The Schumacher compression theorem concerns a memoryless quantum information source with average density matrix on a finite-dimensional Hilbert space. For uses the average state is . Compression consists of an encoding quantum channel into a space of dimension and a decoding channel back to the original block space, with asymptotic rate qubits per source use. The optimal reliable rate is : every larger rate is achievable, and no smaller rate is reliable. This holds for average pure-source fidelity; the direct construction also preserves a purification reference, and the converse for that stronger entanglement fidelity criterion holds with fidelity tending to zero below the threshold. The encoding and decoding are deterministic channels; no free classical transmission of the source label is allowed.
Diagonalize and omit zero-probability eigenvalues when sampling. Define the quantum typical subspace projector by retaining product eigenvectors with
The sampled random variable has expectation . The weak law of large numbers gives . Every retained eigenvalue is at least , and the total probability is at most one, so
This proves the two typical subspace theorem estimates used in the direct part.
Write . Encode its range isometrically into a compressed space and reserve one orthogonal failure flag. Decode the range back isometrically and the failure flag to a fixed pure state . This typical-subspace compression with a failure flag is a physical channel whose composite action is
Indeed its Kraus operators are and , where the form an orthonormal basis of , and their adjoint products sum to . The Kraus formula for entanglement fidelity gives
For any pure-state ensemble of , the average squared quantum fidelity is at least this number: apply convexity of separately to the amplitudes with their source probabilities. Thus average fidelity also tends to one. The compressed dimension is at most , and its rate is at most . Choose for any prescribed . One may also take : the finite spectral information variance and Chebyshev's inequality still give , with rate tending to . A pure source, , can simply be re-prepared exactly without sending any qubits.
For the coherent converse, we prove the finite-dimensional quantum compression converse. If the compressed space has dimension , the state of reference plus compressed system has a pure-state decomposition with Schmidt rank at most . Applying decoder Kraus operators locally cannot increase the Schmidt rank of those vectors, so the final reference–output state has Schmidt number at most . Let purify the source, with squared Schmidt coefficients equal to the decreasing eigenvalues of . For any normalized vector of Schmidt rank at most , its reference support lies in a rank-at-most- projector . Hence
The last bound follows by maximizing subject to and their sum at most . Average over a Schmidt-rank-bounded decomposition of the final state to obtain .
At rate , choose . The total source probability outside the quantum typical subspace tends to zero, while every eigenvalue inside it is at most . Therefore for ,
This argument allows arbitrary encoding and decoding channels, not only subspace projection.
For completeness, average pure-source reliability also forces the same rate, even though it is a weaker criterion than entanglement fidelity. Here is a separate converse for that formulation. Let the emitted block pure states be , with probabilities , and let be the decoded states. If their mean squared fidelity tends to one, then their mean trace distance tends to zero, since . This inequality follows by choosing a purification with that overlap and using contraction of trace distance under a partial trace.
We need only an elementary entropy continuity from Jordan decomposition bound, derivable from Question 4. If , write the positive and negative parts of as . The common density matrix
and the two mixture bounds give
Here is increasing and concave, . Apply this in block dimension , both to the average states and to individual outputs, using convexity of trace distance and concavity of . Since the original ensemble is pure, its Holevo quantity is . The decoded ensemble has
The Holevo quantity under a quantum channel cannot increase. To specify the entropy ingredient, Strong subadditivity of Von Neumann entropy states . Attach the classical source label , dilate the decoder isometrically to , and trace out . The displayed inequality says ; the isometry preserves the input mutual information. Since of a labelled ensemble is its Holevo quantity, this proves the needed decoder monotonicity. Before decoding, the system has dimension , so its Holevo quantity is at most . Thus and the rate cannot be below . Both operational fidelity formulations therefore have the claimed noiseless coding threshold.
For fixed , let the quantum typical subspace be spanned by the product eigenvectors with nonzero eigenvalues satisfying
Equivalently their spectral information lies within of . Denote its orthogonal projection by .
The typical subspace theorem states that for every there is such that for ,
Also the operator bounds on its range are
To see the concentration statement, sample independently with probabilities . The mean of is , so the weak law of large numbers gives typical probability tending to one. Zero-eigenvalue letters have probability zero and are excluded. The dimension bounds follow by summing the upper and lower typical eigenvalue bounds and using the typical mass between and .
Choose . The preceding construction and the typical subspace theorem give, for all sufficiently large ,
Embed this code into qubits. The unused subspace can be decoded to a fixed source state, making the extended decoder trace preserving; encoded states never enter it. Hence its rate is .
For every , sufficiently large has . The proved fidelity bound yields
Since is arbitrary, . Therefore
This establishes the achievability part of Schumacher compression, including the failure flag and without presuming the source ensemble is orthogonal. If exceeds one, the same rate-budget construction simply uses spare code qubits; no claim of reducing the physical register size is then needed.
Diagonalize the source average , using its positive eigenvalues. For fixed , let project onto product eigenvectors whose eigenvalues obey
The typical subspace theorem states that, for every and all sufficiently large ,
The probability statement is the weak law of large numbers applied to ; the dimension bounds follow by summing the typical eigenvalue bounds. This explains why the quantum typical subspace retains almost all probability using about qubits.
For choose . Measure . On success, encode the projected state isometrically into a space of dimension ; on failure, output a separate fixed flag. Decode the successful sector by the inverse isometry, and map the flag to a fixed state . The compressed dimension is at most , hence fits within rate for all sufficiently large . Both maps are trace-preserving quantum channels, not merely successful postselected operations.
Writing , the composite channel is
For a pure source signal , set . Its squared quantum fidelity after the composite channel is at least . Since the source is memoryless, its average state on uses is . Convexity of the square gives
The Kraus formula for entanglement fidelity gives the same lower bound for , because one Kraus operator is and the other terms are nonnegative. Taking proves reliable compression at every , in both average pure-signal fidelity and the stronger entanglement-fidelity sense. This is typical-subspace compression with a failure flag.