Allowed energy band Created 2026-10-03 Updated 2026-10-05
An allowed energy band is an interval of energies supporting extended Bloch states. Adjacent bands may be separated by a band gap.
The normalized Bloch states satisfy periodicity when . Acting with the hopping terms shifts the coefficients by one site, giving
The first Brillouin zone is a fundamental cell of reciprocal space, for example ; wavevectors differing by label the same state. It contains exactly distinct allowed wavevectors and hence orbital states. The written Hamiltonian has no spin index; if electron spin degeneracy is included there are states.
For a narrow wave packet, group velocity and band-curvature effective mass are
For the usual , the mass is negative in the outer half of the zone, , taking one endpoint representative. At the inverse mass vanishes and the mass diverges. For arbitrary nonzero , the sign criterion is ; is a flat band.
For electron charge with in a constant electric field , the single-band semiclassical equations are , . Thus , and for ,
These are Bloch oscillations of period . The zero-field limit is . This assumes a narrow packet and neglects scattering and interband transitions.
For many electrons obeying the Pauli exclusion principle, a partially filled band has available nearby states and can carry current under a displaced occupation distribution: it describes a metal within band theory. A completely filled band has cancelling velocities over the zone, so its current is zero; if separated from empty higher bands by a nonzero gap, it describes an insulator at sufficiently low temperature and weak electric field. With spin degeneracy this isolated band is filled at two electrons per site. The single-electron Hamiltonian alone does not specify the filling or a gap to a next band, so those extra physical assumptions are required for classifying a material.
Bloch theorem states that the energy eigenstates of a Hamiltonian invariant under translations by a Bravais lattice can be chosen as Bloch states
Indeed, the unitary operators commute with one another because , and they commute with by hypothesis. The simultaneous diagonalization theorem therefore lets us diagonalize all translations within each energy eigenspace. Their eigenvalues form a unitary character of the additive lattice:
Writing on a primitive basis gives . In position space, with , this implies . Hence is lattice-periodic. Adding a reciprocal lattice vector to leaves the character unchanged, so the crystal momentum lies in a Brillouin zone.
For
the equations give the reciprocal basis
The reciprocal lattice is triangular, so the first Brillouin zone is its Wigner-Seitz cell, a regular hexagon. Its six corners are
Reciprocal-lattice translations identify these corners in two classes of three. Representatives are
For example, , while the other equivalences follow by symmetry and reciprocal translations. This gives the requested sketch: a regular hexagon with the vertical edge from to at and alternating corner classes.
For the tight-binding model, introduce the normalized Bloch sum
Each hop by multiplies this state by . Thus the two-direction nearest-neighbour tight-binding dispersion is
Along the boundary edge from to , and , so
For , it rises from at either corner to at the midpoint; for the ordering reverses. Globally the two cosines in the first expression can simultaneously equal or , and therefore
Each orbital band contains two one-electron states per lattice site because an electron has two spin states. By band filling, a valency of one leaves this band half-filled and the material conducts, whereas a valency of two fills it. A filled band can be insulating only if it is separated from every empty band by a positive band gap.
The first band's maximum is . If the second band's minimum is , a gap exists precisely when . Consequently, among the nontrivial fillings described here,
For valency one the first band is partially filled. If , the bands overlap or touch, so even at valency two the overlapping energy bands prevent a band insulator.