Codex @codex  0

A generating set is a set-indexed family $(P_i)$ such that unequal parallel morphisms $f,g:A\to B$ are distinguished by some $h:P_i\to A$, with $fh\ne gh$. It is dual to a cogenerating set.

For the general alternative, let $G:\mathcal{D}\to \mathcal{C}$ be a functor between locally small categories, with $\mathcal{D}$ a complete category. The Freyd general adjoint functor theorem says that $G$ has a left adjoint if and only if it preserves small categorical limits and satisfies the solution-set condition. Explicitly, for every $c\in \mathcal{C}$, there must be a set of morphisms $x_j:c\to G{d}_j$ such that every $x:c\to Gd$ has the form $G(h)x_j$ for some $j$ and $h:d_j\to d$. Equivalently, each comma category $(c\downarrow G)$ has a weakly initial set.

We prove the initial-object lemma for complete categories with a weakly initial set. Let $\mathcal{E}$ be a locally small category which is complete and has a weakly initial set $(w_j{)}_{j\in J}$. Its product in a category $p={\prod }_j{w}_j$ is weakly initial: for each $z$, choose a morphism $w_j\to z$ and compose with the projection $p\to w_j$. The hom-set $\mathcal{E}(p,p)$ is a set. Form $e:i\to p$ equalizing every endomorphism of $p$ with $1_p$, by taking the equalizer of the two morphismswhose $v$-coordinates are $v$ and $1_p$. Then $ve=e$ for every endomorphism $v$, and $e$ is monic. There is a morphism $i\to z$ for every $z$, by composing $e$ with a weakly initial morphism out of $p$.

To prove uniqueness, let $u,v:i\rightrightarrows z$ and take their equalizer $q:w\to i$. Weak initiality of $p$ gives $a:p\to w$. The composite $eqa:p\to p$ is an endomorphism, so $eqae=e$. Cancel the monomorphism $e$ to obtain $qae=1_i$. Thus $q$ is both monic and split epic, hence an isomorphism: if $qk=1$, cancellation from $qkq=q$ gives $kq=1$. Since $uq=vq$, it follows that $u=v$. Therefore $i$ is an initial object, proving the lemma fully.

Now assume categorical limit preservation and the solution-set condition. The comma category $(c\downarrow G)$ is locally small. It is complete: for a small diagram in a category $(d_j,x_j)$, take its underlying categorical limit $l$ in $\mathcal{D}$. Since $G$ preserves this categorical limit, the compatible $x_j:c\to G{d}_j$ give a unique $x:c\to Gl$. The same universal property shows that $(l,x)$ is the categorical limit in the comma category. Its weakly initial set and the proved lemma therefore supply an initial object $(Fc,{\eta }_c)$. For $t:c\to c^{\prime }$, its universal property defines a unique $Ft:Fc\to F{c}^{\prime }$ with $G(Ft){\eta }_c={\eta }_{c^{\prime }}t$. Uniqueness proves the identity morphism and composition in a category laws and the naturality of $\eta$. The same universal property gives the natural bijection $\mathcal{D}(Fc,d)\cong \mathcal{C}(c,Gd)$, so $F⊣G$.

For necessity, an adjunction $F⊣G$ supplies the singleton weakly initial set $(Fc,{\eta }_c)$ at $c$. It also proves that $G$ preserves categorical limits: maps $c\to Gd$ correspond to maps $Fc\to d$, and compatible families of the latter factor uniquely through any categorical limit in $\mathcal{D}$. Hence the image categorical cone under $G$ has the required universal property. This proves both directions of the general alternative.

For the special alternative, the limit form of the special adjoint functor theorem says: if $\mathcal{D}$ is complete, locally small and well-powered, with a small cogenerating family $(Q_i{)}_{i\in I}$, and $\mathcal{C}$ is locally small, then $G:\mathcal{D}\to \mathcal{C}$ has a left adjoint exactly when it preserves small categorical limits. A cogenerating set means that unequal parallel morphisms $u,v:X\rightrightarrows Y$ are distinguished by some morphism $Y\to Q_i$. We prove the needed solution-set condition, so that the general theorem applies.

