Gaussian curvature Created 2026-09-24 Updated 2026-10-14
Rolling a sheet into a circular cylinder bends it without changing its internal lengths and angles. Fitting that same sheet smoothly onto a sphere requires distortion of its first fundamental form. Gaussian curvature distinguishes these situations: it measures the intrinsic curvature of a smooth surface, even though its simplest definition uses how the surface bends in Euclidean space.
The Gaussian curvature at a point is the determinant of the shape operator, or the product of the two principal curvatures:
Here is the first fundamental form and is the second fundamental form, with . Regularity makes . Reversing the unit normal negates and both principal curvatures, leaving Gaussian curvature unchanged. [ref]
The sign describes bending at the point: positive Gaussian curvature means the principal curvatures have the same nonzero sign, as at an elliptic point; negative Gaussian curvature means opposite signs, as on a saddle; zero Gaussian curvature means at least one principal curvature vanishes. Zero Gaussian curvature at a single point does not imply that a neighborhood is a plane. [ref]
Four worked models make the signs concrete:
Figure 1.
Plane, outward cylinder, outward sphere, and upward saddle compared by their principal curvatures and Gaussian curvature
. Details.
The patches use a common length unit, with for the sphere and circular cylinder. The marked red and blue curves have principal directions at the black point; the arrow is the chosen unit normal. For physical lengths, principal curvature and mean curvature have units of inverse length, while Gaussian curvature has units of inverse squared length. Rescaling a surface by divides its principal curvatures by and its Gaussian curvature by . Writing the saddle as restores an explicit length scale: .
The Theorema Egregium says that Gaussian curvature depends only on the first fundamental form and its first two coordinate derivatives. A local isometry therefore preserves Gaussian curvature, even if the shape operator and the principal curvatures change. [ref]
Here is the outline, rather than a full proof. The Gauss formula splits second derivatives of a parametric surface into tangential Christoffel symbols and the second fundamental form. The Christoffel symbols are determined by the first fundamental form and its first derivatives. Commuting the next partial derivatives gives the Gauss equation, which identifies with the intrinsic sectional curvature computed from the Riemann curvature tensor. Thus the apparently extrinsic product is determined by the Riemannian metric. [ref]
One can see the distinction directly by rolling a plane strip with coordinates into the circular cylinder . Both have , so the map is a local isometry, and is one-to-one on an open strip of width less than . Extending over all real numbers wraps around periodically; it does not give a global isometry between the entire plane and the entire circular cylinder. A nonempty open patch of a sphere cannot be flattened by a local isometry into a plane, because its Gaussian curvature cannot become zero. The obstruction concerns preservation of the first fundamental form, rather than a particular drawing or choice of seam.
For a sphere of radius , its outward unit normal is . Applying the shape operator gives , so the two principal curvatures coincide:
For the lateral surface of a circular cylinder with outward unit normal, moving around a circle turns at rate , while moving along the axis leaves constant. Thus the circumferential and axial principal curvatures give
Here is Gaussian curvature. The circular cylinder bends in only one principal direction, so its mean curvature is half that of the equally sized sphere. These formulas concern the smooth lateral surface, excluding any edges where end caps meet it.
Figure 1.
Signed principal curvatures and their mean on an outward sphere, outward cylinder, and catenoid waist
. Details.
The common length scale is , equal to the radius for the sphere and circular cylinder, and to the waist radius for the catenoid. The mean curvature marker is halfway between the two principal curvature markers. Gaussian curvature has a different unit and is listed separately beneath each panel.
The shape operator is the self-adjoint tangent map , using a locally chosen unit normal. Its eigenvalues are the principal curvatures, and their eigenvectors give the principal directions. At an umbilical point they coincide, so and every tangent direction is principal. Reversing the normal changes both curvature signs but does not change the principal directions or umbilicity.
Write
The regularity of the profile makes . The coordinate tangent vectors are
so the first fundamental form of a surface of revolution has coefficients
Choose the unit normal
Taking scalar products with the second derivatives of gives the second fundamental form coefficients
Thus the coordinate directions are principal directions, with principal curvatures
The curvatures of a parametrized surface of revolution are therefore
Reversing the orientation of a surface reverses the sign of but leaves unchanged.
