Use a compatible complete metric on the Polish space . For a tree on a Polish space , let
be its rank of a well-founded tree, with terminal rank zero. We bound this rank using a countable approximation tree, rather than assuming that the original tree has countably many nodes.
Choose a countable base of open balls. A node of the approximation tree at depth records, for every coordinate , a basic ball . Require its diameter to be less than , require , and require
Initial truncation removes the last row of balls. There are only countably many such finite records, so is countable.
An infinite branch in would give, by completeness and shrinking nested balls, a limit for each coordinate. For fixed , witnesses from later levels of have their first coordinates converging to . Initial-segment closure puts those witnesses in , and closedness of puts the limit there too. Hence would be an infinite branch of . Thus is well-founded.
Every tuple can be fitted inside such a record with each . Every extension can be fitted in a child record: shrink the old balls around their actual points and choose a small ball around the new point. A well-founded induction therefore gives whenever the record fits . At the empty record this bounds the whole tree's rank by .
The rank of a countable well-founded tree is countable: at each node it is a supremum of countably many successors of countable ordinals, by well-founded recursion. Consequently a closed well-founded tree on a Polish space has countable height. The completeness and closedness assumptions are precisely what turn a branch of approximation records into an actual branch.
The norm comparison in bounded distortion of a Banach space is understood up to a positive rescaling of the new norm. Thus, after replacing by if one's convention uses symmetric comparison constants, we may use the following form: for every equivalent norm on a block subspace, a further block subspace and a number satisfy
The number may depend on the norm and the subspace; is fixed. Without this rescaling convention the premise would be impossible, since arbitrarily large scalar multiples of the original norm are equivalent norms. We prove the substantive, scale-invariant assertion for an infinite Schauder basis.
Let be the basis constant of the original basis. Every block sequence has basis constant at most , so its initial, tail and finite interval projections have norms at most , and , respectively. We shall construct increasingly complicated finite unconditional configurations while keeping their unconditional constant fixed at .
First construct the Maurey hierarchy of finite sets. Write , and define
where prepending to the empty set is permitted. For each nonzero countable limit ordinal , fix positive ordinals and put
Induction shows that every family is hereditary and spreading: subsets remain in the family, and increasing any of the coordinates preserves membership. Every nonzero stage contains all singletons. These families are also well-founded as extension trees. At a successor stage, an infinite branch would yield an infinite branch at the previous stage after deleting its first integer. At a limit stage, a hypothetical branch with first integer has every initial segment in the finite union . One family then contains arbitrarily long initial segments, and heredity would give it an infinite branch.
For every infinite set , the extension tree has empty-root rank of a well-founded tree at least . Here is the induction proving this lower bound. At a successor stage fix ; the tree above the node contains a copy of restricted to the infinite tail of after , and hence has rank at least . The root therefore has rank at least . At a limit stage, for every the restriction of to a sufficiently late infinite tail of is contained in . The root rank is consequently at least .
The crucial elementary estimate concerns signed interval projection norms. Given a hereditary family containing all singletons and a basis , define on finitely supported vectors
Choosing one interval containing the support gives . Whenever this supremum is bounded by a multiple of , it extends to a norm on the closed span giving equivalent norms with the original norm.
If is one of the admitted signed interval projections, then
To prove this, test with another admitted operator . The composition is the signed sum of projections onto the nonempty intervals . Colour each intersection according to which of supplies its left endpoint, breaking ties in favour of . In the first colour the list of minima is a subset of , with no repetitions; in the second it is a subset of . Both lists belong to by heredity. Each colour therefore contributes an admitted signed interval projection, and the triangle inequality gives . Taking the supremum over proves the estimate.
Now suppose is an equivalent norm on a block subspace . Apply bounded distortion to obtain a further block basis spanning , with . A signed interval projection relative to , with an admissible list of minima, is the restriction of an admitted signed interval projection relative to . Indeed, replace each interval of block indices by the interval from the first to the last original coordinate of its blocks; its minimum only increases, so the spreading property preserves admissibility. The elementary estimate and the norm comparison therefore give
In particular , with the same for every family to which we apply this procedure.
We prove by transfinite induction that, in every block subspace and for every , there is a normalized block basis for which
For only one interval is permitted, so the initial signed interval projection norm is bounded by . Apply the preceding renorming procedure.
For a successor stage, first choose satisfying the induction hypothesis for . Delete the first interval from any -admissible family. The remaining minima lie in , so
This is an equivalent norm. The renorming procedure produces a further block basis with the constant reset to .
At a limit stage , choose decreasing block subspaces , each with a block basis satisfying the induction hypothesis for . Choose successive normalized . Make each sufficiently far out that its first coordinate in the basis of every , , is at least ; only finitely many restrictions are imposed at each choice. An admissible interval family for belongs to for some . All blocks on which it acts lie in the tail . Transferring its intervals to the basis of increases their minima, so the induction hypothesis gives
Thus is again an equivalent norm, and one more application of bounded distortion resets its bound to . This completes the transfinite induction. The tail-projection factor in this step is important; the diagonal tail need not have the same norm as the original vector.
Finally let be the tree of finite normalized sequences satisfying
for all scalars and all signs. Each finite level is closed in the corresponding power of the unit sphere, since the norm inequalities are closed conditions. The unit sphere of the separable Banach space is a Polish space. An infinite branch is an unconditional basic sequence: sign changes give coordinate projections with norm at most , imply linear independence, and give uniformly bounded initial projections, hence the basis property on the closed span. These projection bounds also give unconditional convergence, including over complex scalars.
For each countable , the block basis constructed above maps the extension tree into by . To check the sign inequality, use the admissible singleton intervals on the vector . Thus the unconditional tree index is at least for every countable ordinal. If were well-founded, the closed-tree result would give it countable height, contradicting these lower bounds. It has an infinite branch. Therefore contains an unconditional basic sequence.
Unconditional tree index 2026-10-14
Let consist of finite normalized sequences for which every scalar combination and sign change satisfy . These inequalities give a closed tree on a Polish space when is separable. An infinite branch is an unconditional basic sequence. If there is no such sequence, each fixed-constant tree is well-founded and has countable rank of a well-founded tree. Consequently, finite unconditional configurations with one fixed constant and arbitrarily high countable ranks force an infinite unconditional sequence.