Use the convention that the transitive closure of is the least transitive set containing as a subset. Define and . For each natural number , a finite sequence of length with these properties exists by induction, and is unique because each next entry is the uniquely determined union of the previous entry. Thus the relation sending to its last entry is a definable function-class, not just a putative recursive specification. The Axiom schema of replacement applied to gives the set of all . The Axiom of union then gives
If and , then , so this set is transitive. It contains , and any transitive set containing contains all by induction; hence it is least. The convention requiring itself as an element instead uses .
The Axiom of foundation says every nonempty set has an element with . Epsilon induction says that for every formula ,
To derive induction from Foundation, if fails, form by axiom schema of separation the nonempty set of counterexamples in . A Foundation-minimal counterexample has every member satisfying , by transitivity, contradicting the inductive hypothesis. Conversely, if a nonempty set has no Foundation-minimal member, every has a member in . The formula is then progressive: if all members of are outside , must also be outside . Epsilon induction makes empty, a contradiction. Thus the two principles are equivalent given the other axioms.
The epsilon-recursion theorem states that for a definable class operation assigning a unique set to each set-indexed function, there is a unique definable function-class such that for every set . A version with explicit in the argument is equivalent. Foundation gives well-foundedness and Replacement makes each restriction set-sized. Its ordinal restriction gives transfinite recursion and constructs the printed .
Here “countable” means at most countable, including finite sets and the empty set. By transfinite induction each is transitive, each of its elements is countable, and . At a successor this follows because a member of is a countable subset of ; at a limit use the increasing union. Let be the first uncountable ordinal. Every countable subset of lies in some with , since countably many countable ordinal bounds have a countable supremum. It therefore belongs to . Consequently
There is no earlier stabilization: for every countable ordinal , induction gives , so , while excludes by its rank. Thus is the first such stage. The fixed set is the set of hereditarily countable sets.
Ordinal exponentiation is defined by transfinite recursion:
when is a nonzero limit ordinal. If , each successor step and each supremum show that is nondecreasing. If , transfinite induction strengthens this to strict increase: , and the value at a limit exceeds every earlier value.
Strict increase can disappear when the base changes. For example, with ,
because for every positive finite , both finite powers have leading term , and taking the supremum gives .
We next prove
Apply transfinite induction to . The zero and successor cases follow directly from the recursive definitions and the associativity of ordinal multiplication. At a limit , continuity of ordinal multiplication in its right argument gives
The superficially similar identity is false: for , , and ,
Finally,
For the first equivalence, bases zero and one fail, while strict increase embeds every countable ordinal into the powers of any base . For the second, immediately gives . Conversely, if , then . Every exponent below the first uncountable ordinal is countable, so each has cardinality at most ; the supremum of such ordinals still has cardinality at most and is therefore below the second uncountable ordinal .
Take a transitive model . In , choose a bijection and encode its graph by a set , using a fixed bijection between and . The relative constructible universe can decode , and therefore contains every real number of ; being an inner model of , it has no additional reals.
Models with the same reals have the same first uncountable ordinal, because their reals code exactly the same countable well-orders. If satisfied the Continuum hypothesis, its bijection between and the reals would also belong to , contradicting . This is the construction in relative constructible universe can violate the continuum hypothesis, and it gives
The second uncountable ordinal is the least ordinal whose cardinal number is strictly larger than that of the first uncountable ordinal . Equivalently, it is the initial ordinal of the successor cardinal .