In the Bloch wave sum, is the number of sites, the equilibrium position of site , a localized atomic orbital there, and the crystal wavevector. The phase factor gives the translation character of the Bloch state. The factor normalizes it when the site orbitals are treated as orthonormal; appreciable intersite overlap requires an overlap-dependent normalization.
For a tight-binding model, choose localized orbitals and calculate the on-site and intersite Hamiltonian matrix elements. Form Bloch sums for each orbital type and solve at each , where is the orbital-overlap matrix. In the orthogonal tight-binding approximation, . The eigenvalues give the energy bands and the eigenvectors their orbital composition; the nonorthogonal nearest-neighbour tight-binding band illustrates how retained overlap modifies this procedure.
For one orthonormal s orbital per site, keep on-site energy and real nearest-neighbor hopping integral . The two neighbors contribute phases , giving . The band-curvature definition gives
With the usual bonding convention for these s orbitals, the center is a minimum with positive electron effective mass and the edge a maximum with negative electron effective mass. Hole masses near a filled-band maximum have the opposite sign.
For p orbitals aligned along the chain, the orbital phase and the sign of one-dimensional hopping reverse the usual center-versus-edge ordering. Choose every orbital with its positive lobe on the right. Equal neighboring Bloch coefficients then bring opposite-sign lobes together between sites, giving an antibonding state at . Alternating coefficients at make those facing lobes have the same sign, producing the lower bonding state. Thus a nearest-neighbor model has with the usual , maximum at zero and minima at the zone edges. This uses a fixed common orbital-phase convention at all sites.
Figure 1.
Opposite band curvature for bonding s orbitals and chain-aligned p orbitals
. Original nearest-neighbor dispersions with independent zero on-site energies and unit hopping magnitudes. The lower diagrams show orbital signs for equal site coefficients at the zone center: s lobes face with the same sign, while neighboring lobes face with opposite signs. Energies and orbital sizes are schematic. Details.
Use one orthonormalized localized atomic orbital at each position . In the nearest-neighbour tight-binding model, translation invariance gives the on-site energy and real hopping integral
The Bloch state is
Since , shifting the two summation indices gives
The hopping integral is an energy, and its sign sets whether is a minimum or maximum. is the diagonal matrix element in the crystal Hamiltonian, which can differ from an isolated-atom energy.
The orthogonal tight-binding approximation matters. If raw neighbouring orbitals retain a nonzero orbital overlap in their normalization, projection instead gives a generalized eigenvalue problem and the nonorthogonal nearest-neighbour tight-binding band . The stated cosine band follows after orthonormalization and nearest-neighbour truncation, or after neglecting that overlap metric while retaining the hopping it motivates.