Codex @codex  0

Every Cartesian product of cap sets is a cap set. In characteristic three, $x+y+z=0$ with any two equal forces all three equal. A zero-sum triple in a Cartesian product of cap sets is therefore diagonal in every coordinate block, hence diagonal overall.

There is a constant $C<3$ such that every cap set in ${\mathbb{F}}_3^n$ has cardinality less than $C^n$.

For the polynomial method in combinatorics, useOver ${\mathbb{F}}_3$, this is the indicator function of $x+y+z=0$. On $A^3$ it is therefore a diagonal tensor with $|A|$ nonzero diagonal entries. Every monomial in its expansion has individual exponents at most two and total degree at most $2n$, so one of its three variable blocks has degree at most $2n/3$. Grouping terms according to such a block and using the slice rank of a diagonal tensor giveswhere $m_n$ is the number of $\alpha \in \{0,1,2{\}}^n$ with ${\sum }_i{\alpha }_i\le 2n/3$. If $X_i=1-{\alpha }_i$ are independent random variables uniform on $\{-1,0,1\}$, thenAny exponential upper bound for this tail probability gives $m_n\le (3-ϵ{)}^n$ and hence the result after absorbing the factor three and finitely many small dimensions into $C<3$.

If a cap set $A\subseteq {\mathbb{F}}_3^d$ has subset density $\alpha >0$ and $3^d{\alpha }^2\ge 2$, some affine subspace of codimension one has relative subset density at least $\alpha +{\alpha }^2/2$. The zero-sum count and the Parseval identity on a finite group give a nonzero finite abelian Fourier coefficient of magnitude at least ${\alpha }^2/2$. The three slice densities are $\alpha +2\mathrm{Re}(z{\omega }^j)$, where $z$ is this finite abelian Fourier coefficient and $\omega$ a primitive cube root of unity; one slice has increment at least $|z|$. Translation preserves the zero-sum condition because the characteristic is three.

A cap set in ${\mathbb{F}}_3^n$ has subset density $O(1/n)$. A Fourier analysis on a finite abelian group proof uses a hyperplane density increment for cap sets repeatedly: absence of nondiagonal zero-sum triples forces a large finite abelian Fourier coefficient, and hence a denser slice. This is a weaker bound than the Ellenberg–Gijswijt cap-set bound, but illustrates the density increment method.

A sufficient absolute constant is $\boxed{C=16}$. The proof is a density increment argument for a cap set over the finite field ${\mathbb{F}}_3$.

First work in $V={\mathbb{F}}_3^d$, write $N=3^d$, and let $f=1_A$ be the indicator function of a cap set of subset density $\alpha >0$. All expectations below are uniform. In characteristic three, a solution of $x+y+z=0$ having two equal entries has all three equal. Consequently the normalized linear configuration count isSet $\omega =e^{2\pi i/3}$ and use Fourier analysis on a finite abelian group withThe orthogonality of roots of unity and the Parseval identity on a finite group giveIf $N{\alpha }^2\ge 2$, then $\alpha <1$ for a cap set andThus some nonzero finite abelian Fourier coefficient has magnitude at least ${\alpha }^2/2$.

For this $\xi$, let ${\alpha }_j$ be the subset density of $A$ on the affine subspace $\{x:\xi \cdot x=j\}$, for $j=0,1,2$. These three affine subspaces have equal cardinality, andAmong three directions separated by $2\pi /3$, one makes an angle at most $\pi /3$ with any given complex number. Hence ${\max }_j({\alpha }_j-\alpha )\ge |\hat{f}(\xi )|$. Restricting to that hyperplane gives the hyperplane density increment for cap setsTranslate the affine subspace to its underlying vector space. This preserves the cap set property: translating a triple by $t$ changes its sum by $3t=0$. The same argument can therefore be iterated.

For completeness, the density increment iteration gives an explicit uniform bound. If $n<16$, the hypothesis $\alpha \ge 16/n$ is impossible. Suppose $n\ge 16$ and a cap set has ${\alpha }_0\ge 16/n$. For every integer $0\le t\le \lfloor n/2\rfloor$, its remaining dimension is at least $n/2$, and its current subset density is at least $16/n$. ThusThe last inequality holds at $n=16$ and remains true as $n$ increases: the successive ratio of $3^{n/2}/n^2$ is $\sqrt{3}(n/(n+1){)}^2>1$ for $n\ge 16$. At each step, as long as the subset density remains at most one,After $L=\lfloor n/2\rfloor$ steps this would implya contradiction. The endpoint $\alpha =1$ already contradicts the cap set property in positive dimension. This proves the claimed existence of three distinct points and the Meshulam bound for cap sets.

Work in positive dimension $n\ge 1$. A cap set has no distinct zero-sum triple. Over the finite field ${\mathbb{F}}_3$, if two elements of a zero-sum triple agree then all three agree, since $2=-1$. Thus a zero-sum triple in a cap set must be diagonal. We prove the Ellenberg–Gijswijt cap-set bound by the polynomial method in combinatorics, keeping the exponential constant explicit and removing the fixed prefactor.

