In a thin Bottom Ekman layer, slowly evolving geostrophic flow drives upward Ekman pumping into a uniform-depth exterior layer. With , and , its balanced height satisfies . Small-scale Fourier modes decay on ; large-scale modes obey a diffusion equation with diffusivity . The balanced approximation requires .
Use the quasi-geostrophic streamfunction convention , , and write , . In a steady, large-scale basin interior, neglect the material derivatives of relative vorticity and interfacial stretching compared with advection of planetary vorticity. With small Rossby number, weak nonlinear eddy terms, no significant interior friction or topographic forcing, and the specified forcing confined to layer 1, Sverdrup balance is
For equal depths , the depth-integrated meridional transport is . Here is the normalized potential vorticity source appearing in the evolution equation. If the dimensional wind stress curl is used, its usual layer forcing is , so .
For and , the upper-layer interior transport is southward. In a closed subtropical basin, negative wind stress curl also corresponds to downwelling Ekman pumping for and an anticyclonic gyre. A northward return transport is needed to close the circulation; its narrow western boundary current requires processes outside the frictionless Sverdrup balance. The local interior equations by themselves do not specify the detailed boundary-current structure.
Expanding the layer equation shows the physical budget:
The first term is the change of planetary vorticity as a fluid parcel moves north or south. The second is the change of relative vorticity. The last is vortex stretching in layered quasi-geostrophic flow: displacement of the interface changes layer thickness and thus the stretching contribution to potential vorticity. Its opposite signs in the two layer definitions express their thickness changes in opposite directions. The wind stress curl supplies or removes upper-layer potential vorticity. Each follows its own layer velocity, rather than a common velocity for both layers.
For uniform , choose the local two-layer Sverdrup interior
Unforced background zonal currents and arbitrary additive interface offsets have been set to zero. This choice is also an exact uniform-flow solution of the stated forced equations, not just a leading balance: , , and . The local interface slope can be nonzero even though its stretching contribution is constant along each basic-state trajectory. A streamfunction linear in is an interior-patch description, not a complete globally bounded basin solution.
Assume ; replacing it by gives the thickness for either hemisphere. With , the steady anomaly equations reduce to
Thus the Bottom Ekman layer has
Its integrated anomalous transport is
It is the transport required by the vertically integrated momentum balance between Coriolis acceleration and bottom stress. For slowly varying geostrophic flow, and , so
Mass conservation therefore gives the interior Ekman pumping condition
Assume a steady, small-Rossby number surface boundary layer, neglect horizontal viscosity and nonlinear acceleration, take the pressure gradient to be independent of depth, impose no normal flow at the surface, and let the viscous stress vanish at . Subtract the depth-independent geostrophic balance from horizontal momentum. For the ageostrophic velocity,
Integrating from to and using
gives the Ekman transport
Depth-integrated mass conservation, with , gives
Hence the vertical velocity entering the ocean interior is the Ekman pumping velocity
For constant this reduces to
Put and let be the depth-independent interior velocity. The kinematic boundary conditions on the sloping upper and lower surfaces are
Integrating mass conservation through the layer gives
The inviscid vertical-vorticity equation is
Consequently the shallow-water potential vorticity
obeys the forced evolution equation
Positive upward Ekman pumping removes layer thickness and raises the potential vorticity of the remaining column.
For a steady small-Rossby number flow, , so
Equivalently,
The same result follows from the integrated vortex-stretching balance
When with ,
If the upper pumping is absent or weak and the upper surface is locally level, the impermeable-bottom condition is . The stipulated then gives , and in the Northern Hemisphere
The steady interior flow is therefore directed northeastward, along contours of in the unforced limit. As a parcel moves eastward into deeper water, its vortex column stretches; a poleward displacement increases and preserves potential vorticity. Nonzero Ekman pumping drives motion across the contours. This is topographic potential-vorticity steering and the associated topographic Sverdrup balance.
Quasi-geostrophic Ekman spin-down Created 2026-09-28 Updated 2026-10-06
Bottom Ekman pumping damps a horizontal quasi-geostrophic Fourier mode while its influence penetrates vertically only over . For a half-space with a vertically uniform initial mode, the boundary amplitude decays exponentially while the remote interior remains unchanged.