If the minimum of the next energy band lies at or below the maximum of the nominally filled band, electrons can lower their energy by occupying the next band and leaving holes in the first. The resulting partially filled bands prevent a band-insulating state.
Suppose a model replaces a set of free-electron boundary energies by lower and upper edges and , with . If these are the relevant global band edges, the indirect band gap is , giving the displayed expression. A positive direct gap at each crossing need not be enough: a band insulator needs . This is a band-edge estimate, not a general three-dimensional nearly-free-electron theorem; multiple Bragg planes at a corner can require a larger coupling matrix.
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