Assume an initially unfractured homogeneous isotropic material described by a linear Mohr-Coulomb failure criterion, with the given coefficient of friction representing the relevant internal friction angle. Use spatially uniform pore fluid pressure, effective stresses , and compression-positive signs. Then
The Mohr circle in the plane has centre and radius . At first failure it is tangent to the failure envelope. The radius to the positive-shear tangent point is perpendicular to the line of slope , hence makes angle with the positive normal-stress axis.
If is the angle between the fault normal and , the stress transformation is
Thus , , and the angle of the fault itself to horizontal is
The two conjugate thrust faults therefore strike approximately east–west and dip about north and south. This is the fault dip, not the fault-normal angle. Both sediments and basement have the same optimum orientation under these assumptions because their stipulated friction slopes are equal; their cohesion and absolute failure stresses could still differ.
The first two panels in solution give the labeled construction. Constant cohesion shifts the straight failure envelope without changing its slope, and uniform pore fluid pressure translates the Mohr circle in normal-stress coordinates; neither changes this tangency angle. In the illustrative cohesionless case, , giving . Pre-existing weaknesses, a nonuniform stress field, anisotropic strength, or a nonlinear failure envelope invalidate the simple optimum-orientation prediction.[ref]
Pore fluid pressure reduces the compressive load carried across grain contacts or an accessible fault. In the usual elementary approximation,
At fixed total stress, increasing translates the entire Mohr circle left by without changing its radius or the differential stress. The circle therefore approaches the frictional failure envelope even though the applied shear has not increased. Equivalently, in total-stress coordinates the strength on an existing plane is , reduced by . For a known orientation and constant frictional parameters, the ideal critical pressure is
provided the plane is in contact and sliding failure is reached before tensile opening.
For the diagram's illustrative , , and , the dry circle is below failure. The freely oriented tangency threshold is about ; the circle is already beyond that threshold and shows the loading tendency, not a stable post-failure state. If grows enough that , fluid pressure can instead open a tensile fracture. A porous-continuum effective stress law may use with a coefficient different from one. Also, changing fluid pressure can change total stress through constrained deformation; pure horizontal translation assumes those total stresses remain fixed.[ref]
Draw a failure envelope in the plane. A useful brittle shear-failure approximation is the Mohr-Coulomb failure criterion
where is cohesion, the internal friction angle, and the effective compressive normal stress. A circle wholly inside the envelope is below this ideal failure threshold. Increasing the differential stress expands it until it first touches the envelope: the tangent points identify the failing plane orientations. For a linear envelope, tangency implies
With the angle convention above, the upper tangent point is at . Its plane therefore makes with the maximum-compression direction; there is a conjugate plane on the other side. For , this is , rather than the plane of maximum shear stress. An existing weak fault can reactivate first, with its own lower cohesion and friction, and need not have this optimum new-fracture orientation.
For tensile brittle fracture, add a tensile strength cutoff: failure occurs when , where . The opening fracture is approximately perpendicular to the minimum-compression direction. Real rock envelopes curve, especially at small confinement; a straight shear envelope must not be extrapolated as an exact tensile law. High confinement can instead favor distributed or ductile deformation, so merely drawing a larger circle does not establish that brittle failure is the active mechanism.[ref]
For a plane whose normal lies in the – plane, rotate through from in the stated sign convention. The circle point gives
The normal-to-plane angle is essential: if the angle supplied is between the plane itself and , use its complement for . The principal stress planes have zero shear stress, and planes at to those principal stress planes have maximum .
For an arbitrary plane in a fully three-dimensional stress field, let be its direction cosines in the principal stress basis. Then
These follow by resolving the traction into its normal and tangential components; the compression-positive tensor is the negative of the usual tension-positive Cauchy stress tensor. The family of Mohr circles visualizes the possible combinations, but the two-dimensional rule alone does not specify an arbitrary three-dimensional orientation.[ref]