Downward closure of a set family Created 2026-10-05 Updated 2026-10-06
For a set family , its downward closure is . It is the smallest down-set containing , just as the upward closure of a set family is the smallest up-set containing it. The two closures allow Harris' inequality to control sizes of a cross-Sperner family pair.
A maximal intersecting family is an up-set. It cannot contain both a set and its complement. If neither were present, maximality would supply a member disjoint from the first set, and upward closure would then include its complement. Thus precisely one member of each complementary pair occurs, so the family has members for .
Assume first , and write . The sharp nonuniform t-intersecting family bound is
We prove the bound by deriving the needed Kleitman diametric theorem. Identify subsets with binary words, with Hamming distance . Let be the two expressions above. A set family of Hamming diameter at most has size at most , as follows.
First apply downward coordinate compression: delete coordinate from a member only when its deletion is not already present. This preserves size and cannot increase the Hamming diameter. The only possible increased distance would be between a newly lowered member and a retained member containing . The deletion must have belonged to the old set family, or would have been lowered too. The old pair has precisely that increased distance, proving it was already allowed. Repeated downward compressions terminate in a down-set.
Next apply all elementary set shifts with . They preserve size and Hamming diameter. If shifting one member but retaining the other increased their distance, the retained member must contain but not ; its shifted partner was already present, and the old pair with that partner has the same distance. These shifts preserve the down-set property: a subset of a shifted member either was already present or is obtained by shifting its corresponding old subset. For a retained member, a subset cannot disappear, because the shifted partner of that subset is also a subset of the member or of its retained shifted partner. Repeated shifts terminate, since the sum of the selected coordinate labels decreases whenever a change occurs. We now have a shifted down-set of the same size and Hamming diameter.
Split it into sections on :
The first section has Hamming diameter at most . We claim the second has Hamming diameter at most . For , downward closure gives . Compare with . Their distance is , so . Choose outside their union. Shiftedness puts in , while is a member of . Their distance is , proving the claim. For this argument forces to be empty.
The induction now gives
where negative-diameter set families are empty. The equality of the numerical expressions is Pascal's identity. The base case has at most one member. At the boundary , at most one member of each complementary pair is allowed, giving , which equals by binomial symmetry. For the remaining cases , both section bounds belong to smaller-dimensional induction cases. This completes the diametric proof.
For a -intersecting set family,
so the theorem applies. For , equality is attained by all sets of size at least , since two such sets intersect in at least elements. For , take all sets of size at least , and also all -sets avoiding one fixed point. Two of these smaller sets intersect in at least points; a smaller and a larger set intersect in at least ; two larger sets intersect in at least . The size of this set family is
so it attains the odd bound. If , the full power set is admissible; if , the only admissible set family is empty.
Every maximal 1-intersecting set family attains , for . Such a set family is an up-set, since adding a superset preserves set intersections. It contains and omits the empty set. It contains at most one member of any complementary pair. If neither of two nonempty complements were present, maximality would give a member disjoint from ; upward closure would then include , a contradiction. Thus it chooses precisely one member of each complementary pair, as in maximal intersecting families choose one member of every complementary pair.
Not every maximal 2-intersecting set family attains the bound. On four points, let . This set family has four members and is maximal: every missing set meets its member in at most one point. The sharp bound is , attained by all sets of size at least three. This proves maximal intersection does not imply maximum size.
Form the family . The nonnegative weights make it an up-set. It is an intersecting family, since two disjoint members would have combined weight exceeding one. The no-tie hypothesis makes it a self-dual set family: exactly one of belongs.
Let . Self-duality gives . The Erdős-Ko-Rado theorem gives for ; at this is immediate. If is even, .
The biased measure of a set family is . By independence of the Bernoulli random variables, it equals , since equality is excluded. Subtract and pair complementary levels. The complementary-layer bound for biased measure gives
Both factors are nonnegative for . The endpoints also follow directly, or by continuity. Thus the weighted Bernoulli majority bound is
A maximal intersecting family is an up-set: if and , then intersects every member, so maximality forces . For every complementary pair , at most one member lies in . If neither did, maximality would give disjoint from ; then , and the up-set property would put in , a contradiction. Exactly one set from each complementary pair occurs, so
For , three pairwise nonisomorphic examples are:
  • the star ;
  • the triangle family ;
  • the majority family when is odd, and, when is even, this family together with the -sets containing .
Their smallest members have different sizes except at , where the inclusion graphs of the minimal two-sets are respectively a triangle and a three-edge star. Thus they are nonisomorphic.
The Erdős-Ko-Rado theorem says that if and is intersecting, then
For the Kruskal-Katona theorem proof, the family of complements is disjoint from the th upper shadow of : otherwise one member of would be contained in the complement of another. Kruskal–Katona says that when this upper shadow has at least members, with a strict corresponding inequality above that threshold. Since these two disjoint families lie in one level of size , the EKR bound follows.
For the averaging proof, place in a cyclic order. Among the cyclic intervals of length , an intersecting family contains at most : after fixing one interval, the possible intersecting intervals can be paired by their first separating endpoint. Double-counting pairs consisting of a cyclic order and a member of that appears as an interval gives
which is the same bound. This is the Katona circle method.
The minimum size does not tend to infinity. Fix a core of size and take
Any two members intersect. If an -set is not contained in , then , so the remaining at least points of contain a member of disjoint from . Thus is maximal intersecting in , and
independently of .
Upper and lower sets 2026-10-14
In a partially ordered set , an upper set satisfies and ; a lower set satisfies and . The complement of a set exchanges the two conditions: if and , then would force , so is lower. In a Boolean lattice ordered by inclusion, these are the up-set and down-set conditions.