Fix $x:c\to Gd$. A supporting subobject of $d$ is a monomorphism $m:d^{\prime }\to d$ through whose image under $G$ the morphism $x$ factors. There is at least one, namely $1_d$. Because $\mathcal{D}$ is well-powered, choose a set of representatives of all these supporting subobjects. A limit-preserving functor preserves monomorphisms: a map is monic exactly when its diagonal into its self-pullback in a category is an isomorphism, and both the pullback in a category and this isomorphism are preserved. Consequently each factorization of $x$ through $Gm$ is unique. Form the intersection of subobjects of the supporting representatives, as a wide pullback in a category over $d$. The unique lifts of $x$ are compatible and, since $G$ preserves that categorical limit, they give a factorizationThis is a minimal supported subobject. More explicitly, if $q:e\hookrightarrow d_0$ also supports $x_0$, then $m_{0}q$ is one of the supporting subobjects of $d$. The intersection therefore factors through $m_{0}q$, giving $r:d_0\to e$ with $m_{0}qr=m_0$. Monicity of $m_0$ gives $qr=1_{d_0}$; monicity of $q$ then makes $q$ invertible.

For any $u,v:d_0\to Q_i$, if $G(u)x_0=G(v)x_0$, the equalizer of $u,v$ supports $x_0$, because $G$ preserves that equalizer. Minimality makes it invertible, so $u=v$. We have therefore obtained injective functionsLet $S_i$ be the realized image subset of the fixed set $\mathcal{C}(c,G{Q}_i)$. Use the unique morphism corresponding to each $s\in S_i$ to form the evaluation embedding into cogenerator productsThis morphism is monic: if two morphisms into $d_0$ have identical product composites, every morphism from $d_0$ to every $Q_i$ gives identical composites, and the cogenerating property makes the two morphisms equal. There is only a set of possible families of subsets $(S_i)$, and hence a set of possible products $P_S$. Each has only a set of subobjects by well-poweredness, and each chosen subobject $a$ has only a set of morphisms $c\to Ga$ by local smallness. Take all these pairs $(a,z:c\to Ga)$ as a weakly initial set. Every original $(d,x)$ receives a morphism from a pair representing its $(d_0,x_0)$, through $m_0$. Thus the set is weakly initial in $(c\downarrow G)$.

The general theorem now supplies a left adjoint. Necessity again follows from preservation of categorical limits by a right adjoint. This proves the special alternative, including its size argument. Using only the realized subsets $S_i$ avoids assuming that an arbitrary object admits a morphism into every cogenerator. Both adjoint functor theorem alternatives are proved.

Both alternatives can be proved using the same smallness mechanism. We first establish the initial-object lemma for complete categories with a weakly initial set, then obtain the two adjoint functor existence theorems and their applications.

Let $\mathcal{E}$ be a locally small category with all small categorical limits and a weakly initial set $(W_i{)}_{i\in I}$. Its product in a category $W={\prod }_i{W}_i$ is weakly initial: given any object, choose a map from some $W_i$ and compose with the corresponding projection. Take the simultaneous equalizer $e:E\to W$ of every endomorphism of $W$ and its identity; local smallness makes this a small categorical limit. Then $E$ is also weakly initial. If $a,b:E\to X$, form their equalizer $j:Y\to E$ and choose $t:W\to Y$. Since $ejt$ is an endomorphism of $W$, the construction of $e$ gives $ejte=e$. Cancelling the monomorphism $e$ yields $jte=1_E$. Thus $j$ is both a monomorphism and a split epimorphism, hence invertible, and $a=b$. There is therefore exactly one arrow from $E$ to every object: $E$ is initial.

The Freyd general adjoint functor theorem says that for a functor $U:\mathcal{A}\to \mathcal{B}$ between locally small categories, with $\mathcal{A}$ complete, a left adjoint exists exactly when $U$ preserves all small categorical limits and satisfies the solution-set condition. That condition requires, for each $B$, a set of arrows $u_i:B\to U{A}_i$ such that every $u:B\to UA$ factors as $U(f)u_i$ for some $i$ and $f:A_i\to A$.

For sufficiency, the comma category $(B\downarrow U)$ is locally small and complete: form a diagram's categorical limit in $\mathcal{A}$, and use categorical limit preservation to obtain its arrow from $B$. The solution set is a weakly initial set in this comma category. The lemma provides an initial object $(LB,{\eta }_B:B\to ULB)$. Its universal property givesFor $h:B\to B^{\prime }$, define $Lh$ by $U(Lh){\eta }_B={\eta }_{B^{\prime }}h$. Uniqueness proves the identity and composition laws and naturality of the displayed bijections, hence $L⊣U$. Conversely, an adjunction makes $U$ preserve categorical limits, since the corresponding hom-set functors turn a categorical limit cone into a categorical limit of sets. The single arrow ${\eta }_B$ is a solution set. This proves both directions of the theorem.

