Embedding of first-order structures 2026-10-31
An embedding of first-order structures is an injective function preserving function symbols and constants and both preserving and reflecting every relation symbol. Its image is a substructure. Satisfaction of an atomic diagram of a structure in an expansion gives such an embedding of first-order structures by sending each named element to its new interpretation; literal inclusion requires fixing the interpretations of those names.
A prime model of a complete theory is a first-order model admitting an elementary embedding of first-order structures into every first-order model of . Let be canonical and . For each closed term , defineEvery element of has a name, so this defines the desired map on all of . If two first-order terms agree in , their logical equality first-order sentence holds in one first-order model of the complete theory and therefore in every first-order model of it; they agree in . This proves well-definedness. If they are distinct in , their inequality holds throughout the complete theory as well, proving injectivity.
For every logical formula and named tuple , the substituted first-order sentence has the same truth value in the two first-order models by completeness of . ConsequentlyThus is elementary. Since was arbitrary, every such canonical first-order structure is prime. This formal proof also handles closed-term generation when function symbols are present; under the constant-name convention one simply uses constants as the first-order terms.
If , interpret each new constant in as the same element . Atomic logical formulas and their negations then have exactly their truth values in , so the expansion satisfies the diagram of a structure. If the inclusion is elementary, every logical formula with those named parameters has the same truth value, so the expansion satisfies the elementary diagram.
Conversely, from any expansion satisfying the diagram of a structure defineThe diagram of a structure contains whenever , so is injective. It contains every true function-value equation, so commutes with all operations and constants. Positive and negative relation instances ensure both preservation and reflection of the relations. Thus is an embedding of first-order structures. If the expansion satisfies the elementary diagram, for every logical formula and tuple it also givesso is an elementary embedding of first-order structures.
The precise conclusion for an arbitrary expansion is an embedding of first-order structures, rather than a literal inclusion of the original carriers. The source's inclusion notation is correct when one uses the customary identification of with its embedded copy, or requires the expansion to interpret as the actual element of a carrier already containing . With that naming convention, is the inclusion and the requested two equivalences follow exactly.
Without the convention the literal wording fails, even in the first-order language of logical equality: singleton first-order structures with carriers and have a diagram-satisfying expansion by sending the first first-order structure's named point to , but the first carrier is not a subset of the second. The embedding of first-order structures formulation proved above states the invariant result and makes the intended inclusion formulation precise.