Carrier confinement changes both the energies and the available optical transitions of a semiconductor. A quantum well confines one direction and leaves two continuous momentum coordinates; a wire confines two directions and leaves one; a quantum dot confines all three and has discrete ideal levels. Confinement becomes important when its level spacing is comparable with thermal, lifetime and disorder energy scales, and strong excitonic confinement involves comparison with the exciton Bohr radius.
Transition energies. In a simple infinite-well effective-mass model of width , a same-index electron-hole transition has threshold
Thus decreasing generally blue-shifts interband absorption and emission through the confinement contribution. Finite barriers, band mixing, strain, nonparabolicity, dielectric environment and Coulomb interactions alter this elementary estimate. In dots, confinement shifts and exciton binding have different size dependences, so a single inverse-square law is not an exact nanocrystal spectrum.
Dimensional density of states. For a parabolic continuum the phase-space volume below kinetic energy scales as , hence the density of states scales as . Each subband threshold therefore contributes a square-root onset in three free dimensions, a constant step in two, and an inverse-square-root singularity in one. A zero-dimensional ideal dot has discrete lines rather than a continuum power law. Real temperature, disorder and lifetime broadening smooth singularities and lines. Optical absorption uses the joint electron-hole density of states multiplied by transition matrix elements and occupations; a bare electronic density of states is not the entire absorption spectrum.
Figure 1.
Original ideal dimensional joint-density-of-states comparison and confinement-induced optical-threshold scaling; arbitrary broadening shown for dot levels
. Details.
Selection and Coulomb effects. Envelope-function overlap and Bloch-state dipole selection rules determine allowed transitions and their polarization. For equal ideal infinite-well envelopes, orthogonality favors matching transverse indices; finite barriers and asymmetric fields can relax that envelope rule. Reduced dimensionality can enhance electron-hole attraction and oscillator strength near an exciton resonance, but the binding energy depends on the actual confinement and dielectric screening. Intersubband transitions within a conduction band are different from interband recombination; in a quantum well they require an electric-field polarization component along the confinement direction.
Devices. Quantum wells, wires and dots allow wavelength engineering, carrier localization and altered optical gain for LEDs and semiconductor lasers. Concentrating states near selected transition energies can improve differential gain and reduce thresholds under appropriate injection and loss conditions. Dot ensembles can instead have substantial inhomogeneous broadening from size variation; nonradiative surface traps and carrier capture can limit an otherwise attractive design. Material confinement does not alone ensure high quantum efficiency.
An applied field across a quantum well shifts electron and hole envelopes apart, usually red-shifting the exciton transition and reducing overlap: the quantum-confined Stark effect. This supports electroabsorption modulation and tuneable optical transitions. Conduction-band intersubband energies can also be engineered for infrared detectors and cascade-laser designs. Optical waveguides and cavities confine photons and affect mode overlap or spontaneous-emission rates, but that photonic confinement is distinct from the carrier quantization derived above. Both must be specified when predicting a real device's threshold, spectrum and output.
The mobile electrons in a metal screen an incident optical field. In the weak-damping Drude model, . Below the screened plasma frequency, the real dielectric response is negative, the wave is evanescent inside the metal, and a clean surface is highly reflective. Above the plasma edge, the response can become positive and propagating waves are allowed, explaining the qualitative transmission window at sufficiently high, often ultraviolet, frequencies.
This is a free-carrier argument, not a statement that every metal is transparent throughout the ultraviolet. Interband absorption, damping and sample thickness can still produce strong absorption above the plasma edge.