Let be the future-directed causal four-momentum of the fragment captured by the Kerr black hole. In signature its conserved Killing energy and axial angular momentum are
The future-directed null generator of the Killing horizon is , where is the Kerr horizon angular velocity. At a crossing of the future event horizon, the scalar product of a future-directed causal vector with a future-directed null vector is nonpositive. For example, in a local orthonormal frame, with and , while ; hence . Therefore
This is a local causal restriction, so it applies also to an extremal Kerr black hole. A massive fragment crossing a regular future event horizon has a strict inequality; equality is the reversible limiting case, with causal four-momentum approaching the generator direction.
The Penrose process exploits the fact that becomes spacelike in the Kerr ergoregion, allowing future-directed fragments with negative Killing energy. For a positive choice of Kerr horizon angular velocity, a captured negative-energy fragment must have sufficiently negative angular momentum to satisfy the inequality. Conservation of energy in the splitting then gives : the escaping fragment extracts rotational energy and the captured fragment reduces the black hole's mass and angular momentum.
For the independent thermodynamic argument, take a subextremal Kerr black hole and a small capture process covered by the Physical-process first law of black-hole mechanics. To first order, , , so
The second law of black-hole mechanics, under its classical null energy condition and regularity hypotheses, gives ; since , this reproduces . The ideal reversible limit has . One should not infer a general finite-capture equality for an extremal black hole by simply substituting : the linearized nonextremal process proof and its differentiability assumptions must first be controlled. The causal proof already establishes the required inequality there without this issue.
A Killing horizon must be a null hypersurface whose normal is a Killing vector field. The outer stationary-limit surface instead has and, in Boyer-Lindquist coordinates,
On it, , so away from the rotation axis. Its normal is spacelike and the surface timelike. Thus the Kerr stationary-limit surface is generically timelike and is not a Killing horizon, despite there. For example its stationary null vector is not normal, since away from the axis. The actual outer Killing horizon is , generated by , with Kerr horizon angular velocity . The two surfaces meet on the axis, which does not make the entire stationary-limit surface null.
Axisymmetry preserves the horizon, so the axial Killing vector field is tangent to it, so its null normal obeys and . Therefore and
Thus there. A generator has , , making its angular velocity relative to the nonrotating stationary frame at infinity. For Kerr it is the Kerr horizon angular velocity ; the argument itself is not Kerr-specific.
The inverse Kerr metric in ingoing Kerr coordinates gives the raised normal to a surface of constant :
On , , so the normal is null and tangent to the horizon. It reduces to
A constant linear combination of the two Killing vector fields is again a Killing vector field. Therefore is normal to this null hypersurface, establishing that it is a Killing horizon, with Kerr horizon angular velocity
The second equality uses . This normal calculation proves hypersurface orthogonality on the horizon, rather than merely proving that the proposed vector happens to have zero norm there.
A generator of the Killing horizon is an orbit of . In ingoing Kerr coordinates it has constant and , with . Since the coordinate shifts depend only on , this is also in the limiting Boyer-Lindquist coordinates description.
Thus is the angular velocity of the horizon relative to the nonrotating stationary frame at infinity. The stationary Killing vector field is normalized to unit time translation there, while the axial Killing vector field has -periodic orbits. This normalization makes the Kerr horizon angular velocity physically definite. It describes the rotation of the null generators and the dragging of inertial frames, not a material solid surface rotating through space. In the Schwarzschild black hole limit , .