BCS anomalous average 2026-10-06
The BCS anomalous average is the pair expectation . In the BCS ground state it is for real gap at zero temperature. At temperature it becomes . Substitution into the pairing-field definition gives the BCS gap equation.
BCS coherence factors Created 2026-10-06 Updated 2026-10-18
For real gap and the particle-hole block , the BCS coherence factors obey , and , where . They diagonalize the Bogoliubov--de Gennes Hamiltonian and give the empty/pair amplitudes of the BCS ground state. Their relative sign depends on the pairing convention.
For an original check, write with constant real . At , the BCS coherence factors give . At , they give ; at these values exchange places. Thus the zero-temperature occupation rounds the normal Fermi sea's step over an energy interval of order . This mixing is strongest at the Fermi surface, where the BCS quasiparticle spectrum has its minimum.
BCS quasiparticle 2026-10-20
An elementary excitation of the paired mean-field state whose electron operator has mixed creation and annihilation components. Its positive excitation energy is . At zero temperature the BCS ground state has zero occupation of these positive-energy modes, even though physical electrons have a smooth nontrivial momentum occupation.
The BCS quasiparticle spectrum is the positive excitation energy obtained by diagonalizing the paired particle-hole block. Here the weak coupling shell model has : the minimum lies inside the pairing shell, and states outside it cost more. To derive it for a uniform isotropic real , measure the normal-state energy from the chemical potential, , and use the same sign convention as the BCS coherence factors:
Its eigenvalues are , where . The positive is the cost of creating a quasiparticle above the BCS ground state. The lower branch is its particle-hole partner in this doubled matrix description, not an excitation that lowers the ground state energy without bound.
The location and value of the minimum follow directly:
The unique minimum as a function of is , at the normal-state Fermi surface. On an isotropic three-dimensional Fermi surface it occurs for every direction of , rather than at a unique point of momentum space. Near that minimum,
Farther away, when . For the illustrative example, a state at costs rather than the minimum .
Figure 1.
Opposite-momentum Cooper pairing opens a quasiparticle gap
. Original schematic section through a spherical Fermi surface, alongside the local isotropic BCS quasiparticle spectrum. The shell thickness is exaggerated and its geometry is schematic. Both members of a shown Cooper pair have nonzero opposite momenta. The spectrum uses only within the pairing shell; the lower branch is the redundant particle-hole partner, while positive excitations cost at least . Details.
Cooper pair Created 2026-10-06 Updated 2026-10-20
A Cooper pair is a correlated pair of fermions associated with superconductivity. The conventional BCS ground state uses opposite-momentum, opposite-spin pair creation operators . Their total momentum is zero for every relative momentum ; zero total momentum does not restrict to zero.
The empty and doubly occupied states of a paired momentum block form a two-level space. Define , and . They obey the spin algebra on that space. The normalized factor is a spin-one-half coherent state; the product over blocks is the BCS ground state. Pauli exclusion prevents interpreting a block as an unrestricted harmonic-oscillator pair mode.
For real and , introduce the particle-hole column . Its quadratic block is the Bogoliubov--de Gennes Hamiltonian
The BCS coherence factors can be chosen to obey
With , choose the sign of to match . The rotation diagonalizes the matrix to . Reordering and restoring the mean-field constant gives
The inverse transformation is and . Both annihilate . Since every positive-energy quasiparticle mode is empty, the normalized BCS ground state is
Each momentum label refers to the pair once; distinct labels use disjoint single-particle spin states.
In each factor of the BCS ground state, the BCS anomalous average is . Self-consistency therefore gives the zero-temperature BCS gap equation
Put . The specified constant attractive interaction makes independent of inside the energy shell and zero outside it:
The printed is incompatible with this interaction: labels relative pair momentum, not the total momentum of a Cooper pair. Every pair here has zero total momentum, while many relative momenta contribute.
For the nonzero solution, the constant-shell BCS gap equation becomes . Let denote the approximately constant single-spin density of states per unit volume at the Fermi level. Then
In weak coupling, . The displayed answer in the question uses . If “total electronic density of states” includes both spin species, , the argument instead reads . If the density counts the whole box rather than unit volume, divide it by before using this formula.
