Assume a steady, small-Rossby number surface boundary layer, neglect horizontal viscosity and nonlinear acceleration, take the pressure gradient to be independent of depth, impose no normal flow at the surface, and let the viscous stress vanish at . Subtract the depth-independent geostrophic balance from horizontal momentum. For the ageostrophic velocity,
Integrating from to and using
gives the Ekman transport
Depth-integrated mass conservation, with , gives
Hence the vertical velocity entering the ocean interior is the Ekman pumping velocity
For constant this reduces to
Let be the constant interior depth. Assume a homogeneous hydrostatic interior with depth-independent horizontal velocity, negligible friction, steady small-Rossby number flow, and no normal flow through the flat bottom. The vertical velocity varies from to , so incompressible flow gives
The leading horizontal momentum balance is geostrophic balance:
Taking its vertical curl on a beta plane gives
Combining the last two equations yields Sverdrup balance
The zonal velocity is then fixed, up to its value on one side boundary, by
Equivalently, substituting part a gives the depth-integrated form
A lateral boundary condition, normally supplied by matching to a boundary current, determines the remaining zonally uniform part of .
Put and let be the depth-independent interior velocity. The kinematic boundary conditions on the sloping upper and lower surfaces are
Integrating mass conservation through the layer gives
The inviscid vertical-vorticity equation is
Consequently the shallow-water potential vorticity
obeys the forced evolution equation
Positive upward Ekman pumping removes layer thickness and raises the potential vorticity of the remaining column.
For a steady small-Rossby number flow, , so
Equivalently,
The same result follows from the integrated vortex-stretching balance
When with ,
If the upper pumping is absent or weak and the upper surface is locally level, the impermeable-bottom condition is . The stipulated then gives , and in the Northern Hemisphere
The steady interior flow is therefore directed northeastward, along contours of in the unforced limit. As a parcel moves eastward into deeper water, its vortex column stretches; a poleward displacement increases and preserves potential vorticity. Nonzero Ekman pumping drives motion across the contours. This is topographic potential-vorticity steering and the associated topographic Sverdrup balance.
Begin with the Boussinesq approximation primitive equations on a beta plane, decompose every field into a zonal mean and a disturbance, and average over longitude. The zonal momentum equation then contains the divergence of the eddy momentum flux , while the mean density equation contains the divergence of the eddy density flux . At small Rossby number, use geostrophic balance, hydrostatic pressure, thermal-wind balance, and the leading eddy equations to combine those fluxes.
Define
and introduce the residual mean circulation
The added eddy-induced velocity is nondivergent, so
It absorbs the eddy density-flux divergence into advection by the transformed circulation, giving
The mean zonal momentum equation becomes
where the zonally averaged Eliassen–Palm flux in the meridional-vertical plane is
Thus the transformed Eulerian mean gathers the wave forcing into one flux divergence and makes density evolve under one residual circulation.
At small Rossby number, . For steady flow with , the forced potential-vorticity equation becomes
so
Define a transport streamfunction by and . Choosing the eastern wall as gives the topographic Sverdrup balance solution
and therefore
In each half-basin, the transport streamlines are the level curves . They move westward and toward . This interior solution treats the two sides of the degenerate line separately and requires boundary layers to enforce solid-wall conditions.
Sverdrup balance applies to a steady, large-scale, small-Rossby number, hydrostatic and nearly geostrophic ocean interior on a beta plane. The flow is depth-integrated, relative-vorticity advection and interior friction are negligible, density is treated as constant for the barotropic balance, and the principal vorticity source is the curl of wind stress. The balance
says that wind input of vertical vorticity is balanced by meridional advection of planetary vorticity, or equivalently by the stretching needed to conserve potential vorticity as parcels move across latitude circles.
The quasi-geostrophic approximation requires small Rossby number, nearly horizontal geostrophic balance, hydrostatic vertical balance, small interface or density displacements, stable background stratification, and horizontal scales much larger than the vertical scale. The Boussinesq approximation and a beta plane are used, ageostrophic motion enters only at the order needed to evolve potential vorticity, and here the buoyancy frequency is constant. Under these assumptions the materially conserved three-dimensional quasi-geostrophic potential vorticity is
For a convective star, the activity convention compares its rotation period with a convective turnover time. It differs by fixed factors from the fluid Rossby number estimated from speed, length and angular velocity. Small denotes strong rotational influence on convection. Magnetic activity usually rises as this ratio decreases in the unsaturated regime, but levels off in a saturated rapid-rotation regime.
In the steady small-Rossby number transport equation, this coefficient field advects the ocean transport streamfunction along contours of background shallow-water potential vorticity . It is not a physical velocity: when has units of volume transport, its units are inverse length squared per time. For uniform depth on a beta plane it points westward, . With no forcing or drag, is constant on each connected characteristic; locally at regular points.
For scales , thermal balance estimates . Density-weighted continuity gives horizontal ageostrophic flow of order . It is small relative to only if
This condition supplements small Rossby number and small relative variation of the Coriolis parameter.