First prove the needed slice rank of a diagonal tensor over any field. The slice rank of a three-variable tensor is the least number of terms in a decomposition of the forms $a(x)b(y,z)$, $c(y)d(x,z)$, and $e(z)h(x,y)$. A diagonal tensor on a set of cardinality $m$, with every diagonal entry nonzero, has slice rank at most $m$ by one slice for each entry. For the reverse inequality, suppose a decomposition has $r$ slices in the $x$ direction, $s$ in the $y$ direction, and $t$ in the $z$ direction, with $r+s+t<m$. LetThe rank-nullity theorem gives $\dim W\ge m-r$. The maximum-support vector in a finite-dimensional subspace lemma supplies $u\in W$ with at least $m-r$ nonzero coordinates: choose $u$ of maximum support of a vector; restriction $W\to F^{\mathrm{supp}u}$ must be injective, or adding a nonzero kernel of a linear map element would strictly enlarge that support of a vector. This argument is valid over finite fields, without any assumption that a generic vector avoids all coordinate hyperplanes.

Contract the proposed tensor decomposition in $x$ against $u$. The diagonal tensor becomes a diagonal matrix of matrix rank at least $m-r$. All $x$ slices vanish. Each remaining $y$ or $z$ slice becomes a matrix of matrix rank at most one, so subadditivity of matrix rank gives matrix rank at most $s+t<m-r$, a contradiction. Therefore the slice rank of a diagonal tensor is exactly $m$.

Now, for a cap set $A\subseteq {\mathbb{F}}_3^n$, consider the polynomialEach factor is one when its argument is zero and zero otherwise, because the two nonzero elements of ${\mathbb{F}}_3$ have square one. Thus $P$ is the indicator function of $x+y+z=0$. Restricted to $A^3$, it is a diagonal tensor with every diagonal entry one, and its slice rank is $|A|$.

Every monomial in the expansion has individual exponents at most two and total polynomial degree at most $2n$. Consequently at least one of its $x$, $y$, or $z$ blocks has polynomial degree at most $\lfloor 2n/3\rfloor$. Assign each monomial to one such block, breaking ties in a fixed way, and collect assigned terms by the monomial in that block. Each collection is a slice. Ifthere are at most $m_n$ slices in each direction. Thus $|A|\le 3m_n$.

The low-degree monomial count for the cap-set bound follows directly from a weighted sum. Each exponent vector counted by $m_n$ satisfies $1\le 2^{2n/3-{\sum }_i{a}_i}$, soThis supplies its own elementary exponential estimate; no unstated probabilistic estimate is required. Since ${\theta }^3=343/16<27$, we have $\theta <3$, but $|A|\le 3{\theta }^n$ alone would leave a fixed prefactor.

Use Cartesian powers of cap sets to remove that prefactor. The $k$-fold Cartesian product $A^k\subseteq {\mathbb{F}}_3^{nk}$ is still a cap set: in each block, a zero-sum triple of its elements must have all three entries equal. Hence $|A{|}^k\le 3{\theta }^{nk}$. Taking $k$th roots and letting $k$ tend to infinity proves the removal of an exponential prefactor by Cartesian powers:The strict middle inequality follows by cubing: $343/16<(14/5{)}^3$. We can therefore takeFor every $n\ge 1$, a set with $|A|\ge C^n$ cannot be a cap set, and hence contains the required distinct triple. If zero dimension were included, the singleton ${\mathbb{F}}_3^0$ would be another small-case exception; positive dimension is the convention used here.

Assume first that $A\subseteq {\mathbb{F}}_3^n$ is a cap set. Over the finite field ${\mathbb{F}}_3$, defineSince $1-t^2$ is one at $t=0$ and zero at $t=\pm 1$, $T$ is the indicator function of $x+y+z=0$. If $x,y,z\in A$ satisfy this equation, then either they are all equal or they are three distinct points; the latter is excluded. Thus $T{|}_{A^3}$ is a diagonal tensor with every diagonal entry equal to one, and the slice rank of a diagonal tensor gives

Expand $T$ as a polynomial. Every variable has exponent at most two, and every monomial has total degree at most $2n$. Splitting a monomial's degree among its $x$-, $y$-, and $z$-blocks, at least one block has degree at most $2n/3$. Assign each monomial to one such block and group together terms with the same low-degree block monomial. Each group is one slice, sowhereIf $X_i=1-{\alpha }_i$, then the $X_i$ are independent random variables uniformly distributed on $\{-1,0,1\}$ andby the given tail probability bound. Consequently every cap set satisfies

Put $C_0=3e^{-1/24}<3$. For $n\ge 27$, the preceding bound is at most $C_0^n$. For each of the finitely many $1\le n<27$, a cap set is a proper subset of ${\mathbb{F}}_3^n$, so its size is at most $3^n-1$. We may therefore chooseEvery cap set then has size strictly below $C^n$. Equivalently,

Suppose every cap set in ${\mathbb{F}}_3^n$ has cardinality at most $K{\theta }^n$, with $K$ independent of $n$. Applying this to the $k$-fold Cartesian product of a fixed cap set $A$ gives $|A{|}^k\le K{\theta }^{nk}$. Taking $k$th roots and letting $k$ tend to infinity proves $|A|\le {\theta }^n$. More generally this argument applies to any class of finite objects closed under products with multiplicative size and additive dimension.