Kähler covariant derivative of a superpotential Created 2026-10-05 Updated 2026-10-14
The Kähler covariant derivative of a superpotential transforms by the same holomorphic factor as the superpotential under a Kähler transformation. This follows by differentiating and cancelling the extra derivative of against the shift of .
In the ordinary local two-derivative matter class, the general ungauged supersymmetric action for a chiral superfield is
The Kähler potential is real, and the superpotential is a holomorphic function. Adding to changes the action only by a boundary term: full superspace integration of a chiral or antichiral function vanishes modulo that term. This is a Kähler transformation. A positive Kähler metric is required for a nonsingular positive-norm kinetic term, not just for derivative counting.
To see the differential order, the bosonic component Lagrangian in mostly-plus signature contains
The auxiliary field equation is algebraic: on a purely bosonic configuration. It gives the scalar potential . The scalar equations have at most two spacetime derivatives, the fermion equations from the sigma-model kinetic term have one, and the remaining interaction terms do not raise this order. The fermionic corrections to the auxiliary equation are still algebraic.
For four-dimensional renormalizability, assign engineering dimensions , , and . Hence, up to a Kähler transformation and a constant field normalization, the restrictions are
A mixed higher-degree term in or a term of degree above three in introduces a negative-mass-dimension coupling. The constant has no local effect in global supersymmetry, as in the constant superpotential in global supersymmetry.
The boxed general-action statement uses the conventional two-derivative matter interpretation. It is not a classification of all derivative-dependent effective superfield actions by the order of their bosonic equations alone. For example, a scalar Lagrangian quartic in first derivatives still yields a second-order Euler–Lagrange equation, and supersymmetric derivative-dependent interactions can contain such terms. Their auxiliary and fermionic equations require separate checking. This distinction is explicit in the original construction of supersymmetric derivative-dependent scalar actions. Such actions are outside the ordinary class used for the renormalizable answer here.
For a chiral superfield of mass dimension one, a renormalizable quantum field theory has a quadratic Kähler potential and a superpotential of degree at most three. Before canonical normalization one may write
with real , and
The purely holomorphic terms in , their conjugates and its constant have vanishing full superspace integration; they are Kähler transformations of the global theory. Rescaling the chiral superfield sets , so the physically general kinetic choice is up to these terms. The constant superpotential in global supersymmetry also has no component effect. The dimensions of are respectively two, one and zero.
To eliminate the linear term, translate the complex chiral superfield as . The shifted linear coefficient is
If , this quadratic has a root over the complex numbers; if but , take . The resulting linear term vanishes and the new quadratic coefficient is . The canonical Kähler potential changes only by holomorphic, antiholomorphic and constant terms, which do not change the global kinetic action. This is the superpotential critical-point shift.
The claim needs an exception: if but , the superpotential is purely linear and no invertible translation can remove it. More generally an invertible regular field redefinition cannot turn a nowhere-zero derivative into a critical point. The theory with has , a constant positive scalar potential , and flat F-term breaking with a linear superpotential. Below, and denote the quadratic/cubic coefficients after the valid shift, as intended by the question.
Expand in chiral coordinates. The highest component of is , while the full-superspace kinetic term contains . Thus the auxiliary field part of the component Lagrangian is
Varying and independently gives
Substitution gives , and hence the F-term scalar potential
It is nonnegative and vanishes at , and also at when . These are supersymmetric vacua, since the auxiliary field vanishes. Thus the quadratic/cubic model does not spontaneously break supersymmetry. If but , zero is the sole critical point; if both vanish, every is a zero-energy vacuum. Nonzero give the usual two vacua, coinciding when .
For the loop argument, promote the coefficients to background chiral spurions. One convenient pair of independent formal charge assignments is
Both symmetries act nontrivially on all three of ; the second is an R-symmetry. The superspace integration measure has R-charge , so both tree monomials give invariant actions. These are spurionic selection rules, not necessarily actual symmetries after fixing numerical couplings. The R-row is an ordinary-charge redefinition of the usual Wess–Zumino spurion charge assignment.
A local Wilsonian superpotential is a holomorphic function of the chiral fields and chiral spurions. The ratio is neutral under both charge assignments and has dimension zero, whereas has exactly the charges and dimension of . The general symmetry-allowed form, on a patch with and up to a physically irrelevant global constant, is therefore
with holomorphic where that description is regular. Symmetry by itself does not determine .
For a regular perturbative local Wilsonian effective action retaining the same elementary field and an infrared cutoff, expand . Its term of order is . Negative are singular in , while are singular in ; these are excluded by perturbative holomorphic regularity at the free-coupling limits. Thus only the quadratic and cubic terms survive. Their regular holomorphic coefficients cannot acquire coupling-dependent invariant corrections. At the quadratic theory is Gaussian, fixing exactly. A contribution linear in to the cubic vertex has only one cubic interaction: three external lines exhaust that vertex, leaving no contraction to form a loop. Thus as well in the present normalization. This supplies the holomorphy argument for superpotential non-renormalization rather than concluding non-renormalization from symmetry alone.
