Assume a steady, small-Rossby number surface boundary layer, neglect horizontal viscosity and nonlinear acceleration, take the pressure gradient to be independent of depth, impose no normal flow at the surface, and let the viscous stress vanish at . Subtract the depth-independent geostrophic balance from horizontal momentum. For the ageostrophic velocity,Integrating from to and usinggives the Ekman transport
Depth-integrated mass conservation, with , givesHence the vertical velocity entering the ocean interior is the Ekman pumping velocityFor constant this reduces to
Let be the constant interior depth. Assume a homogeneous hydrostatic interior with depth-independent horizontal velocity, negligible friction, steady small-Rossby number flow, and no normal flow through the flat bottom. The vertical velocity varies from to , so incompressible flow givesThe leading horizontal momentum balance is geostrophic balance:Taking its vertical curl on a beta plane givesCombining the last two equations yields Sverdrup balanceThe zonal velocity is then fixed, up to its value on one side boundary, byEquivalently, substituting part a gives the depth-integrated formA lateral boundary condition, normally supplied by matching to a boundary current, determines the remaining zonally uniform part of .
Put and let be the depth-independent interior velocity. The kinematic boundary conditions on the sloping upper and lower surfaces areIntegrating mass conservation through the layer givesThe inviscid vertical-vorticity equation isConsequently the shallow-water potential vorticityobeys the forced evolution equationPositive upward Ekman pumping removes layer thickness and raises the potential vorticity of the remaining column.
For a steady small-Rossby number flow, , soEquivalently,The same result follows from the integrated vortex-stretching balance
When with ,If the upper pumping is absent or weak and the upper surface is locally level, the impermeable-bottom condition is . The stipulated then gives , and in the Northern HemisphereThe steady interior flow is therefore directed northeastward, along contours of in the unforced limit. As a parcel moves eastward into deeper water, its vortex column stretches; a poleward displacement increases and preserves potential vorticity. Nonzero Ekman pumping drives motion across the contours. This is topographic potential-vorticity steering and the associated topographic Sverdrup balance.
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