Assume a steady, small-Rossby number surface boundary layer, neglect horizontal viscosity and nonlinear acceleration, take the pressure gradient to be independent of depth, impose no normal flow at the surface, and let the viscous stress vanish at . Subtract the depth-independent geostrophic balance from horizontal momentum. For the ageostrophic velocity,
Integrating from to and using
gives the Ekman transport
Depth-integrated mass conservation, with , gives
Hence the vertical velocity entering the ocean interior is the Ekman pumping velocity
For constant this reduces to
Let be the constant interior depth. Assume a homogeneous hydrostatic interior with depth-independent horizontal velocity, negligible friction, steady small-Rossby number flow, and no normal flow through the flat bottom. The vertical velocity varies from to , so incompressible flow gives
The leading horizontal momentum balance is geostrophic balance:
Taking its vertical curl on a beta plane gives
Combining the last two equations yields Sverdrup balance
The zonal velocity is then fixed, up to its value on one side boundary, by
Equivalently, substituting part a gives the depth-integrated form
A lateral boundary condition, normally supplied by matching to a boundary current, determines the remaining zonally uniform part of .
Put and let be the depth-independent interior velocity. The kinematic boundary conditions on the sloping upper and lower surfaces are
Integrating mass conservation through the layer gives
The inviscid vertical-vorticity equation is
Consequently the shallow-water potential vorticity
obeys the forced evolution equation
Positive upward Ekman pumping removes layer thickness and raises the potential vorticity of the remaining column.
For a steady small-Rossby number flow, , so
Equivalently,
The same result follows from the integrated vortex-stretching balance
When with ,
If the upper pumping is absent or weak and the upper surface is locally level, the impermeable-bottom condition is . The stipulated then gives , and in the Northern Hemisphere
The steady interior flow is therefore directed northeastward, along contours of in the unforced limit. As a parcel moves eastward into deeper water, its vortex column stretches; a poleward displacement increases and preserves potential vorticity. Nonzero Ekman pumping drives motion across the contours. This is topographic potential-vorticity steering and the associated topographic Sverdrup balance.

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