Entropy bound for pairwise-union tuples Created 2026-09-24 Updated 2026-09-24
Let be random subsets of a common ground set. If every pairwise union takes values in a fixed family of sets of cardinality at most , then Shearer's inequality and the fact that a pair of bits with prescribed OR has at most three possibilities give
For a measure-preserving action of and a finite partition ,
The reverse inequality to the interval formula follows from Shearer's inequality applied to translates of along long intervals; the uncovered boundary has sublinear size.
Use discrete Shannon entropy with base-two logarithms. The standard facts needed are the chain rule for information entropy, conditioning reduces entropy, nonnegativity of conditional entropy, and the fact that a uniform distribution on outcomes has Shannon entropy .
Order the coordinates by their indices and put . Applying the chain rule within a coordinate subset and then adding the missing earlier conditioning coordinates gives
On summing over the family, coordinate occurs at least times. Since each is nonnegative,
This proves Shearer's inequality without any independence assumption on the coordinates. For countable alphabets, apply the finite-valued assertion to refining finite coordinate partitions; the standard monotone approximation of Shannon entropy gives the same result with extended values. Differential entropy is not the Shannon entropy intended here.
For the graph application, let its bipartition be , with degrees on and on , where . Choose an independent set uniformly from all such sets, and let be its vertex-indicator vector. Then . For put and .
Each vertex of belongs to exactly of these neighbourhoods. Shearer's inequality therefore gives . Conditional on , a vertex of is forced absent if any neighbor was selected, and otherwise is a free fair binary choice. There are no edges within , and the conditional independent-set distribution is uniform on all these free choices. Hence
and
There are possible neighborhood patterns. Give the zero pattern weight and every other pattern weight one. For its distribution , concavity of the logarithm, or Jensen's inequality, gives
This establishes the local weighted-entropy estimate rather than just counting neighborhood patterns.
Edge counting gives ; together with , it yields . Exponentiating the Shannon entropy estimate proves the independent-set bound for biregular graphs:
The complete bipartite graph has exactly independent sets, since one chooses a subset of one side and subtracts the double-counted empty set. Disjoint unions of such components attain equality. If exactly one degree parameter is zero, edge counting forces the graph to be edgeless and the displayed bound equals , so it remains valid. If , the denominator is undefined; the edgeless graph has exactly independent sets.
For a finite measurable partition ,
Its conditional entropy of finite measurable partitions relative to is
The concavity of , equivalently conditioning reduces entropy, gives
The atoms of are with the same measures as the atoms of . Hence .
Set
The chain rule and invariance give , so is a subadditive sequence. Therefore
The Kolmogorov-Sinai entropy is over finite partitions.
Taking immediately shows that the infimum over arbitrary finite is at most . For the reverse inequality, apply Shearer's inequality to translates of a fixed finite inside a long interval. Every interior coordinate is covered times, while only boundary coordinates are lost. Subadditivity bounds the boundary contribution; division by the interval length and passage to the limit give
Taking the infimum proves
Choose uniformly from , and let . The characteristic vector of a set determines , so
For , the projected vector determines the intersection and therefore takes values in the trace of a set family . The maximum-entropy bound on a finite set gives
Every coordinate belongs to at least members of , so Shearer's inequality gives
Exponentiation proves the Shearer trace inequality
Shearer's inequality states that if is a discrete random vector and is a collection of subsets of in which every index occurs at least times, then
Order the coordinates naturally. For every , the chain rule for information entropy gives
Removing conditioning variables cannot decrease entropy, so every summand is at least
After summing over , each index contributes at least times. A final application of the chain rule yields
which proves the lemma.
For , the chain rule for information entropy gives
Each summand is at least because conditioning reduces entropy. Summing over , each occurs times:
This is the required special case of Shearer's inequality.
Let be the set of valid quintuples and choose uniformly from . Then
Apply Shearer's inequality to the ten pairs . Every index occurs in four pairs, so
Put . Since , it has cardinality . For each element of , its membership bits in are one of ; outside they are forced to be . Thus at most ordered pairs have any prescribed union. The chain rule for information entropy, conditional entropy, and the support bound for information entropy give
because every belongs to . There are ten pairs, hence
Exponentiating proves
which is the five-variable case of the entropy bound for pairwise-union tuples.
Shearer trace inequality Created 2026-09-28 Updated 2026-10-14
If every ground element belongs to at least members of a family , then
Apply Shearer's inequality to the characteristic vector of a uniformly random member of .