Path compression 2026-10-18
Path compression changes parent pointers during a disjoint-set find operation so that future queries traverse fewer edges. Full path compression first follows the entire parent route to its root of a tree, then makes every member on that route point directly to that same root of a tree. No member changes its block of a set partition or its disjoint-set representative. Pointers outside the traversed route stay as they were. The following iterative Python implements full path compression and union by rank;
parent and rank are initially indexed arrays with parent[x] = x and rank[x] = 0 for every valid member.def find(x):
root = x
while parent[root] != root:
root = parent[root]
while parent[x] != x:
following = parent[x]
parent[x] = root
x = following
return root
def unite(x, y):
a, b = find(x), find(y)
if a == b:
return False
if rank[a] < rank[b]:
a, b = b, a
parent[b] = a
if rank[a] == rank[b]:
rank[a] += 1
return TrueStarting from the displayed disjoint-set forest,
find(3) traverses , returns and changes only from to . The route still has two edges. Then find(5) changes only from to . The final parent array is ; every stored rank retains its displayed value. The rooted tree at now has height one although its root's rank is two. Root still represents a separate singleton set.find(3) followed by find(5). Labels record stored ranks, including historical ranks at nonroots. Details.The two-pass algorithm first discovers the answer and then reuses it. During the second pass, saving
following before overwriting the pointer preserves the remaining route. Every replacement pointer targets the original root of a tree, proving that the partition of a set is unchanged.Full path compression is one specific rule. The authored
UF.java implementation instead uses path halving, redirecting a visited member to its parent's parent while advancing along the route. Its union by rank rule agrees with the one above.[ref]UF.java. Algorithms, 4th edition by Robert Sedgewick and others; UF.java, find and union methods: halving assignment versus the full-compression algorithm here; lower-rank linking and equal-rank increment
Union by rank 2026-10-18
Union by rank keeps a nonnegative integer rank, initially zero, for each member. For each input, obtain its root of a tree using the disjoint-set find operation, then compare the resulting ranks. Attach the lower-rank root of a tree below the higher-rank root of a tree, leaving both ranks unchanged. When the two disjoint-set representatives differ but their ranks are equal, choose either survivor and increase its rank by exactly one. A redundant disjoint-set union operation changes no ranks. Path compression also changes no ranks. The surviving root's rank bounds the height of its rooted tree, measured in edges; after path compression it need not equal that height.[ref]
COS 226 Bob’s Notes 1: Union-Find and Percolation (Version 2) by Robert Tarjan. Robert Tarjan, COS 226 Bob’s Notes 1: Union-Find and Percolation, Version 2, Fall 2010, p. 4: rank linking, equal-rank increment and upper-bound interpretation after compression
In our example, let the first argument's root of a tree survive equal-rank ties. The first two merges create roots , each of rank . The third gives and increases the rank of to . The fourth creates root of rank . The fifth attaches below without increasing any rank. Before any subsequent compression queries, the indexed arrays areThe redundant call on leaves these arrays unchanged. In particular, the disjoint-set representative of is , although is the minimum member of its block of a set partition.
Two short arguments explain the rank invariant. First, a root of rank has at least members in its block of a set partition: rank zero starts with one, and increasing rank combines two disjoint blocks of a set partition with at least members each. Unequal-rank linking only adds members. Thus every rank is at most for stored members, using the floor function and logarithm. Second, height is initially zero; unequal-rank linking adds at most one to the lower height, while equal-rank linking raises the available bound by one. Path compression only shortens routes. These arguments prove a height bound, not the stronger amortized analysis below.
Union-find operation bounds 2026-10-18
Assume identifiers, pointers and ranks fit into constant-size machine words, with constant-cost indexed array access, comparison and assignment. Initializing members costs time and machine words. With union by rank and full path compression, any sequence of disjoint-set find operations and disjoint-set union operations then has total time complexity, in Big O notation,Here is a conventionally normalized inverse Ackermann function. The documented path-halving implementation has the same amortized analysis bound.[ref]
UF.java. Algorithms, 4th edition by Robert Sedgewick and others; UF.java, class documentation: linear constructor, logarithmic worst-case operations and inverse-Ackermann sequence bound for rank with halving
A disjoint-set union operation includes two disjoint-set find operations and a constant amount of additional linking work. Including in the bound accounts for initialization even if no queries follow.
This is a bound on an entire sequence. It is not a worst-case constant bound for each call: a disjoint-set find operation can still encounter a previously uncompressed route of logarithmic length. The inverse Ackermann function grows extraordinarily slowly but is unbounded, so it cannot be replaced by a mathematical constant in this asymptotic statement. The general distinction between a per-operation maximum and a whole-sequence guarantee is explained in amortized analysis.
Robert Tarjan's 1975 paper established an inverse Ackermann function bound for set union. Its abstract states the sharper two-parameter form for representative queries and intermixed merges: the worst total cost is bounded above and below by positive constant multiples of . Those variables count different operations from the convenient formulation above; the abstract's matching lower bound is about its analyzed method, rather than a claim that every conceivable representation obeys the same lower bound.[ref]
The intuition is that union by rank limits how parent routes grow, while path compression makes an expensive traversal improve later queries. The rank argument alone proves only a logarithmic bound. Establishing the inverse Ackermann function bound requires a finer accounting of traversals across rank ranges; it does not follow merely from drawing a flatter rooted tree. The useful result is that repeated merging and membership queries can share the work of maintaining a changing partition of a set.
