Let the nearest-neighbour spacing be , so the primitive unit cell has length . Denote the two longitudinal displacements in cell by , with spring within each cell and spring between cells. Hooke's law and Newton's second law give
For normal modes and , the two amplitudes satisfy
Its vanishing determinant gives the alternating-spring chain dispersion relation
The minus sign is the acoustic phonon branch, with and at the origin. The plus sign is the optical phonon branch, with at the origin. For positive springs the acoustic phonon branch rises from zero to at the Brillouin zone edge; the optical phonon branch falls from to . Their long-wavelength limits are
Thus the leading frequency in the strong-bond limit of the alternating-spring chain is , the internal stretching frequency of a pair with reduced mass .
Figure 1.
Acoustic and optical branches of an alternating-spring chain
. Original calculated dispersions for , using the two-atom primitive cell. Frequencies are in units of . Details.
Let adjacent equal masses be separated by , with alternating strong and weak spring constants and , . The pattern repeats after , even though the masses are identical. Thus the first Brillouin zone is
Choose the strong bond inside each two-atom primitive unit cell. With displacement amplitudes , the normal mode equations are
The alternating-spring chain dispersion relation is consequently
The lower acoustic phonon branch has in-phase motion within the strongly bound pair and . Its small- slope is the speed of sound,
The upper optical phonon branch has opposite motion within each pair, with . Here “optical” names the gapped branch; equal neutral masses need not couple to light through an electric dipole.
In the strong-bond limit of the alternating-spring chain, the pairs act almost as rigid dimers in the low-frequency branch, while their internal stretch gives a high, nearly flat branch:
At the zone edge the two frequencies are and , separated by a large forbidden frequency interval. Neighbouring cells are out of phase there. Both branches have horizontal tangents at the edge.
Figure 1.
Phonon branches and displacement patterns of a strongly dimerized equal-mass chain
. Original calculation for . The horizontal coordinate uses the two-atom-cell Brillouin-zone boundary. Strong solid bonds and weak dashed bonds identify each dimer. Arrows show relative displacements at the zone centre and edge; their overall sign and amplitude are arbitrary. Details.