The baryon asymmetry is an excess of net baryon number over zero, conveniently measured by . Ordinary matter contains abundant baryons, whereas no comparable primordial antibaryon population is observed. Large nearby domains of matter and antimatter would produce radiation through particle-antiparticle annihilation at their boundaries. Antiparticles produced in energetic collisions are not evidence for a cosmological antimatter domain. The small nonzero baryon-to-photon ratio inferred from Big Bang nucleosynthesis is independently tested by baryon-density consistency between nucleosynthesis and the microwave background.
Starting with zero net baryon number, the Sakharov conditions require baryon-number violation, C and CP violation, and departure from thermal equilibrium. Conservation of baryon number would keep the initial value zero. C symmetry or CP symmetry would pair baryon production with equal antibaryon production; CP rate cancellation in baryogenesis explains why C violation alone does not suffice. In thermal equilibrium with zero imposed charge chemical potentials, CPT symmetry forbids the required net baryon number. An asymmetric rate in one reaction must not be mistaken for net production after all reverse reactions are included.
A simple example is heavy-boson decay baryogenesis. Take equally many heavy bosons and their antiparticles, with decay channels
The symbols in parentheses are branching fractions. The two channels carry baryon numbers and , so both cannot conserve one assigned baryon number for . Their mean baryon number is , while the mean for is . Consequently,
where is the asymmetry per decaying particle. CP violation permits without violating the equality of total decay widths required by CPT symmetry. Microscopically a direct CP asymmetry requires interference between decay amplitudes with both relative weak phases and absorptive phases; specifying complex couplings alone would not establish unequal partial decay widths.
For radiation domination, a sufficient decay condition is . The heavy population can then survive as the equilibrium abundance drops, before decaying while inverse production is suppressed. Its actual abundance differs from its thermal equilibrium value. If subsequent baryon-number washout is negligible and cosmological entropy conservation holds, an initial total abundance produces
Here is the entropy density. Residual baryon-number washout multiplies this expression by an efficiency factor below one. The example realizes all three Sakharov conditions; it illustrates a mechanism, rather than identifying the actual cosmological source of the baryon asymmetry.
Use the metric and the usual Dirac adjoint .
Field transformation. The mode expansion of a Dirac field is
Charge conjugation exchanges particle and antiparticle operators. Choose their phases so that
The conjugate relations for creation and annihilation operators preserve their canonical anticommutation relations. Thus the transformed expansion is times the same integral with replaced by and replaced by . On the other hand, transposing the adjoint expansion gives . The given spinor identities identify these expressions, proving
Symmetry of the spin matrix. Transposing gives . Substitute and multiply on the right by :
The complex four-dimensional Clifford algebra representation generated by the gamma matrices is irreducible; equivalently its sixteen independent gamma products span the full matrix algebra. The Schur lemma therefore gives . Hence . Transposing once more gives , so and
This is the transpose symmetry of a charge-conjugation matrix. The given antisymmetric choice is consistent with this conclusion.
Equation of motion. Taking the adjoint of the free Dirac equation yields . Its transpose, multiplied by , is
The defining matrix relation converts this into
Thus the charge conjugation of a Dirac field maps free solutions to free solutions. With an external electromagnetic field, its charge would also reverse; no such background is present here.
Chirality. Define the chiral projectors and . The operator acts on the field operators and commutes with these numerical matrices:
The transformed component is therefore left-chiral, as requested. There is a useful distinction: the algebraic charge conjugate of a left-chiral spinor is right-chiral. Indeed and give
This is the operator conjugation of a chiral field component; it avoids confusing projection after operator conjugation with charge conjugation of the already projected spinor.
Baryogenesis. Consider equal initial populations of a heavy particle and its antiparticle, with two baryon-number-violating decay channels carrying different final baryon numbers . Let and be the branching fractions into a channel and its antiparticle channel. The net baryon number produced per initial particle-antiparticle pair is
Exact charge conjugation symmetry equates the conjugate branching fractions and makes this vanish. Exact CP symmetry also equates the fully summed conjugate decay rates, because parity reverses momenta and helicities without changing baryon number. Thus both violation of charge conjugation and CP violation are necessary for generating an asymmetry from a symmetric initial state.