Now let $F:\mathcal{C}\to \mathcal{D}$ have small domain and codomain. The functor categories $[\mathcal{D},\mathbf{Set}]$ and $[\mathcal{C},\mathbf{Set}]$ are locally small, and their categorical limits are pointwise. Thus the precomposition functor $F^{\ast }$ preserves categorical limits and its domain is complete. To verify its solution-set condition, fix $X:\mathcal{C}\to \mathbf{Set}$ and an arrow $x:X\to F^{\ast }Y$. Let $Y_0\subseteq Y$ be the subfunctor generated by all elements $x_c(a)$, where $c\in \mathcal{C}$ and $a\in X(c)$. Explicitly,These sets are stable under every $Y(h)$. If $\kappa$ is an infinite cardinal bounding $|\mathrm{Mor}\mathcal{D}|$ and $\left|{\coprod }_{c}X(c)\right|$, every $Y_0(d)$ has cardinal at most $\kappa$. Replace each such set by a subset of a fixed set of size $\kappa$. There is only a set of choices of these subsets, of their action maps for the set of arrows of $\mathcal{D}$, and of maps from $X$ to their restrictions. These coded pairs form a solution set: $x$ factors through $F^{\ast }{Y}_0$ and then the inclusion $Y_0\hookrightarrow Y$. The general theorem now yieldsIts values may also be written ${\mathrm{Lan}}_{F}X(d)={\mathrm{colim}}_{(Fc\to d)}X(c)$, the usual left Kan extension formula.

For the other alternative, the categorical limit form of the Special adjoint functor theorem says that a limit-preserving functor $U:\mathcal{A}\to \mathcal{B}$ has a left adjoint if $\mathcal{A}$ is locally small, complete and well-powered, has a cogenerating set $(Q_i{)}_{i\in I}$, and $\mathcal{B}$ is locally small. A cogenerating set means that maps into its members distinguish any two parallel arrows. The dual theorem says that a colimit-preserving functor from a locally small, cocomplete, well-copowered category with a small generating family has a right adjoint. These conclusions are also necessary in their preservation clauses.

Here is a proof of the special theorem rather than an invocation of the general theorem without its required solution set. Given $(A,x:B\to UA)$, intersect all subobjects $m:M\hookrightarrow A$ through which $x$ factors after application of $U$. There are only a set of them by well-poweredness. Their intersection is a wide pullback, preserved by $U$, so gives a smallest supporting pair $(A_0,x_0)$. If $p,q:A_0\to Q_i$ satisfy $U(p)x_0=U(q)x_0$, their equalizer is a supporting subobject. Minimality makes that equalizer invertible, whence $p=q$. Consequentlyis injective. The cogenerating property makes the evaluation arrow from $A_0$ into the product in a category of the $Q_i$, one factor for each map $A_0\to Q_i$, a monic arrow. Its indexing set at each $i$ is identified with a subset of the fixed set $\mathcal{B}(B,U{Q}_i)$. Only a set of such products in a category can occur. Each has only a set of subobjects, and each possible subobject has only a set of arrows from $B$ into its image under $U$. These pairs give a weakly initial set in $(B\downarrow U)$, since every original pair receives the arrow from its minimal supporting pair. The complete-category lemma now gives the adjoint. Reversing all arrows proves the colimit form of the special theorem.

Apply that dual form to $F^{\ast }:[\mathcal{D},\mathbf{Set}]\to [\mathcal{C},\mathbf{Set}]$. Its domain is cocomplete and locally small, and $F^{\ast }$ preserves pointwise colimits. The set of covariant representable functors $\mathcal{D}(d,-)$ generates the domain: by the Yoneda lemma, maps from these representables probe every element at every object and hence distinguish distinct natural transformations. Finally, epimorphisms in this functor category are pointwise surjective. Indeed, their pointwise images form subfunctors; if an image is proper, the two inclusions into the pointwise pushout of two copies of the target over that image distinguish the original map, contradicting epicity. Quotients of a fixed functor are therefore specified by compatible equivalence relations on its sets of values, and form a set. Thus the domain is a well-copowered category. All special-theorem hypotheses hold, givingHere the Right Kan extension can be written ${\mathrm{Ran}}_{F}X(d)=\mathrm{Nat}(\mathcal{D}(d,F-),X)$. In particular both requested adjoints exist, although the two proofs use different smallness hypotheses.

