Solution

ID: past-exam-of-the-quantum-condensed-matter-course-of-the-university-of-cambridge/2018/section-b/b3/solution

Two atomic orbitals. In the linear combination of atomic orbitals approximation, use , where the two basis functions are localized atomic orbitals. Projecting onto each orbital gives the generalized eigenvalue problem
Here the scalar overlap in the matrix is , while . Normalization requires , with now denoting the full overlap matrix. For equivalent real orbitals with diagonal energy , real hopping , and real overlap , the eigenstates and energies are
For the usual negative hopping convention, the symmetric combination is the lower bonding orbital and the antisymmetric combination is the higher antibonding orbital. In an orthonormal approximation, and the result reduces to a two-by-two Hermitian matrix eigenproblem.
Hybridized bands. At each , take the two Bloch basis states to be orthonormal, as implicit in the stated band model, and write . The Hamiltonian is
For , the eigenvalue condition is
so . Thus band hybridization gives
For nonzero , a convenient explicit normalized pair of eigenstates is
A phase convention can make real, but the eigenvalues depend only on its modulus. These are exact within the truncated two-band model, and approximate as a description of a material.
Dispersions and limits. For , the parabola crosses the flat band at
For the crossing is avoided, with a direct hybridization gap at . The lower and upper branches exchange orbital character through this avoided crossing. At the origin their energies are
so for the small- expansions are
At large , where ,
The lower branch approaches from below and becomes flat; the upper branch approaches the free-electron parabola from above. At zero coupling the unsorted orbital bands remain exactly flat and parabolic. Sorting them by energy instead gives and , which cross at without mixing.
Figure 1.
Avoided crossing and Fermi-volume redistribution in a parabolic-flat two-band model
. Original model curves for zero coupling and . Wavevectors are in units of . The lower-band Fermi radius and its chemical potential follow fixed total density under the stated equal-population, zero-temperature assumption. Details.
Fermi wavevector and velocity. A partially occupied perfectly flat band has chemical potential . Thus before mixing, the occupied broad band has radius defined above. For spin degeneracy two, its particle density is ; equal population of the flat sector gives total density .
For any nonzero mixing, at finite , while . Moreover increases monotonically. At zero temperature and this fixed density, a single occupied sphere in the lower branch therefore accommodates all particles, and the upper branch is empty. Fermi-volume conservation in two hybridized electron bands gives
The new radius is about larger than the old broad-band radius. The strictly flat uncoupled band has no uniquely determined Fermi radius of its own; its prescribed population is what enters the count.
The radial group velocity is . Differentiating the exact dispersion gives
At , put , so . Relative to the original broad-band Fermi velocity ,
Expanding for gives the flat-band hybridization Fermi-velocity suppression
The coefficient is about . The enlarged occupied volume coexists with a small velocity because the new Fermi surface lies on the almost-flat part of the lower branch. This result assumes fixed particle density, sufficient available states before any Brillouin zone boundary, and temperature low enough to resolve energy differences of order . The limit at a fixed nonzero temperature need not give this sharp redistribution. Giving the narrow band a finite dispersion can also leave both pockets occupied, so the result is specific to the ideal model.

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