Use , so the Fourier transform of is . Distinguish the full degree- polynomial from its homogeneous top-degree part , the principal symbol. The elliptic differential operator condition is
It does not require the full polynomial to be nonzero at small frequencies. Compactness of the unit sphere gives . Homogeneity and the lower-degree remainder imply
For sufficiently large the second term is at most half the first, so the high-frequency lower bound for an elliptic polynomial is
Here is the Japanese bracket. The order-zero case just means a nonzero constant and is immediate.
For real , the Sobolev space definition with the current Fourier normalization is
Changing the harmless constant in the norm gives the same space. A distribution on belongs to the Local Sobolev space when , extended by zero outside , belongs to for every test function .
A compactly supported distribution of finite order of a distribution has a smooth Fourier transform satisfying , by applying the finite-order estimate to a fixed cutoff times the exponential. Thus its weighted squared transform is bounded by . This is integrable precisely in the sufficient range , and proves
This is the negative Sobolev regularity of a compactly supported distribution; the strict inequality is important, and is not a claim that this sufficient threshold is optimal for each distribution.
To establish elliptic regularity without assuming the answer as an a priori smoothness hypothesis, first obtain a global constant-coefficient gain. For a compactly supported distribution with , the polynomial lower bound at high frequency gives
On , the transform of is smooth and bounded. Therefore implies . Possible low-frequency zeros of are harmless; we never divide by them.
Two elementary mapping facts supply the variable-coefficient argument. Distributional derivatives of order map into . Sobolev multiplication by a smooth cutoff is bounded on for every real , including negative ones. Indeed, for a compactly supported smooth , the Peetre weight inequality
and reduce the bound to Young's convolution inequality with the integrable kernel . Smooth coefficients only need this property on compact subsets, where they can be multiplied by another cutoff.
Write the lower-order part as , with , and suppose provisionally that on a relatively compact neighborhood. For a cutoff function supported there,
The bracket is the operator commutator. Its order is at most : in the product rule, every surviving term has at least one derivative falling on . Choose a second cutoff function equal to one near when estimating the products. The derivative and smooth-multiplication bounds then give
The global gain just proved applies to the compactly supported distribution , and yields
This is the cutoff bootstrap for local elliptic regularity; it works for real indices, not just nonnegative integers.
There is always a legitimate starting index. Around any fixed point choose on a smaller neighborhood. The compactly supported distribution has the negative Sobolev regularity proved above, so on that neighborhood for some finite . The index need not be uniform over all of . Repeating the one-step gain finitely many times reaches , or the target is already reached if . Since the point was arbitrary,
For the result follows directly by dividing by the nonzero constant.
Finally, if , its forcing belongs to every Local Sobolev space. The gain consequently gives every local Sobolev order for . For each integer , choose an order larger than and apply the Sobolev embedding theorem to a localized solution. It has a representative; the representatives agree because they represent the same distribution. Thus every distributional solution of is smooth on .
Take and the Fourier transform convention . Write the scalar polynomial as , with homogeneous of degree . The principal symbol of the constant-coefficient linear partial differential operator is . It is an elliptic differential operator exactly when
Complex coefficients are allowed, but the frequency is real.
By compactness of the unit sphere, . Homogeneity gives , whereas the lower-degree terms are bounded by for . The triangle inequality then gives the high-frequency lower bound for an elliptic polynomial:
for sufficiently large . Thus
The Japanese bracket is . If , a nonzero constant satisfies the same assertion directly.
For real , the Sobolev space is the tempered distribution space
One may include in the squared norm for this Fourier transform normalization; it does not change the space. The Local Sobolev space is
where multiplication of a distribution by a smooth function is followed by extension by zero.
If is a compactly supported distribution, choose a cutoff function equal to one near its compact support. The finite order of a distribution gives an integer and a bound
for a fixed compact set . This also makes a tempered distribution. Its Fourier transform of a compactly supported distribution is the smooth function
The Leibniz rule gives the last estimate, and parameter differentiation under the finite-order pairing proves smoothness of this Fourier transform. Therefore the negative Sobolev regularity of a compactly supported distribution is
Indeed is integrable precisely when . This proves the claimed existence of a sufficiently negative Sobolev space index.
We use three elementary Sobolev space facts: differentiation of order maps continuously into ; for ; and Sobolev multiplication by a smooth cutoff is bounded on for every real . The first two follow directly from the frequency weights. For the third, multiplication of a distribution by a smooth function becomes convolution with the rapidly decaying , and
together with Young's convolution inequality gives the bound. These facts apply after localization as well.
The high-frequency lower bound for an elliptic polynomial gives a useful global implication. If and , split its Fourier transform into and . The low-frequency part is controlled by , while the high-frequency part is controlled by . Thus, for arbitrary real ,
The conclusion that is obtained directly by integrating these frequency bounds; it is not an assumption made to state the estimate.
For the cutoff bootstrap for local elliptic regularity, fix . A cutoff function equal to one near makes a compactly supported distribution after multiplication, so the preceding negative-index argument gives for some finite . Suppose inductively that . For any test function ,
The Leibniz rule shows that this commutator has order at most , with smooth functions as coefficients, all with compact support:
A second cutoff function equal to one near lets us apply the stated Sobolev space bounds to every term. Hence , while . For , the global estimate yields
This holds for every such , so it improves the Local Sobolev space index by one until is reached. A finite number of iterations starting at proves
Since was arbitrary, the conclusion holds throughout . For , division by the nonzero constant proves it immediately. This is the asserted elliptic regularity, proved without assuming an initial nonnegative Sobolev space index.
A first-order example on is the first-order Cauchy-Riemann operator
It is an elliptic differential operator with complex coefficients. In one real variable, is already a first-order elliptic differential operator.
There is no scalar elliptic differential operator of odd order in three variables. If its order were odd, its principal symbol would satisfy on . Regard the continuous map
The Borsuk-Ulam theorem gives for some . Oddness then gives , contradicting ellipticity. This is the odd-order obstruction for scalar elliptic operators in at least three dimensions; restricting to a three-dimensional subspace proves the higher-dimensional case too. For real coefficients alone, the same obstruction follows from the intermediate value theorem along a path between antipodal points.
The scalar qualification matters. An elliptic system of differential equations can be first order in three variables: with the Pauli matrices, the matrix symbol satisfies and is invertible for . This does not contradict the scalar polynomial obstruction.