Let be a regular local ring of Krull dimension . Its formal power series ring is Noetherian and local, with maximal ideal and embedding dimension . Since is generated by elements, the Krull height theorem gives . For the reverse inequality choose a strict prime chain in . Finite generation of each gives , an integral domain, so each extended ideal is prime. The inclusions remain strict by contraction to , and adds one more step since . This proves , equal to its embedding dimension, and hence regularity.
If is an -primary ideal generated by elements in a Noetherian local ring and , then is a quotient of copies of . Summing their lengths gives the displayed bound. Since , it also bounds . Together with the prime-chain lower bound for local length, localization at a minimal prime proves the Krull height theorem.
Height of a prime ideal 2026-10-06
The height of a prime ideal is the supremum of lengths of strict prime chains ending at it, equivalently the Krull dimension of its localization at a prime ideal. The Krull height theorem bounds the height of a minimal prime over an -generated ideal by .
For closed irreducible subvarieties of a smooth -dimensional algebraic variety , every irreducible component of their intersection has dimension at least . Locally the diagonal of is cut out by parameters. Intersecting it with and applying the Krull height theorem gives the bound. The three-dimensional affine quadric cone shows that the same lower bound can fail when is singular.
A formal power series is a unit exactly when its constant coefficient is a unit in . If , constant coefficients give . Conversely, for invertible , set
Then every positive-degree coefficient of is zero and its constant coefficient is one, so is an inverse. This is a formal coefficient calculation and requires no convergence.
Since is a local ring, its nonunits are exactly . The nonunits of are consequently the series with , which are exactly : such a series is , and conversely an element of has constant coefficient in . The map taking the constant coefficient modulo is surjective with kernel , so is a maximal ideal. Every proper ideal consists of nonunits and hence lies in , proving that is the unique maximal ideal. Thus
This proves the description of formal power series over a local ring.
To compute the cotangent space of a formal power series ring, expand
Define the -linear map
Changing a lift by or a lift by changes the image by , so the map is well-defined. Every series in is congruent modulo to its first two coefficients, proving surjectivity. If , its constant coefficient lies in and its linear coefficient lies in , so both input classes are zero. This proves injectivity. Therefore
Finally, part (a) gives generators of , so . Use the Krull height theorem in its lecture form: in a Noetherian ring, a prime minimal over an ideal generated by elements has height at most . The problem allows Noetherianity of to be assumed. Apply the theorem to itself, whose height is the Krull dimension of the local ring . Hence .
Use the usual convention that a variety is an irreducible variety. For a quasi-projective algebraic set , its algebraic dimension is the supremum of the lengths of strict chains
of nonempty irreducible closed subsets of . It is the maximum of the algebraic dimensions of its irreducible components. On an affine algebraic set, the correspondence between irreducible closed subsets and prime ideals reverses inclusion, so this is the Krull dimension of the coordinate ring. On a quasi-projective algebraic set, it is the supremum of the Krull dimensions of the coordinate rings of its affine open subsets. At a closed point , the Krull dimension of the local ring measures chains through .
Here is a closed-point dimension lemma for affine domains that avoids transcendence degree. Put . By Noether normalization, there is a integral extension
The number of variables is because integral extensions preserve Krull dimension and . For any maximal ideal of , its contraction to is a maximal ideal. Since is an algebraically closed field, has height of a prime ideal . The going-down theorem applies because is an integrally closed domain and is a integral domain. It lifts a length- chain below to one below . Hence
The opposite inequality follows from .
For the nonempty open subset , choose a nonempty principal open subset and a closed point . Every prime ideal below avoids , so the preceding chain survives in the localization . Consequently . Conversely, any chain of irreducible closed subsets in gives a chain of the same length after taking closures in : intersecting those closures with recovers the original subsets. Therefore
For the principal hypersurface dimension lemma, let be a minimal prime ideal over . Since in the integral domain , . The Krull principal ideal theorem gives . Choose a closed point on lying on none of the other finitely many irreducible components of . Such a point exists because those other components cut out proper closed subsets of the irreducible variety , and closed points are dense. Set . Then and
Write . Choose a system of parameters in and lift it to . The ideal has radical equal to the maximal ideal of . The Krull height theorem yields . On the other hand, any chain of prime ideals containing can be extended strictly at the bottom by the zero prime ideal of the integral domain , giving . Thus . Since is a localization of , . Extending a chain in by also gives . Hence every component has the required dimension:
This argument uses Noether normalization, going-down theorem, and the Krull height theorem, never the dimension from the function field theorem. Irreducibility is essential: if the word variety were instead allowed to mean an arbitrary reducible affine algebraic set, neither assertion would hold without extra hypotheses. For example, a disjoint union of an affine plane and an affine line has an open component of smaller algebraic dimension; a function equal to on the plane and a coordinate on the line has a nonempty zero set of algebraic dimension .
The height of a prime ideal is the supremum of the lengths of strict chains of prime ideals ending at :
The last equality follows from the prime ideal correspondence for localization. Here is a length-growth proof of the Krull height theorem that makes the bound explicit.
