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For dimensionless Hermite index zero, the equatorial shallow-water dispersion relation factorizes as $(\omega +k)({\omega }^2-k\omega -1)=0$. The root $\omega =-k$ is generally spurious: for $v=C{e}^{-y^2/2}$, the original equations require ${\delta }^{\prime }-y\delta =i(2k-1/k)v$, where $\delta =u-\eta$. Multiplication by $e^{-y^2/2}$ and integration over the real line shows that decay at both ends requires $C=0$ unless $k^2=1/2$. At that exception the root already belongs to the physical quadratic; $u=\eta =i\omega yv$ is regular and no extra wave branch is created. The assertion concerns nonzero $k$ and angular frequency.

For fixed positive frequency and $n\ge 1$, the equatorial shallow-water dispersion relation has real zonal wavenumbers only ifBetween these values the zonal roots are complex, giving an evanescent response rather than freely propagating modes.

Let $h$ be layer thickness and $g$ gravitational acceleration. The unforced shallow water equations on the equatorial beta plane areLinearize about $u=v=0$, $h=h_0$. Put $c_0=\sqrt{g{h}_0}$ and $L=\sqrt{c_0/\beta }$, and scale $(x,y)=L(X,Y)$, $t=(L/c_0)T$, $(u,v)=c_0(U,V)$ and $h=h_0(1+\eta )$. Dropping capitals, the linearized shallow water equations becomeThe choice $\beta L^2/c_0=1$ makes both the wave speed and the coefficient of the dimensionless Coriolis parameter equal to one.

Take Fourier modes $\{u(y),v(y),\eta (y)\}{e}^{i(kx-\omega t)}$ that decay as $y\to \pm \infty$. Their equations areFor $v=0$ and nonzero $k$, the first two require ${\omega }^2=k^2$. The root $\omega =k$ gives $u=\eta$, and meridional balance becomes $u^{\prime }=-yu$. Hence the equatorial Kelvin wave isIt travels eastward at speed $c_0$ in dimensional units. The other sign gives $\eta =-u$ and $u^{\prime }=yu$, so $u\propto e^{y^2/2}$ is not trapped.

For $v\ne 0$, $\omega \ne 0$ and ${\omega }^2\ne k^2$, inversion of the first two equations gives the equatorial wave velocity polarizationSubstitute in the remaining momentum equation. Multiplication by $({\omega }^2-k^2)/i$ leavessoWriting $v=e^{-y^2/2}H(y)$ yields $H^{\prime \prime }-2y{H}^{\prime }+(\lambda -1)H=0$, the Hermite differential equation. The trapped solutions have the Hermite oscillator quantization $\lambda =2n+1$ and $H=H_n$.

For completeness, quantization follows without assuming that every acceptable solution is a polynomial. On decaying smooth functions, define $a=d/dy+y$, $a^{†}=-d/dy+y$ and $\mathcal{H}=-d^2/d{y}^2+y^2=a^{†}a+1$. Integration by parts gives $\lambda \ge 1$ and $\Vert av{\Vert }^2=(\lambda -1)\Vert v{\Vert }^2$. If $av\ne 0$, it is an eigenfunction of $\mathcal{H}$ with eigenvalue $\lambda -2$. Repeated lowering must terminate: otherwise it eventually produces an eigenvalue below one. At termination $av=0$, so the terminal eigenfunction is $e^{-y^2/2}$ and has eigenvalue one. Repeated raising gives $H_n(y)e^{-y^2/2}$ and $\lambda =2n+1$; uniqueness of a decaying solution at one end of this second-order equation fixes each mode up to scale.

Thus, away from the exceptional quotients, all fields are determined byInsert this $v$ and its derivative in the polarization formulae to obtain $u$ and $\eta$. For $n\ge 1$, the cubic ${\omega }^3-(k^2+2n+1)\omega -k=0$ supplies the low-frequency equatorial Rossby wave and two equatorial inertia--gravity wave branches. Their meridional structures are Gaussian-weighted Hermite polynomials.

For $n=0$, multiplication by $\omega$ factorizes the equatorial shallow-water dispersion relation asThe physically admissible quadratic gives the mixed Rossby-gravity wave, equivalently the Yanai wave:These fields satisfy all three original equations directly and decay at both infinities, including where the quotient formulae are singular.