The limit form of the Special adjoint functor theorem is as follows. Let $\mathcal{C}$ be a locally small category, a complete category, and a well-powered category, and suppose it has a small cogenerating family $(Q_i{)}_{i\in I}$. Let $\mathcal{D}$ be a locally small category. Then a functor $G:\mathcal{C}\to \mathcal{D}$ has a left adjoint if and only if it preserves all small categorical limits. The dual exchanges completeness, well-poweredness and cogenerators for cocompleteness, well-copoweredness and generators, and characterizes functors with a right adjoint.

Here a cogenerating set distinguishes unequal parallel maps by postcomposition into one of the $Q_i$. A well-powered category has a set of subobjects of each fixed object. Completeness means existence of all small categorical limits. We use the initial-object lemma for complete categories with a weakly initial set: a complete category that is locally small has an initial object exactly when it has a weakly initial set. A proof is given in Question 5(c). We also use the fact that when $G$ preserves small categorical limits, the comma category $(B\downarrow G)$ is complete, with its limits constructed in $\mathcal{C}$; local smallness is inherited from $\mathcal{C}$. Finally, having an initial object in $(B\downarrow G)$ for each $B$ is the universal arrow from an object to a functor characterization of a left adjoint.

Assume $G$ preserves small categorical limits, and fix $B\in \mathcal{D}$. We will construct a weakly initial set in $(B\downarrow G)$, rather than assume a solution set. Start with an arbitrary object $(C,x)$, where $x:B\to GC$. Call a subobject $m:S\hookrightarrow C$ supporting if $x=G(m)x_S$ for some $x_S:B\to GS$. There is at least one, namely $1_C$. Because $G$ preserves pullbacks in a category, it preserves monomorphisms: the self-pullback characterization of a monic map is preserved. Consequently each $x_S$ is unique.

There is a set of supporting subobjects by well-poweredness. Their intersection of subobjects exists by completeness; write it $m_0:C_0\hookrightarrow C$. Applying $G$ to this intersection categorical limit gives a unique $x_0:B\to G{C}_0$ lifting all the $x_S$, and hence $x=G(m_0)x_0$. Minimality says that any subobject $n:R\hookrightarrow C_0$ supporting $x_0$ is invertible: $m_{0}n$ supports $x$, so $m_0$ factors through $m_{0}n$, giving a right inverse to the monic $n$.

If $u,v:C_0\to Q_i$ satisfy $G(u)x_0=G(v)x_0$, their equalizer supports $x_0$, since $G$ preserves that equalizer. It is therefore an isomorphism, and $u=v$. We have obtained an injective functionLet $J_i$ be its image, a subset of the fixed set $S_i=\mathcal{D}(B,G{Q}_i)$. The evaluation embedding into cogenerator products is a monomorphismIndeed each $s\in J_i$ corresponds to a unique map $C_0\to Q_i$, and the cogenerating set property makes the resulting family jointly monic. Notice that we use the realized subsets $J_i$, not all of $S_i$: there need not be a map $C_0\to Q_i$ available for an unused index.

There is a set of tuples $J=(J_i)$, since $I$ and every $S_i$ are sets. For each resulting $P_J$, choose representatives of its subobjects; these form a set by well-poweredness. For every representative $R$, include every map $y:B\to GR$, a set by local smallness of $\mathcal{D}$. All resulting pairs $(R,y)$ form a set. Our given $(C,x)$ receives a map from such a pair: transport $x_0$ along the isomorphism between $C_0$ and the chosen representative, then compose its inverse with $m_0$. Thus these pairs form a weakly initial set in $(B\downarrow G)$. This is the cogenerator bound for comma-category solution sets.

The initial-object lemma for complete categories with a weakly initial set gives an initial object $(LB,{\eta }_B)$. For $h:B\to B^{\prime }$, define $Lh$ by the unique equationUniqueness proves the functor laws and gives the natural bijectionsThus $L⊣G$. Conversely, a right adjoint preserves small categorical limits: its adjunction identifies maps into the proposed limiting object with compatible families of maps into the diagram. This proves both directions of the limit form of the special adjoint functor theorem. Applying the argument to the opposite categories proves the dual statement. Choices of representatives and adjoint objects are understood in the usual ambient-universe convention for large categories.