We first establish a prime-chain lower bound for local length. For a Noetherian local ring admitting a prime chain of length , put . Then
for some . For , use . For , quotient by the first prime ideal of the chain; this only decreases and reduces us to a local integral domain with
Take and put . It has a prime chain of length , so induction bounds below by a positive multiple of .
The Artin-Rees lemma applied to gives, for a fixed integer ,
Because is a non-zero-divisor, the first term in the exact sequence
has length at least . Hence
Iterate this inequality about times, while its arguments remain at least . This gives the desired positive multiple of . The particular Artin-Rees lemma inclusion used here follows directly from finite generation: the Rees algebra is Noetherian, by the Hilbert basis theorem, and its graded submodule has finitely many homogeneous generators. A bound on their degrees gives .
Now localize at the given minimal prime ideal . Write , , and . The only prime ideal of containing is , so . Since is finitely generated, some . Thus has finite module length, say . The ideal is generated by at most elements.
For , products of these generators give a surjection from copies of onto . Summing the lengths gives the generator bound for primary-ideal length
Since , we have , and therefore
The prime-chain lower bound for local length now excludes any chain of length greater than . Consequently
For , minimality over the zero ideal says that is a minimal prime ideal, so its height is zero. This also handles that boundary case.
Put and . Evaluation at is surjective, and
so its kernel is the prime ideal . In particular is naturally an -module, generated by the classes of .
For integers , including negative integers, reduction modulo gives
For negative powers, this follows from and ; the mixed product vanishes modulo . Therefore a Laurent polynomial satisfies
The formal derivatives obey the product rule, so . If , both terms vanish. Hence both vanish on and define a map
It sends to and to , and the displayed expansion gives its inverse. Thus the conormal module has the explicit basis
Let be the localization at a prime ideal, with maximal ideal . Every nonzero integer lies outside and is therefore inverted. The residue field is
Indeed there is an explicit identification
inverting and has no effect in this local ring, and a polynomial denominator lies outside precisely when its constant term is nonzero. Conversely, clearing rational denominators turns every such fraction into a fraction from .
For the Krull dimension, the prime ideal correspondence for localization preserves the strict chain
of prime ideals in . They are prime because the successive quotients are the integral domains , , and . They remain distinct after localization at a prime ideal because they are all contained in . Hence .
For the upper bound, is a Noetherian ring by the Hilbert basis theorem and Localization of a Noetherian ring. Since is generated by two elements, the Krull height theorem gives . The prime ideal correspondence for localization identifies with , so
A Noetherian local ring with residue field is a regular local ring if
By the Nakayama lemma, the dimension on the left is the minimal number of generators of ; this is also called the embedding dimension.
The localization of a module is exact and commutes with quotients and products of ideals. Applying it to the already computed conormal module gives the cotangent space of a local ring
Its dimension is two, equal to . Therefore . Notice that has a basis over , whereas the localized cotangent space of a local ring has a basis over the residue field .
For a prime ideal , its height is the supremum of the lengths of strict chains of prime ideals ending at . For a proper ideal ,
This is the height of an ideal.
The Krull height theorem states that if is Noetherian, , and is minimal over , then
We prove it by induction on . The case is the Krull principal ideal theorem. For the induction step, let be the finitely many minimal primes over that lie below . By induction each has height at most ; if one equals , we are done.
Otherwise, suppose has finite height and choose a chain
whose first nonminimal term is contained in none of the . Such a chain is obtained by prime avoidance and the principal ideal theorem: a three-term segment can be replaced by a prime minimal over for an element avoiding the finitely many unwanted primes. Choose
The prime is minimal over . Otherwise a prime strictly between some and would show that has height at least two, although it is minimal over the principal ideal generated by ; this contradicts the principal ideal theorem. In , the prime is therefore minimal over an ideal generated by elements, so induction bounds its height by . The strict inclusions from to give
and hence . If the height were infinite, the same argument applied to arbitrarily long finite chains would give the same fixed bound, which is impossible. This completes the proof.
A prime chain of length in a Noetherian local ring forces its maximal-ideal length function to be at least for large . Quotient by the initial prime to reduce to a domain, choose a nonzero in the next prime, and use the Artin-Rees lemma to obtain . Induction on chain length and summing about terms prove the bound. This yields without assuming the Krull height theorem.
For an irreducible variety which is an affine variety of dimension and a nonzero nonunit regular function , each irreducible component of has dimension . Choose a closed point on just the component in question. In its local ring , is that component's prime ideal. A system of parameters of , lifted and supplemented by , generates a maximal-primary ideal; the Krull height theorem gives . Extending any chain above by the zero prime of the domain gives the reverse inequality. This proof does not identify dimension with transcendence degree.
System of parameters 2026-10-07
In a Noetherian local ring of dimension , a list whose generated ideal has radical . Such lists exist, by successively avoiding the finitely many top-dimensional minimal primes. No list shorter than can generate a maximal-primary ideal, by the Krull height theorem.