To test the other factor, set $\omega =-k\ne 0$. The original equations give $u+\eta =-iyv/k$ and $v^{\prime }=-yv$. Put $\delta =u-\eta$; meridional momentum then givesDecay of $u,\eta$ at both infinities requires the integral of the right side to vanish. Hence $C=0$ unless $k^2=1/2$. Ordinarily the extra factor supplies no trapped mode. At the exceptional root of the mixed Rossby-gravity mode, $k^2=1/2$, it coincides with the quadratic root and gives the same physical fields, not an additional branch. This distinction avoids discarding a regular physical mode at the crossing.

These arguments concern nonzero wave angular frequency. At $k=0$, the oscillatory nonzero-$v$ modes have $\omega =\pm \sqrt{2n+1}$, while zero-frequency $v=0$ geostrophic states must be considered in the original equations rather than in expressions divided by $\omega$.

Assume $\beta >0$, $c=\sqrt{gH}$, and use complex normal mode amplitudes. The zonal momentum and continuity equations giveWhen ${\omega }^2\ne k^2{c}^2$, solving these two linear equations gives

For $\hat{v}=0$, a nonzero solution requires $\omega =\pm kc$ and $\hat{\eta }=\pm c\hat{u}/g$. The remaining momentum equation gives ${\hat{u}}^{\prime }=\mp \beta y\hat{u}/c$. Only the positive sign decays at both infinities, so the equatorial Kelvin wave isIts phase and group velocities are both eastward with speed $c$.

For nonzero meridional velocity, substitute the eliminated amplitudes into $-i\omega \hat{v}+\beta y\hat{u}=-g{\hat{\eta }}^{\prime }$. The result isSet $Y=y\sqrt{\beta /c}$. The decaying Hermite polynomial modes have $\hat{v}=V_n{H}_n(Y)e^{-Y^2/2}$, up to normalization, and their eigenvalue gives the equatorial shallow-water dispersion relation

For $n=0$, the quadratic in $k$ factors asThe admissible Yanai wave root is $k=\omega /c-\beta /\omega$. With $\hat{v}(0)=1$, substitution and cancellation giveThese expressions satisfy the original equations even at the isolated point where the two algebraic roots coincide and the earlier elimination formula has a zero denominator. The other root is not an independent admissible branch: its generic singular reconstruction fails the trapping conditions.

In the zonal momentum equation, the acceleration term is $-i\omega \hat{u}=({\omega }^{2}y/c)\hat{v}$, the Coriolis term is $-\beta y\hat{v}$, and the pressure term is $-ikg\hat{\eta }=k\omega y\hat{v}$. When ${\omega }^2\ll \beta c$, acceleration is small and the leading balance is between Coriolis acceleration and the pressure gradient. When ${\omega }^2\gg \beta c$, acceleration balances pressure and the Coriolis term is small; the branch tends to an eastward gravity wave.

For $n\ge 1$, the fixed-frequency zonal roots areThe radicand is nonnegative exactly when $s={\omega }^2/(\beta c)$ satisfies $s^2-(2n+1)s+1/4\ge 0$. This gives the frequency gap for higher equatorial wave modes:

For the forcing frequency $\omega =\frac{1}{2}\sqrt{\beta c}$, we have $s=1/4$. Already the $n=1$ low-frequency upper bound is $3/2-\sqrt{2}<1/4$, and that bound decreases with $n$, while the high-frequency bound increases. Hence no $n\ge 1$ mode propagates. The available real-wavenumber branches areFor the equatorial Kelvin wave, $c_{g,K}=c$. For the Yanai wave, differentiating $k=\omega /c-\beta /\omega$ givesThus both propagating responses are detected east of the localized forcing, provided it has nonzero projection onto their meridional structures. The Yanai phase travels westward at this frequency, but its wave packet and energy travel eastward. Higher modes contribute only an evanescent response near the forcing.

The Yanai wave is the $n=0$ branch of the equatorial shallow-water dispersion relation with positive frequency:Its group velocity is $d\omega /dk=c{\omega }^2/({\omega }^2+\beta c)>0$. At low frequency it has westward phase velocity but transports energy eastward; at high frequency its phase and group velocities approach $c$.