Violation of charge conjugation alone can generate a helicity asymmetry while leaving total baryon number zero. For example, with denoting helicities, CP symmetry may enforce and the analogous relation with exchanged, even when same-helicity charge-conjugate rates differ. The CP rate cancellation in baryogenesis means that summing over helicities cancels the baryon asymmetry. These are the symmetry requirements in the Sakharov conditions; baryon-number violation and departure from thermal equilibrium are also needed in the conventional decay mechanism.
Starting from a matter-antimatter symmetric ensemble, exact charge conjugation would pair every baryon-producing process with an equally probable antibaryon-producing process. Their contributions to the net baryon number cancel. Thus C violation is necessary. Violating charge conjugation alone is insufficient: if CP symmetry is exact, the parity-reflected conjugate channels still have equal probabilities and cancel in a CP symmetry invariant ensemble. One needs CP violation as well.
The remaining Sakharov conditions are baryon number violation and departure from thermal equilibrium. Conserving baryon number cannot turn an initially zero value into a nonzero one. In thermal equilibrium, under the usual CPT theorem hypotheses and with no imposed chemical potentials for charges odd under CPT symmetry, states and their conjugates have equal thermal weights, so the equilibrium expectation of net baryon number vanishes and thermal stationarity prevents its sustained production. A nonequilibrium history allows different forward and reverse populations to generate an asymmetry. These are the standard necessary conditions for dynamical baryogenesis from symmetric initial conditions, not a guarantee of a sufficiently large asymmetry.
The Standard Model is a gauge theory with group , matter quarks and leptons, gauge bosons and a Higgs field. It combines Quantum chromodynamics with the electroweak interaction. Its successes do not make its field content a complete account of nature. Established missing phenomena should be distinguished from theoretical questions about its parameters.
neutrino oscillation demonstrates nonzero mass-squared differences and mixing of flavor states. The minimal renormalizable Standard Model has no right-handed neutrino and no neutrino mass term. The atmospheric experiment compared zenith-angle distributions of muon-like and electron-like events in a large water Cherenkov detector. A direction-dependent muon-neutrino deficit, with different path lengths through Earth and comparison samples, discriminated against a uniform flux-normalization error.[ref] One extension adds right-handed neutrinos and small Dirac Yukawa couplings; another has a Majorana mass term and seesaw mechanism, with light eigenvalue of order . Oscillations alone do not decide whether neutrinos are Majorana neutrinos.
dark matter is inferred from gravitational observations such as galactic motions and gravitational lensing; Standard Model particles do not supply the required dominant cold component. Active neutrinos contribute some matter but cannot constitute all the cold dark matter. A new stable weakly interacting particle, an axion, or other hidden-sector states are possible explanations, with different scattering, production and astrophysical signals. Dark-matter evidence does not identify a particular new particle. The institutional account distinguishes gravitational evidence from proposed particle candidates.[ref]
The matter-antimatter imbalance poses a different problem. Dynamical baryogenesis needs Sakharov conditions, including baryon-number violation, CP violation and departure from thermal equilibrium. Although the Standard Model contains relevant ingredients in principle, they do not generate the observed asymmetry in its conventional thermal history with measured parameters. Additional CP phases, a stronger electroweak transition, or leptogenesis from heavy Majorana neutrinos are possible extensions. Each needs a quantitative mechanism.
gravity is absent as a dynamical quantum interaction, motivating quantum gravity and unification. The hierarchy problem asks why the Higgs mass scale is small compared with much higher scales when scalar masses receive sensitive quantum corrections. supersymmetry can cancel particular contributions between partner fields if its breaking pattern is suitable; compositeness gives another interpretation of the Higgs sector. Neither motivation proves that the corresponding new particles exist. The Strong CP problem asks why the allowed QCD CP-violating parameter is so small; an axion mechanism is one possible answer.
A grand unified theory embeds the separate gauge factors in a larger group and can relate couplings or fermion representations, sometimes predicting proton decay. Its tests differ from dark-matter or neutrino-mass searches. A useful extension must explain a specified deficiency, preserve successful low-energy predictions and supply distinguishable experimental consequences. Attractive new symmetries alone are not evidence.
