding intervals are disjoint when , so at most one interval per pair is selected. Together with the interval ending at , this gives the cyclic interval intersection bound of selected intervals.
Choose a uniformly random permutation and read its positions cyclically. A fixed -set is a cyclic interval with probability : each cyclic position gives a uniformly distributed -set, and for the intervals are distinct. Summing over , the expected value of the number of selected intervals is . The cyclic interval intersection bound makes this at most , giving .
Finally apply the Katona circle method to an arbitrary antichain . If it contains or , it has exactly one member and the LYM inequality holds with equality. Otherwise all its members have sizes . In a fixed cyclic ordering, the cyclic intervals sharing a final position form a nested chain as their lengths increase. At most one of them can belong to the antichain. Summing over the final positions proves the cyclic interval antichain bound of intervals. Taking the expected value over a uniformly random permutation gives
After division by , this is the LYM inequality proved by cyclic intervals. The case consists only of the empty set and is immediate.
The Erdős-Ko-Rado theorem states that for , an intersecting family of -subsets of satisfies
The bound is sharp: take all -sets containing one fixed element.
Use the Katona circle method. In any cyclic ordering of , the cyclic interval intersection bound permits at most members of to appear as length- intervals. To see the bound directly, rotate a chosen interval so that it ends at . Intervals ending at miss it. Pair the remaining endpoints except as , ; the two intervals in each pair are disjoint, so at most one is chosen. Including the fixed interval gives at most .
There are oriented cyclic orders. A fixed -set appears consecutively in of them: collapse it to a block, cyclically order that block with the other elements, and order its members internally. Double counting the compatible family-member/order pairs gives , proving the theorem.
The sharp bound form of the Erdős-Ko-Rado theorem is as follows. If and is an intersecting family, then
The uniform set family of all -element subsets containing one fixed point attains the bound. We prove it by the Katona circle method.
First establish the cyclic interval intersection bound. In any fixed cyclic ordering of , at most cyclic intervals of length can form an intersecting family. If there is a selected interval, rotate the ordering so that it ends at position and consists of positions . Intervals ending at positions are disjoint from it and cannot be selected. Of the remaining intervals, one ends at ; the others have endpoints paired as
The two intervals in each pair are disjoint: one wraps around position and the other lies in the intervening gap, since . At most one of each pair belongs to the intersecting family, giving at most intervals.
Now count pairs where is a permutation of placed on labelled cyclic positions and occupies consecutive positions. Each permutation contributes at most pairs by the cyclic interval intersection bound. Each fixed contributes pairs: choose its starting position and order the elements inside and outside its interval. Since , the starting position is unique for each such placement. Consequently
This completes the Erdős-Ko-Rado theorem proof. At , complementary -element subsets are the only disjoint pairs, so choosing one member of every complementary pair gives an extremiser. This describes all equality cases at that boundary. The range is essential: for , the entire uniform set family is an intersecting family.