The Kähler potential can still undergo wave-function renormalization. If its quadratic coefficient becomes , canonical normalization gives and , so physical masses and interactions can run despite superpotential non-renormalization. More generally a positive nonsingular effective Kähler metric replaces by and does not remove its zero-energy critical points. Infrared-singular nonlocal one-particle-irreducible terms and eliminating the entire massive field are outside this Wilsonian statement.
At the usual two-derivative order, the two-derivative global supersymmetric gauge action is
Here is the chiral field-strength superfield, distinguished from the superpotential . The Kähler potential is a real gauge-invariant function, defined up to a Kähler transformation; supplies the scalar kinetic metric. The superpotential is a gauge-invariant holomorphic function of the chiral superfields. The symmetric gauge kinetic function is holomorphic and transforms so that its contraction with the field strengths is gauge invariant. Its real part supplies the gauge and gaugino kinetic coefficients and must be positive on physical configurations; its imaginary part supplies the topological angle. The final constants are Fayet–Iliopoulos terms, normalized so that they contribute when has highest component .
For the simple non-Abelian gauge group specified in the question, . Invariance of a proposed requires . A simple Lie algebra equals its commutator algebra, so no nonzero invariant covector exists. This proves that Fayet–Iliopoulos terms require an Abelian gauge factor. The last term above describes the customary Abelian extension, not an additional arbitrary coupling of the simple group.
For a renormalizable theory, after choosing matter bases the functions reduce to
Only gauge-invariant monomials are included. A nonconstant would produce interactions of dimension greater than four. Here the gauge coupling is absorbed into the connection in , while in the holomorphic normalization. A constant has no dynamical effect in global supersymmetry. The original arbitrary functions remain useful for a nonrenormalizable two-derivative effective theory, but the following argument restricts to the requested renormalizable setting.
To analyze perturbative corrections, use a local Wilsonian effective action with a nonzero infrared cutoff and keep the same elementary fields. Introduce nondynamical background chiral superfields into its F-term part:
One may additionally promote each polynomial coefficient to its own chiral spurion to track flavor charges. Treating the couplings as fields ensures that a local chiral integral depends holomorphically on : antichiral dependence would violate the chirality constraint unless accompanied by derivatives or rewritten as a D-term. This is the key use of holomorphy, rather than an assumption that all effective-action terms are holomorphic.
Give R-charge one, the matter fields charge zero, charge two and charge zero. Then the chiral measure has charge minus two, has charge two, and has charge one. These assignments define formal spurionic symmetries even if fixed numerical couplings do not enjoy the corresponding physical symmetry. An anomalous transformation is accompanied by the appropriate shift of the gauge-coupling spurion; nonperturbative dependence can record that anomaly.
For the superpotential non-renormalization argument, perturbation theory is insensitive to continuous shifts of the topological angle, which shifts the imaginary part of . A holomorphic coefficient invariant under every such shift is independent of by the Cauchy-Riemann equations. This proves perturbative gauge-coupling independence of the Wilsonian superpotential. At fixed infrared cutoff the perturbative expansion is regular near zero superpotential couplings. R-charge two therefore forces an allowed correction to be linear in , rather than involving , or inverse powers of . Flavor charges impose the corresponding monomial selection rules.
The remaining coefficient can be evaluated at zero gauge coupling. Free chiral propagators join a chiral and an antichiral endpoint. A single holomorphic superpotential vertex cannot close a loop; adding antichiral vertices violates holomorphy, while adding holomorphic vertices violates the linear spurion degree. Consequently the coefficient is its tree value. This proves, rather than merely quotes, the perturbative result
The fixed-cutoff regularity matters: integrating out a whole massive multiplet can introduce inverse masses at tree level, and infrared-singular one-particle-irreducible expressions are not this local Wilsonian superpotential.
For the gauge kinetic function, R-charge zero excludes regular positive powers of in its perturbative coefficient. Flavor spurions cannot repair this without forbidden antichiral or singular dependence. A topological-angle shift changes the tree gauge term only by its topological contribution, so the correction is invariant under the shift. Holomorphy then makes it independent of . An -loop correction to the inverse gauge coupling carries the weak-coupling behavior : only one loop has the required coupling-independent behavior. Hence the one-loop exactness of the holomorphic gauge kinetic function gives
up to a one-loop matching constant. The coefficient follows from the usual one-loop field contributions: gauge bosons and an adjoint Weyl gaugino contribute , while a chiral Weyl fermion and complex scalar contribute . Holomorphic logarithmic thresholds appear when massive fields are eliminated. This statement is about the holomorphic Wilsonian coupling, not a canonically normalized physical gauge coupling, whose running need not be one-loop exact.
The Kähler potential is integrated over all of superspace. It can depend on , on both and , and on both matter chiralities. These neutral combinations allow ordinary loop corrections, such as a Yukawa-dependent correction to , and no analogous argument forbids higher loops. Thus
Its wave-function renormalization changes physical superpotential couplings after canonical normalization even though holomorphic vertex coefficients do not change. For a single field with kinetic coefficient , for instance, and .
