Bilinear cancellation for badly approximable phases Created 2026-10-07 Updated 2026-10-14
Let be a badly approximable number, and sum with and . The Cauchy-Schwarz inequality, divisor-square summatory bound and geometric sums give . Separated rotations bound the last sum by , giving the displayed estimate. A hyperbolic cutoff remains valid because the allowed first-variable values after expansion form an interval.
The Riemann zeta function satisfies for . Squaring a short Dirichlet polynomial produces the divisor function; the divisor-square summatory bound controls the off-diagonal and diagonal terms.
The rational approximation below is taken in lowest terms, , with , and . This is necessary for denominator-sensitive exponential sum estimates and for the final Ramanujan sum to equal . If , the defining sum over is empty and ; hence we may assume .
Set , so , and write the given Vaughan identity term as the Type II sum
Use a dyadic decomposition into , , retaining . Empty blocks may be discarded; every remaining block has , , and there are blocks. Denote a block by . The Cauchy-Schwarz inequality gives
By the allowed divisor-square summatory bound, the first factor is . Expand the second factor. The diagonal contributes , using . For a pair , the allowed form the interval
Thus the exponential geometric sum bound applies to this interval even though the original block has a hyperbolic cutoff. For each difference , there are ordered pairs, giving an upper bound
for the expanded second factor, with an absolute constant accommodating integer endpoints. The supplied reciprocal fractional-part sum near a rational, with and , bounds the last sum by
One may also derive this directly from the separated reciprocal-distance sum by splitting into blocks of length at most ; the approximation error between two block points is at most , and the rational rotations are separated by .
Combining the estimates yields
Since and , both . Taking square roots proves
Summing the dyadic blocks establishes the rational-phase Type II estimate and, in particular, the requested bound with an explicit logarithmic power:
The Siegel–Walfisz theorem states that for fixed , uniformly for and ,
The constant is allowed to be ineffective. Apply this with to the reduced residue classes. Their contribution to the prime exponential sum is
since there are at most residue classes. To evaluate the Ramanujan sum, the Möbius divisor-sum identity gives . Then the finite geometric series gives
When , only remains, giving . The omitted nonunits contribute only prime powers with . For each such prime, the sum of their Von Mangoldt function weights is at most , so their total is at most , absorbed by the stated error. This proves the major-arc value of the prime exponential sum:
The original PDF does not state coprimality in this last request. Without it the asserted main term is genuinely false: makes and hence , whereas . For an arbitrary numerator the correct main term is , with given by the divisor formula above. Reducing the fraction before applying the boxed result is the equivalent repair.
A precise useful form of the principle is the type I–type II inverse principle for Möbius correlation. Normalize , and suppose
For any positive integer cutoffs with , define
Then , where is the divisor function, and at least one of the following two sums has modulus at least :
The first is correlation against a controlled linear combination of indicators of multiples of small moduli, each a periodic function: this is the “somewhat periodic” branch. The second is a bilinear sum with independently weighted factors, both larger than the cutoffs: this is the “somewhat multiplicative” branch. The statement concerns these precise correlations, not an assertion that must itself be periodic or multiplicative.
For clarity, the Vaughan identity for the Möbius function proves this version immediately. Split and likewise at . Since ,
Multiply by and sum. The first two terms contribute at most in modulus, and the remaining terms are . The triangle inequality gives the stated dichotomy. It is valid at finite and for any chosen cutoffs in the indicated range.
We now prove the required orthogonality without appealing to a stronger uniform exponential-sum theorem. Write and . The Diophantine bound for the square root of two is
where is distance to the nearest integer. If is that nearest integer, then , while ; dividing proves the bound.
Use the preceding Dirichlet convolution identity with . The two short terms are . For the type I sum, the exponential geometric sum bound gives
Consequently
using from counting factor pairs.
For the type II sum, perform a dyadic decomposition into , , keeping . Nonempty blocks have , while . A block satisfies, by the Cauchy-Schwarz inequality and the divisor-square summatory bound,
To justify the cutoff, after expanding the square the permissible for a pair still form an interval, with upper endpoint . Its exponential sum has the same geometric bound. Diagonal pairs supply ; for each nonzero difference there are pairs.
The points modulo one are separated by at least . Counting points in consecutive distance bands around zero therefore gives
Substitution yields the bilinear cancellation for badly approximable phases estimate
There are blocks, so . The divisor-square bound itself can be obtained elementarily from prime-power by prime-power and ; no uncontrolled coefficient bound is being suppressed.
Combining the short, type I and type II terms,
Hence
Put . The given bound for the Riemann zeta function, together with for , gives
The integral over is bounded, since the Riemann zeta function has no pole on this compact segment. It remains to estimate the fourth moment of the Riemann zeta function through this moving Dirichlet polynomial cutoff.
Let and . In the expansion of , a quadruple occurs precisely for
Its oscillatory factor is , and its weight is . When , its integral has length at most . When these products differ, its integral over has absolute value at most . Thus the moving cutoff affects the lower endpoint but preserves the off-diagonal bound from part (a).
Write . The divisor function bounds . Grouping the off-diagonal majorant by the two products and using the weighted row-sum argument in part (a), with coefficient and , bounds it by
This uses only the given divisor-square summatory bound. For bounded , the desired conclusions follow by boundedness on compact segments, so these estimates may be read for large with . We have proved the requested diagonal-plus-error estimate:
The diagonal sum equals . If , then partial summation gives
Consequently the full fourth-moment bound is
Suppose , , , , and with . A dyadic decomposition reduces to blocks . The Cauchy-Schwarz inequality, divisor-square summatory bound and the reciprocal fractional-part sum near a rational give
The condition makes the allowed values for each pair an interval, so the exponential geometric sum bound applies despite the hyperbolic cutoff. Since and , take square roots and sum the blocks to get the displayed estimate.