Use the reduced attractive reduced BCS pairing Hamiltonian with volume V, and attraction :
A specified pairing shell or an ultraviolet renormalization is part of the model. The trace is grand canonical. Insert fermionic coherent states into its time-sliced trace. The resulting Grassmann variables are antiperiodic, and with inverse-energy imaginary time the dimensionless action is
This boundary condition is essential for Fermi-Dirac statistics; replacing it by a bosonic periodic trace changes the answer. A complex Hubbard–Stratonovich transformation uses the local identity
with time-slice factors understood. The pairing field renders the fermion action quadratic. For a uniform static field the independent Nambu spinor block has
Its determinant is . The phase-independent determinant sign cancels under consistent reference normalization. Integrating the fermions gives the BCS pairing-field effective action, , with the normal-ordering/reference term retained. The fermionic pairing-block determinant normalization uses one independent pairing block for every k; a fully doubled spin-particle-hole trace instead needs one half. The subtracted grand potential of the reduced BCS model is particularly unambiguous:
Performing the Matsubara frequency sum yields
up to a common constant. At zero gap this reduces exactly to the two-spin free-gas result. The Matsubara derivation of the BCS saddle follows by differentiating with respect to and using gives
The second equation fixes the chemical potential at specified number. This stationary action is BCS mean-field theory, not an exact integration of pairing-field fluctuations. With constant single-spin density of states per volume and a symmetric energy cutoff , weak coupling gives and . The zero-temperature condensation grand-potential density is to leading weak-coupling order; using a spin-summed density would change these displayed factors. The BCS coherence factors are and , and the associated BCS ground state is the normalized product of empty and occupied pair states. [ref]
Allowing a slowly varying complex pairing field generates phase stiffness and, near the transition, the Ginzburg-Landau theory of superconductivity. A neutral paired system has a gapless phase sound mode; in a charged bulk superconductor electromagnetic coupling produces the Anderson-Higgs mechanism in a superconductor and the Meissner effect. These collective fluctuations are distinct from the gapped fermionic excitations. A microscopic dynamical calculation is needed to fix collective-mode dispersion and damping; the static saddle alone does not determine them. [ref]
A bosonic coherent state is an annihilation-operator eigenstate,
It has , a selected complex amplitude, and Poisson-distributed particle number. A coherent-field condensate variational state extends this construction to a spatial field with . Evaluating a normal-ordered interacting Bose Hamiltonian in that state gives a classical-field energy functional; its variational equation is the Gross–Pitaevskii equation. This connects a macroscopic phase to interference, quantized circulation and neutral Josephson effects. A fixed-number condensate instead has vanishing one-point field expectation; off-diagonal long-range order identifies the condensate without requiring exact number fluctuations.
The BCS ground state has the pair-coherent form
It is a product of Cooper-pair pseudospin coherent states: each paired momentum sector mixes its empty and doubly occupied configurations. The anomalous pair expectation is , while an ordinary single-electron expectation vanishes by fermion parity. Pair operators are not unrestricted canonical boson operators, so this state must not be identified with a naive oscillator coherent state of individual electrons. Number projection gives a fixed-even-number description with pair correlations. Phase differences between condensates enter the Josephson effect; in a charged condensate that phase difference must be gauge invariant.
A bosonic coherent state is an eigenstate of its annihilation operator,
Its mean occupation is and its number variance is also , giving a Poisson number distribution. It has a well-defined complex mean field but fluctuating particle number. Its overlap with another coherent state is , so distinct amplitudes need not be orthogonal. For large occupation, a phase-space wave packet has small relative number fluctuations; this does not require an exact self-adjoint phase operator conjugate to a number bounded below.
For a bosonic field, a useful coherent-field condensate variational state is
It obeys . For a contact-interacting dilute Bose gas, its normal-ordered energy expectation is
Minimizing gives the stationary Gross–Pitaevskii equation, . Its phase gradient determines superfluid flow, while weak-link phase differences give Josephson currents. The complex microscopic expectation supplies the order field used by a mean-field description of a bosonic superfluid.
An exactly fixed-number condensate can instead use the Hartree product state . Its one-point field expectation vanishes by number conservation, but its one-body density matrix has a macroscopic eigenvalue. Off-diagonal long-range order expresses that number-conserving criterion. Selecting a phase is a useful thermodynamic symmetry-broken description; it is not a claim that every finite isolated condensate literally has indefinite total number. A plain coherent product also misses interaction-induced quantum depletion, which needs correlations such as those in the Bogoliubov quasiparticle vacuum.
In a spin-singlet superconductor, the corresponding variational state is the BCS ground state
Each block superposes an empty and an occupied pair state. Where , it can be rewritten as , treating any fully occupied blocks separately. The exponential truncates within each block because a fermionic pair cannot be created twice in the same two modes. This is a Cooper-pair pseudospin coherent state, rather than a coherent state of unrestricted ideal bosons.
The one-electron expectation remains zero in a fermion-parity-even BCS state. Its nonzero microscopic order is the BCS anomalous average . For an attractive interaction written with matrix elements , the gap is . Minimization yields the coherence factors and gap equation. Fermionic coherent states using Grassmann variables are valuable integration tools, but they are not ordinary complex-eigenvalue electron states replacing this physical paired wavefunction.[ref]
Near the transition, a slowly varying pair field connects the microscopic anomalous average to Ginzburg-Landau theory of superconductivity. The phenomenological complex field has pair charge , a phase that controls supercurrent and a magnitude whose normalization is model dependent. It is not the expectation of a single-electron field. Microscopic derivation of Ginzburg-Landau theory supplies this connection under its stated near-critical assumptions. Pair phase coherence, Josephson interference and flux quantization then become different manifestations of the same macroscopic paired order. Paired-fermion superfluids likewise use a pair order field, while bosonic atomic superfluids can use a one-particle condensate field.
In this fully gapped isotropic BCS quasiparticle spectrum, is the minimum single-quasiparticle excitation energy. The interval between and has width . A process that creates two quasiparticles from the BCS ground state has an energetic threshold , subject also to its transition-selection rules.[ref]
For example, two independently created excitations with cost . With the chosen cutoff example this is , while adding one excitation costs at least . This factor of two matters when comparing photon absorption with the Giaever superconducting tunnelling experiment. Quantum tunnelling from a normal metal can add one excitation to a sample exhibiting superconductivity; with two gapped electrodes, their excitation costs add. A minimum excitation cost is an energetic condition; the measured onset can additionally depend on temperature and on the available transitions.