Bounded self-adjoint operators on separable infinite-dimensional complex Hilbert spaces are unitarily equivalent modulo compact operators exactly when they have the same essential spectrum in the Calkin algebra. The Weyl-von Neumann theorem diagonalizes each modulo a compact error. Their diagonal cluster sets are the essential spectra; cluster-set matching of bounded sequences pairs the two diagonal lists with differences tending to zero, giving a compact diagonal difference. The separability assumption is essential: projections with countable and uncountable range dimensions can have the same essential spectrum but cannot differ by a compact operator after unitary conjugation.
Past exam of the mathematics course of the University of Cambridge 2009 iii Paper 8 5 a Solution Created 2026-10-03 Updated 2026-10-14
The Weyl-von Neumann theorem states that on a separable Hilbert space a self-adjoint operator is a diagonal self-adjoint operator plus a compact self-adjoint operator. For a bounded operator , the perturbation can in fact be chosen Hilbert-Schmidt with arbitrarily small Hilbert-Schmidt norm. The separable-space formulation is also recorded in Kadison's Corollary B.
Here is a constructive proof. The bounded self-adjoint spectral theorem decomposes a separable into countably many cyclic reducing spaces, on each of which is multiplication by in for a finite measure supported in a bounded real interval. First work on one such space. Partition the interval into intervals of length at most , and repeatedly bisect them. Let be the finite-dimensional space of functions constant on the level- intervals. These spaces are nested and their union is dense, since dyadic step functions approximate continuous functions and continuous functions are dense in .
Choose normalized interval indicators as a basis of , and choose orthonormal bases of within each parent interval. This is possible because the refinement splits into orthogonal parent blocks. Each new basis vector at level is supported in an interval of length at most , and there are at most such vectors. For every basis vector choose a real in its supporting interval and define the diagonal operator . ThensoOne may take , so this bound tends to zero as . The error is Hilbert-Schmidt, hence compact; it is self-adjoint because both and are.
On the countably many cyclic summands choose error bounds with . Combining their orthonormal bases and diagonal operators gives with , proving the assertion. For an unbounded self-adjoint operator, first split by spectral intervals , apply the bounded construction on each, and choose summable error bounds. The resulting total is bounded compact, and has the same domain as ; the diagonal domain condition follows from the boundedness of .
Separability matters. Take an uncountable orthogonal sum of copies of multiplication by on . The range closure of a compact operator is separable, and a separable subspace of this direct sum is supported in only countably many summands: choose a countable dense set and unite its countable supports. A self-adjoint compact error therefore vanishes on every remaining summand, each of which reduces the proposed diagonal operator . The restriction of a diagonal self-adjoint operator to a reducing subspace has pure point spectrum, whereas multiplication by on has no eigenvectors. This is a contradiction, qualifying the theorem if the unspoken separability convention is dropped.
Past exam of the mathematics course of the University of Cambridge 2009 iii Paper 8 5 d Solution Created 2026-10-03 Updated 2026-10-14
Work with bounded self-adjoint operators on separable infinite-dimensional Hilbert spaces, the setting in which the classification holds. If is compact for a unitary , their images in the Calkin algebra have identical spectra, by compact perturbation invariance and unitary conjugation. Thus their essential spectra coincide.
Conversely apply the Weyl-von Neumann theorem to write and in orthonormal bases, with bounded real diagonal sequences and compact errors. The essential spectrum of a diagonal operator is exactly its sequence cluster set. Indeed outside that cluster set all but finitely many entries stay a positive distance from , so the diagonal has an inverse on a finite-codimensional subspace and is Fredholm. At a cluster point, infinitely many distinct basis vectors have ; these are weakly null unit vectors, contradicting any Fredholm parametrix. This also handles a value with infinite multiplicity.
The two diagonal sequences therefore have the same cluster set. Part (c) provides permutations with . Send the th basis vector for to the th basis vector for . Under this unitary, the diagonal difference has entries tending to zero and is compact, by finite-rank truncation. Adding the two conjugated compact errors gives .
Without separability, equality of essential spectra need not suffice, even on the same Hilbert space. Let have uncountable dimension and let be projections with infinite-dimensional kernels, but with range dimensions respectively countable and uncountable. Both essential spectra are . After any unitary conjugation the range of is still separable. If its difference from were compact, the range of would lie in the sum of that separable range and the separable closure of the compact error's range, which is impossible. Finite-dimensional spaces also need a separate dimension convention, since essential spectra are then empty. These are genuine qualifications to a statement made without the standard separable infinite-dimensional setting.