Minimal bad sequence 2026-10-06
A minimal bad sequence chooses each successive object of least possible natural-number size among choices that admit an infinite bad continuation of the already fixed prefix. Replacing its next object by a strictly smaller one cannot leave a bad sequence. This contradiction principle proves Higman lemma and the labelled version of Kruskal's tree theorem.
Past exam of the mathematics course of the University of Cambridge 2014 iii Paper 21 5 i Solution Created 2026-10-03 Updated 2026-10-06
A well-quasi-ordering is a reflexive transitive relation for which every infinite sequence has with . A bad sequence has no such pair. The labelled version of Kruskal's tree theorem says that finite rooted trees labelled in any well-quasi-ordering are themselves well-quasi-ordered by label-monotone tree embedding.
More explicitly, an embedding is an injective map of vertices preserving lowest common ancestors, and satisfying at every vertex. The root need not map to the host root. This is a homeomorphic embedding of a rooted tree: an edge can map to a longer path, but distinct branches must separate at the image of their common ancestor. We shall prove the stronger version in which every vertex's children are linearly ordered and embeddings respect that ordering. Forgetting the child order gives the stated result for unordered rooted trees.
We first establish the two well-quasi-ordering facts used in the proof. Every infinite sequence in a well-quasi-ordering has an infinite nondecreasing subsequence. Indeed, color an index pair according to whether . The infinite two-color Ramsey theorem gives a homogeneous infinite set; the negative color would be a bad sequence, so the positive color gives the required subsequence. It follows that the componentwise product of two well-quasi-orderings is a well-quasi-ordering: first extract a nondecreasing subsequence in one coordinate, then find a good pair in the other.
Next prove Higman lemma: finite words over a well-quasi-ordering , ordered by subsequence embedding with coordinatewise increase of letters, are a well-quasi-ordering. Suppose not, and choose a minimal bad sequence by making the length of minimal among all choices admitting an infinite bad continuation of the already fixed prefix. No word is the empty word, since that embeds in every later word. Write with . Extract indices for which . ConsiderIt cannot be a bad sequence, since its first replacement is shorter than the minimal choice . But a good pair within the original prefix is impossible. A prefix word embedding into would embed into , contradicting the original bad sequence. And embedding into would, after appending the ordered last letters, embed into , also impossible. This contradiction proves Higman lemma, including words of arbitrary finite length.
Now suppose there is a bad sequence of finite ordered labelled rooted trees. Choose a minimal bad sequence by minimizing the number of vertices of , subject to the fixed prefix having an infinite bad continuation. Existence of a least possible size uses ordinary well-ordering of the natural numbers; after selecting such a tree retain a bad continuation to make the next choice.
Let be the collection of all proper rooted subtrees of all , with inherited labels and child ordering. These are the subtrees rooted at vertices other than the root, and each embeds into its containing tree. We claim is a well-quasi-ordering under the same label-monotone tree embedding.
Otherwise choose a bad sequence from , and choose for each a containing tree . The indices are unbounded in every tail: finitely many containing trees have only finitely many rooted subtrees, and an infinite bad sequence cannot repeatedly use one of these, since it embeds into itself. Passing to a subsequence, arrange . The spliced sequenceis bad. A good pair within either piece is already excluded. A comparison , where , would compose with to give , contradicting the original bad sequence. But is smaller than , contradicting the minimal choice at that position. This proves the claim about .
Describe by its root label and its finite ordered list of child subtrees. Every entry of lies in . By Higman lemma, is a well-quasi-ordering; hence so is . There exist with and an increasing injection matching the child subtrees in to child subtrees in , each by an embedding. Map root to root and combine these child embeddings. Different matched children lie in different target branches, so their paths meet exactly at the target root; within each branch the chosen embedding already preserves lowest common ancestors. The resulting map is a label-monotone tree embedding , a contradiction. ThereforeThe empty labelled tree, if included by convention, embeds into every tree and causes no exception. A common stronger formulation requires the source root to map to the target root. It also follows: the theorem just proved makes all labelled child subtrees a well-quasi-ordering, and the product then provides a good pair with roots explicitly matched, by the same final assembly. Internal child roots may map further down their matched branches. This must not be confused with edge-to-edge embedding, for which the theorem is false in general.