Basin estimate from a Lyapunov sublevel set Created 2026-09-29 Updated 2026-10-07
Suppose a compact connected component of contains an equilibrium and throughout . Then is an invariant sublevel set, and every trajectory in converges to by the LaSalle invariance principle. Thus the interior of lies in the basin of attraction of . The largest such component supplies the strongest basin estimate available from that Lyapunov function alone.
A smooth gradient flow confined to a compact invariant sublevel set has finite total integral of when is bounded below. Compactness supplies uniform continuity of that squared norm along the trajectory, so it tends to zero. Every accumulation point is a critical point. If the trapped component contains exactly one critical point, the trajectory converges to it. This supplies a direct convergence proof in place of an inference solely from an energy-contour picture.
Completing squares reveals the geometry of the sheared quartic double-well gradient flow:
The critical points satisfy and , so they are , and . The Hessian matrix is
At the origin its determinant is , so is a saddle point, with . At either other critical point, the determinant is and the upper-left entry is , so it is a positive-definite matrix. They are strict local minima; the completed squares show that both are global minima, with .
A contour at level obeys
There are no contours for , two isolated minimum points for , and two separate closed ovals for . At the two lobes meet at the saddle point; near the origin their tangents are . For one closed contour surrounds both minima.
Figure 1.
Sheared quartic potential contours and the trajectory to the positive-x minimum
.
Along the gradient flow, the gradient-flow dissipation identity is
At the stated initial point, . Its trajectory stays in the invariant sublevel set . This set is compact because is a coercive function. It also excludes every point with , where ; continuity therefore keeps the trajectory in its positive- component.
To justify its limit rather than merely infer it from the sketch, integrate the dissipation identity: is finite. On this compact set the gradient and its time derivative are bounded, so is uniformly continuous. A nonnegative uniformly continuous function with finite integral tends to zero: otherwise separated intervals of a fixed positive height and width would force an infinite integral. Every accumulation point is consequently a critical point. In the positive- component below this energy level the only one is . Compactness then implies convergence, and
This is a compact gradient-flow trapping criterion; the drawn trajectory illustrates, rather than replaces, the convergence proof.
Set
The stated identity gives
Hence, along the system,
Near the origin, is positive definite because for . The First Lyapunov theorem therefore gives stability.
Choose a sufficiently small compact invariant sublevel set
On we have . A trajectory can remain there only if
which occurs at . The choice excludes the two latter points, so the largest invariant subset of is the origin. LaSalle invariance principle now gives convergence to the origin. Thus, for every ,
This is an instance of damped mechanical energy as a Lyapunov function.