The baryon excess requires a mechanism that produces different net baryon numbers from an initially symmetric ensemble. In the usual local, CPT-invariant framework, the Sakharov conditions are baryon-number violation, C and CP violation, and departure from thermal equilibrium. Baryon conservation would preserve zero net baryon number; exact conjugation symmetries equate the conjugate production processes; equilibrium inverse reactions and detailed balance erase a would-be asymmetry. These necessary conditions do not determine its magnitude.[ref]
For example, let equal numbers of a heavy particle and its antiparticle decay into channels with baryon numbers . Their mean net yield per pair is
It can be nonzero even though CPT requires equal total widths: the branching fractions differ among channels carrying different baryon numbers. A nonzero decay-rate asymmetry requires interference with both a CP-odd weak phase and an absorptive phase. If the expansion rate overtakes the inverse-reaction rate, decays can occur out of equilibrium; later baryon-violating washout must then be weak enough for the asymmetry to survive.
In electroweak baryogenesis, CP-asymmetric transport near a first-order phase-transition boundary can bias baryon-violating sphaleron transitions. CP violation alone is insufficient: the transition and washout dynamics also matter. In leptogenesis, out-of-equilibrium decays of heavy Majorana neutrinos can generate lepton asymmetry, part of which sphalerons convert into baryon asymmetry while conserving . The CKM phase demonstrates CP violation in the Standard Model but does not by itself supply a successful cosmological mechanism. The key quantity is a surviving net charge yield, not merely the existence of a CP-violating reaction.
A grand unified theory embeds the strong and electroweak gauge groups in a larger group, for example . quarks and leptons can belong to common representations, while heavy extra gauge or scalar bosons connect them. The resulting interactions can violate baryon number, unlike ordinary perturbative Standard Model reactions. Running gauge couplings and proton-decay searches test such ideas; unification is a theoretical possibility, not an established observation.[ref]
baryogenesis must explain why a nearly matter-antimatter-symmetric early state evolves into a surviving baryon asymmetry. In the usual local CPT-invariant framework, the Sakharov conditions require baryon-number violation, C and CP violation, and departure from thermal equilibrium. baryon conservation would forbid creating a net excess; exact conjugation symmetries would pair baryon-producing processes with equal antibaryon production; equilibrium with no imposed asymmetry would erase a source term through detailed balance.
For heavy particles and , let decay channels carry different baryon numbers. CP-violating interference can make their branching fractions differ, even though CPT symmetry requires equal total widths. Defining the mean baryon number produced per decay as , an out-of-equilibrium abundance can generate of order times its initial number per entropy, reduced by inefficient production and washout. A rough condition is that decays become effective after inverse production has ceased, with the relevant reaction rate compared with the Hubble parameter. Complex couplings alone do not guarantee a nonzero rate asymmetry: a relative absorptive phase is also needed.
Survival matters as much as production. Electroweak sphalerons violate while conserving baryon-minus-lepton number , so a minimal GUT-generated asymmetry with can be washed out if sphalerons and the other relevant reactions equilibrate. Generating nonzero , as in suitable heavy-Majorana-neutrino leptogenesis, can avoid this problem. A viable GUT baryogenesis model must generate an asymmetry and demonstrate that subsequent reactions do not erase it. The Sakharov conditions are necessary ingredients under these assumptions, not a numerical prediction of the observed abundance.
Baryogenesis dynamically creates a baryon–antibaryon imbalance rather than assuming it as an initial condition. Under the usual local relativistic assumptions, the Sakharov conditions are baryon-number violation, C and CP violation, and departure from thermal equilibrium. Without the last condition, inverse reactions and equilibrium constraints cancel a net asymmetry; CP-conjugate rates must differ in a channel with the required number violation.
In heavy-boson decay baryogenesis, heavy particles decay through baryon-violating channels with CP-asymmetric branching. Expansion makes decays/inverse decays fall out of equilibrium; washout reactions must then become ineffective. Inflation would dilute an earlier asymmetry, so the generation/reheating history matters.
In leptogenesis, out-of-equilibrium Majorana-neutrino decays first produce lepton number. Electroweak sphalerons violate while preserving and convert part of the surviving asymmetry to baryon number. In the minimal Standard Model chemical-equilibrium limit, ; the coefficient depends on particle content and equilibrated interactions. Electroweak baryogenesis is another possibility if CP violation and a sufficiently strong nonequilibrium phase transition are supplied. The Standard Model's observed parameters do not by themselves furnish an adequate conventional electroweak scenario. Each proposal must quantitatively match the relic asymmetry and avoid washout.