Suppose lies in the closed ball of radius centred at . By compactness, the continuous function attains its maximum at some . The sphere of radius about is a supporting sphere tangent to at .
Put . For any unit vector , choose a surface curve with and . Since has a local maximum at zero,
The scalar is the normal curvature in direction , so every normal curvature is at most with this choice of unit normal. Applying this to principal directions shows that both principal curvatures satisfy . Therefore
This proves both assertions, including the existence of an elliptic point on every compact regular surface.
Principal curvature Created 2026-09-24 Updated 2026-10-14
At a point of a smooth surface, a normal section of a surface can bend by different amounts depending on its tangent vector. The principal curvatures are the largest and smallest signed normal curvatures among unit tangent vectors. Equivalently they are the two eigenvalues of the shape operator, with an orthonormal basis of corresponding principal directions. Here the labels follow the selected directions, without requiring . [ref]
For a unit tangent vector making angle with , Euler formula for normal curvature gives
The normal curvature is a weighted average of the principal curvatures; the extremes occur in the principal directions. If the principal curvatures coincide, every direction in the tangent plane is a principal direction: this is an umbilical point. The Gaussian curvature and mean curvature summarize the pair by
For an outward-oriented sphere of radius , both principal curvatures are , so the normal curvature is in every direction. For an outward-oriented circular cylinder, choose around the circumference and along the axis. The principal curvatures are , giving ; halfway between the principal directions, .
At the origin of the upward-oriented hyperbolic paraboloid , the principal directions are the coordinate axes and the principal curvatures are in the chosen length unit. Thus , with zero normal curvature at . Zero normal curvature in these directions coexists with Gaussian curvature : the shape operator is not zero. The mean curvature is zero at this point; this does not say that the whole hyperbolic paraboloid is a minimal surface.
Figure 1.
Directional normal curvature on a sphere, cylinder, and saddle with the convention S=-dN
. Details.
Each graph uses angle in the tangent plane, measured from the indicated first principal direction. The sphere and circular cylinder have ; the saddle graph refers only to the origin. Reversing the unit normal reflects each normal curvature graph through zero, negates both principal curvatures and the mean curvature, and preserves their product, the Gaussian curvature.
Shape operator Created 2026-09-24 Updated 2026-10-14
The shape operator measures how the unit normal turns as we move along a smooth surface. A plane has a constant unit normal, whereas the outward unit normal of a sphere turns in every direction in the tangent plane. Keeping the direction of this change, rather than just its magnitude, lets one recover the principal curvatures and their principal directions.
Choose an orientation of a surface , with Gauss map . The shape operator at is the linear map
Here is the differential of the Gauss map. Its output belongs to , identified with because both are the vector plane perpendicular to . The minus sign is our convention throughout this branch. [ref]
The shape operator packages the second fundamental form as an operator using the inner product supplied by the first fundamental form:
The symmetry of the second fundamental form makes the shape operator a self-adjoint operator for this inner product. Thus an orthonormal basis of principal directions diagonalizes it. In a coordinate basis of a parametric surface, write
The matrix need not be a symmetric matrix in this coordinate basis: its self-adjointness means . Using the eigenvalues of alone gives the principal curvatures only when is the identity matrix. [ref]
For a worked example, parametrize the lateral surface of an outward-oriented circular cylinder of radius using circumferential arc length and axial coordinate :
The coordinate tangent vectors are an orthonormal basis. Since and , the shape operator satisfies
Changing to angular coordinate gives and ; still has eigenvalues . This is why the first fundamental form must participate in the calculation.
For a sphere of radius centered at the origin, the outward unit normal is . Hence , so both principal curvatures are . For a plane, and the shape operator vanishes. Reversing the unit normal negates the shape operator and both principal curvatures; the Gaussian curvature remains unchanged while the mean curvature changes sign, as in orientation reversal of surface curvature.