Past exam of the mathematics course of the University of Cambridge / 2018 / iii / Paper 121 / 1 / vi

Take the formula saying that a set is transitive:This is a bounded formula in set theory. If $x\in M$, transitivity of $M$ ensures that every $u\in x$ and every $v\in u$ is already in $M$, and the same holds in $N$. Both structures therefore run through exactly the same bounded witnesses and use the same actual membership relation. They agree on ${\phi }_1(x)$ for every $x\in M$, proving set-theoretic absoluteness.

Let $C(x)$ be the formula expressing cardinal number status:Ordinalhood and the assertion that a given set is a bijection between fixed sets are each expressible by a bounded formula in set theory. If $M$ regarded $x$ as a non-cardinal ordinal, a witnessing smaller ordinal and bijection would remain present and valid in $N$. Ordinalhood itself is absolute between the transitive models. Thus $N\models C(x)$ implies $M\models C(x)$: this is downward absoluteness of cardinalhood.

For failure in the other direction, put $\beta =({\omega }_1{)}^M$. This ordinal belongs to $M$, and $M\models C(\beta )$ with $\beta >\omega$. Externally $\beta$ is countable, since $\beta \subseteq M$ and $M$ is countable. By the construction of $N$, it contains a countability witness for $\beta$, and hence a bijection $\omega \to \beta$. Therefore $N\models \neg C(\beta )$. This formula is downward absolute and fails to be upward absolute.

Use the cardinalhood formula $C$ from part (b), and let a finite flag choose between it and its negation:Here $0,1$ abbreviate their parameter-free definitions as Finite von Neumann ordinals, and both belong to $M$. This is one first-order formula with two free variables.

For $\beta =({\omega }_1{)}^M$, part (b) proved $M\models C(\beta )$ and $N\models \neg C(\beta )$. The shared parameters $(\beta ,0)$ therefore make ${\phi }_3$ true in $M$ and false in $N$, disproving upward set-theoretic absoluteness. The shared parameters $(\beta ,1)$ make it false in $M$ and true in $N$, disproving downward set-theoretic absoluteness. Hence the same formula fails both directions, with explicit witnesses to each failure.