Finally consider perturbative renormalization of a Fayet–Iliopoulos term in an Abelian extension. A term must be invariant under for arbitrary chiral . Projection of the variation requires . An arbitrary algebraic function of background chiral spurions and their conjugates fails this requirement unless it is constant. Therefore a general coupling-dependent local FI counterterm is forbidden. The one-loop tadpole from charged scalars can still give
It is independent of interaction couplings in the connection normalization used above and proportional to the trace of the Abelian charge generator. Higher-loop diagrams require interactions and cannot produce the permitted coupling-independent additive term. Thus a traceless Abelian charge generator has no additive perturbative FI renormalization in this exactly supersymmetric setting; otherwise a one-loop, regulator-dependent tadpole is possible. Vector-field normalization can change the reported canonical parameter, and soft breaking falls outside this proof. For the specified simple group, gauge invariance forbids before and after corrections.
These are perturbative statements. Instantons or other nonperturbative effects may produce symmetry-allowed holomorphic terms, for example dependence on , so neither the superpotential result nor the one-loop gauge result should be misread as forbidding all nonperturbative corrections.
In four spacetime dimensions, canonical mass dimensions are
Since a Lagrangian has mass dimension four, a power-counting renormalizable quantum field theory requires and , with couplings of nonnegative mass dimension. Up to a positive constant kinetic matrix, field redefinitions and Kähler transformations, the renormalizable ungauged kinetic term is canonical. Holomorphic additions to integrate to a boundary term. The general renormalizable superpotential is
The coefficients have dimensions , respectively; and may be taken symmetric. The constant does not affect a global chiral theory. Higher polynomial degree in , nontrivial higher-degree terms in , or higher-derivative interactions are nonrenormalizable interactions and can instead be retained in an effective field theory.
Use left Grassmann derivatives for the Grassmann variables. A chiral superfield satisfies . In the derivative convention printed in the PDF, differentiating with respect to a barred coordinate brings a minus sign from moving the odd derivative through . Consequently , so the general solution depends only on and :
Here is a complex scalar field, a Weyl spinor and a complex auxiliary field. This is a finite Grassmann algebra expansion, not an assumption that the spacetime fields are constant.
For a completely convention-independent way to organize the ordinary-coordinate expansion, let . Translation by gives
All higher terms vanish because there are only two unbarred and two barred odd coordinates. For example take , signature , and , with both lower epsilon tensors having . Then and the chiral-superfield component expansion reads
The frequently written positive quarter coefficient corresponds to the opposite convention for or the spinor contractions; the preceding shift formula fixes the sign without ambiguity. The local TeX's barred derivative is damaged: the original PDF has , not a barred-coordinate factor at its end.
Write in chiral coordinates. Multiplication gives the three component constraints
On the regular branch where the ordinary commuting part of is nonzero, the nilpotent chiral superfield is therefore
The goldstino and auxiliary field are independent; the scalar is a composite, not another independent degree of freedom. Its first two constraints follow because any product of three identical two-component odd spinor entries vanishes. It is essential not to divide by on a branch with zero commuting part: for example satisfies the nilpotency condition without breaking supersymmetry.
For a regular local action with no superspace derivatives in or , nilpotency truncates the most general superpotential and Kähler potential to
The last inequality makes the kinetic Kähler metric healthy. In global four-dimensional N=1 supersymmetry, the constant and holomorphic pieces of integrate to zero, and does not affect the action. On the bosonic background , the constraint sets and the auxiliary terms are . Eliminating them gives
A nonzero is necessary for this regular constrained branch to be an on-shell vacuum. It gives nonzero and supersymmetry breaking, with the goldstino. Nilpotency alone is not a proof that every possible branch breaks supersymmetry. With the above composite parametrization is singular on shell, rather than evidence for a regular supersymmetric vacuum containing an independent Goldstino.
If these data are instead embedded in supergravity, the constant and linear terms cannot simply be discarded independently: a Kähler transformation also transforms . Before such a transformation, at the supergravity F-term potential is
Thus nonzero still breaks supersymmetry, but the vacuum energy need not be positive. This distinguishes the global answer from the local theory explicitly introduced in the next question.
Now write . The condition becomes
Using the same nonzero- branch gives the chiral superfield constrained by a nilpotent superfield
The spinor and the auxiliary remain independent; the scalar is removed. Substituting this expression verifies the other two product constraints using two-component spinor identities. It does not impose . It does imply cubic nilpotency from a mixed chiral constraint: . Indeed , so
These are exactly the three components needed for . The generic nonzero expression for shows why imposing quadratic nilpotency on would lose allowed interactions.
The analytic chiral monomials consequently reduce to . The most general superpotential is
For the Kähler potential, put . Every allowed mixed monomial is included in
This includes , , , , , and the necessary conjugates; products containing or vanish. In a global theory the holomorphic terms again integrate to zero; in supergravity they can be changed by a Kähler transformation. Positivity requires the kinetic metric on the independent multiplets to be positive definite at the chosen background, not necessarily the entire coefficient matrix on the redundant composite list . The most general claim here concerns regular analytic two-derivative actions; singular functions of the constrained fields or higher-derivative operators are outside it.