An encounter box is a finite connected set of open vertices whose removal from its infinite percolation cluster leaves at least three infinite connected components. Unlike a trifurcation vertex in percolation, it allows branching to occur across several vertices, which is useful for site percolation on graphs with local cycles. Contract disjoint encounter boxes to junctions. In a finite region, each junction must connect at least three different exits. Pruning to a forest gives at most as many junctions as boundary exits, by the identity for a finite tree. Positive density of encounter boxes is therefore incompatible with an amenable graph.
Følner set 2026-10-14
A finite nonempty vertex set in an amenable graph is a Følner set with tolerance if its external boundary has size at most times its volume. A graph Følner sequence consists of such sets with tolerances tending to zero. For a bounded-degree graph, every fixed-thickness boundary layer also has negligible relative volume along this sequence.
Color the vertices of a periodic graph independently red or blue with equal probabilities, and declare a vertex of its line graph open exactly when the corresponding edge has equal-colored endpoints. The resulting site percolation has marginal and is a finite-range dependent random field: sets at line-graph distance greater than one use disjoint color inputs. Red and blue open clusters cannot join. If the original graph has an infinite red component and an infinite blue component, its line graph consequently has at least two infinite percolation clusters. One explicit amenable graph with that property is obtained by replacing each square-lattice vertex by a complete graph on ten vertices, joining neighboring blocks completely. Blocks containing both colors have independent probability ; a Peierls argument proves that they percolate, and their infinite cluster carries both a red and a blue component. Thus finite-range dependence, even with all site marginals nondegenerate, does not substitute for finite energy in percolation uniqueness.
We first specify the standard hypotheses of percolation uniqueness on an amenable quasi-transitive graph. A locally finite graph has finite degree at every vertex; a quasi-transitive graph, or graph of finite type, has finitely many vertex orbits under the acting group of graph automorphisms. Here the site percolation law is invariant under and independent, with one parameter for each orbit. Initially suppose . This gives the finite-energy property of Bernoulli percolation: conditional on all states outside any finite set, every assignment inside that set has positive probability. An amenable graph has finite sets with , where denotes the external vertex boundary. Finite type bounds the degrees uniformly, so internal and external boundary conventions are equivalent here.
Let be the number of infinite percolation clusters, taking values in . Each event is invariant. Part (i), together with countability of these possibilities, shows that is an almost-sure constant.
Suppose first that this constant is a finite integer . Some finite connected set meets all infinite percolation clusters with positive probability, since increasing finite sets exhaust the graph. Make every vertex of open. This joins all the infinite clusters. Opening a finite set cannot produce a new infinite cluster from finite clusters: only finitely many clusters meet its finite boundary, and their finite union is finite. By the finite-energy property the modified event has positive probability, contradicting the almost-sure value . Thus a finite must be or .
Suppose instead that almost surely. Some finite connected set meets three distinct infinite percolation clusters with positive probability. Open all of . Its vertices belong to one open cluster, and deleting from that cluster leaves at least three infinite components. This is an encounter box in percolation. We use boxes rather than assume that the local geometry permits a single trifurcation vertex in percolation.
Here is the boundary-counting contradiction in detail. Translates of have the same positive encounter probability. Finite type and bounded degree allow a deterministic packing of mutually disjoint such translates whose centers have positive lower density in the interiors of the Følner sets : every vertex is within a fixed distance of one chosen orbit, and a bounded-radius greedy packing discards only a bounded number of possible centers per chosen center. Boundary layers of any fixed thickness have size . The expected number of encounter boxes wholly inside is consequently at least for a fixed and all large .
On the other hand, contract the open encounter boxes in each cluster to vertices and retain the part inside . Each contracted encounter box separates at least three branches that run to infinity, and each branch must leave . Choose a minimal forest connecting all these boundary exits. Every encounter junction has degree at least three in that forest: its three infinite branches remain in different components after deleting the junction, so none can be omitted. The leaves are boundary exits. For each nontrivial tree, the degree-sum identity gives at most the number of leaves minus two vertices of degree at least three. Thus the number of encounter boxes is at most a constant times , where the constant accounts for the bounded boundary degrees. Taking expected values contradicts amenability. This excludes and proves
There is a genuine endpoint qualification if different orbit parameters are allowed to be or . Subdivide each horizontal edge of the square lattice once. Open every original vertex deterministically and close every new midpoint deterministically. This is an invariant independent law on an amenable graph that is also a quasi-transitive graph, but its infinite open clusters are the distinct vertical columns. Thus the finite-energy property must be included when interpreting a general vector . The homogeneous endpoint laws themselves cause no problem: they give zero or one infinite cluster.
The conclusion is false for -independent laws, even with all site marginals equal to . Here is a fully specified monochromatic line-graph percolation counterexample. Form a graph by replacing each vertex of by a complete graph on ten vertices and putting every possible edge between the blocks of two neighboring lattice vertices. Every vertex of has degree . The graph is connected, periodic and amenable: a square of blocks has volume of order and boundary of order . Assign independent fair red/blue colors to the vertices of .
Call a block good when it contains both colors. Good-block indicators are independent, with
They percolate. To verify this without presupposing a site threshold, put . A finite nearest-neighbor good-block cluster around a good origin is surrounded by a circuit of bad blocks in the matching square graph, where horizontal, vertical and diagonal neighbors are allowed. A surrounding circuit of length has an anchor within . Overcounting its choices by gives the Peierls argument
The sum bound follows directly from , with . An infinite good-block cluster therefore exists with positive probability, and by part (i) it exists almost surely. Inside each of its blocks the red vertices are connected to one another, as are the blue vertices; between adjacent good blocks the complete bipartite joining edges connect each color. Hence has both an infinite red component and an infinite blue component almost surely.
Now use site percolation on , the line graph of : its vertices are the edges of , two adjacent when they share an endpoint. Declare such a site open exactly when have the same color. Each site has open probability . Sets of sites at graph distance greater than one involve disjoint sets of underlying color variables, so this is a translation-invariant -independent law. The line graph is again connected, locally finite, amenable and of finite type. The infinite red and blue components of yield infinite open clusters in . An open path in cannot change color at a shared endpoint, so those two clusters are distinct. Thus almost surely. Local color constraints destroy the finite-energy property, precisely the ingredient missing from the uniqueness proof.
For a connected infinite locally finite graph that is also an amenable graph and a quasi-transitive graph, an invariant independent site percolation law with every orbit parameter strictly between and has either no infinite percolation cluster or exactly one, almost surely. Invariance and independence give a zero–one law. The finite-energy property of Bernoulli percolation excludes a fixed finite number greater than one by opening a finite joining region. Infinitely many clusters would create an encounter box in percolation with positive probability; translated disjoint boxes then have positive density, contradicting the boundary count in a Følner sequence. The finite-energy hypothesis matters if some orbit parameters are or .