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For canonical Kähler potential, set $a=|{\varphi }_0{|}^2$, $b=|{\varphi }_{+}{|}^2$, $c=|{\varphi }_{-}{|}^2$. The supplied supergravity F-term potential is $|\lambda {|}^2{e}^{{\kappa }^2(a+b+c)}[ab+ac+bc+3{\kappa }^{2}abc+{\kappa }^{4}abc(a+b+c)]$. Adding $g(b-c-\zeta {)}^2$ with $g>0$, $\lambda \ne 0$ and $\zeta >0$ gives a supersymmetric vacuum at $a=c=0$, $b=\zeta$. The branch $b=c=0$ has positive energy $g{\zeta }^2$, D-term breaking and a flat direction of a scalar potential in ${\varphi }_0$. Its charged squared masses are $|\lambda {|}^{2}a{e}^{{\kappa }^{2}a}\mp 2g\zeta$, so it is a local minimum valley only when both are positive. For negative $\zeta$, exchange the charged fields. These are branches rather than two isolated minima; a conventional constant Fayet–Iliopoulos term additionally needs a consistent supergravity gauge completion.

In vacuum analysis, an exact flat direction of a scalar potential is a nonconstant continuous family of degenerate stationary vacua. The scalar potential stays constant along this family and its gradient vanishes there. An ordinary level set does not suffice: $V(x,y)=x^2+y^2$ is constant on every circle, but its vacuum at the origin has no flat direction. A vanishing eigenvalue of the quadratic Hessian matrix also does not suffice: $V(x)=x^4$ has zero quadratic mass at zero but no family of nearby vacua. Exact flat directions can be lifted by corrections absent from the classical scalar potential.

If a no-scale supergravity scalar potential has the displayed form with $y>0$ and nonnegative $A,B$ independent of the volume coordinate $y$, every point with $A+B>0$ has a direction of strictly decreasing potential. Thus a finite stationary vacuum requires $A=B=0$. If that common zero set is empty, the potential has infimum zero along $y\to \infty$ but no finite minimum. If the common zero set is nonempty, varying $y$ on it is a flat direction of a scalar potential. This distinguishes an attained zero-energy vacuum from a decompactification runaway.

Work in the supplied Planck units and write $t=T+\bar{T}>0$. The nonzero components of the Kähler metric and its inverse areThe Kähler covariant derivatives of a superpotential areIn the supergravity F-term potential, $K^{T\bar{T}}|D_{T}W{|}^2=3|W{|}^2$ cancels its negative universal term. This is the no-scale supergravity identity. The exact answer is thereforeIn particular $C=0$ is a global minimum for every $T$ in the domain, with zero vacuum energy.

Use the standard convention for a supergravity auxiliary field, $F^i=-e^{K/2}{K}^{i\bar{j}}\overline{D_{j}W}$. In this conventionAt the $C=0$ minimum these becomeThus supersymmetry breaking occurs if $B\ne 0$, despite the vanishing vacuum energy. Indeed $K_{T\bar{T}}|F^T{|}^2=3|B{|}^2/t^3$ is precisely canceled by the negative gravitino contribution. For $B=0$ the asserted breaking does not occur: both supergravity auxiliary fields vanish at $C=0$, so this vacuum is supersymmetric.

For completeness, the full set of finite zero-energy minima includes additional branches. For $C=r{e}^{i\theta }\ne 0$, the condition $D_{C}W=0$ reduces, after factoring $r{e}^{-i\theta }$, toFor every $B\ne 0$ there is a unique positive solution of $r(3+r^2)=|B|$, since the left side increases strictly from zero to infinity. There are three associated phases,These also give $V=0$, and on each branch $W=3B/(3+r^2)\ne 0$. Consequently $F^C=0$ but $F^T\ne 0$, so these are also supersymmetry breaking no-scale vacua with a cubic matter superpotential. A supersymmetric finite vacuum would require $D_{T}W=0$, hence $W=0$, and then $D_{C}W=3C^2=0$; this is possible only at $C=0$ with $B=0$.

The scalar potential is independent of $\mathrm{Im}T$ everywhere. On every zero-energy vacuum branch it is also independent of $\mathrm{Re}T$, so both real components of $T$ are flat directions of a scalar potential at the vacuum. Away from $D_{C}W=0$, the real direction is not flat: ${\partial }_{t}V=-3V/t$, giving a runaway towards $t\to \infty$ rather than a finite positive-energy stationary point. The zero-energy branches have no continuous flat direction of a scalar potential in $C$; their allowed $C$ values are isolated. This is why the vacuum does not select a unique numerical gravitino mass: the modulus $t$ is unfixed.

The gravitino mass from a superpotential is $m_{3/2}=e^{K/2}|W|$. On the conventional $C=0$ branch,On a nonzero-$C$ branch it is insteadWhen $B=0$, the only finite zero-energy matter solution is $C=0$ and $m_{3/2}=0$, with unbroken supersymmetry. These results exhibit the distinction between vanishing vacuum energy and vanishing supersymmetry breaking auxiliary fields in a no-scale supergravity model.

Use the scalar components of the three chiral superfields, and set $a=|{\varphi }_0{|}^2$, $b=|{\varphi }_{+}{|}^2$, $c=|{\varphi }_{-}{|}^2$ and $\Sigma =a+b+c$. We assume the physical sign $g>0$ and a nonzero coupling $\lambda$. The coefficient $g$ below is exactly the coefficient in the supplied D-term scalar potential; it should not be silently replaced by a differently normalized squared gauge coupling. The canonical Kähler potential has identity Kähler metric, and the three Kähler covariant derivatives of a superpotential areSubstitution in the supergravity F-term potential givesIn particular, the subtraction cancels only half of the six ${\kappa }^{2}abc$ terms contributed by the three squares. The full scalar potential isIts nonnegativity follows term by term from $a,b,c\ge 0$ and $g>0$. This is a special property of this cubic superpotential, not of a general supergravity F-term potential.

The D-term vacuum branches of a cubic superpotential must be described as branches: there are not two isolated field-space minima. First suppose $\zeta >0$. Vanishing of $V_F$ requires $ab=ac=bc=0$, and vanishing of the D-term scalar potential requires $b-c=\zeta$. Together these conditions give the vacuum expectation valuesThe phase of ${\varphi }_{+}$ lies on a gauge orbit, and one may choose it positive and real. At this global minimum, all $D_{i}W$ and the real auxiliary field of the vector multiplet vanish. It is a supersymmetric vacuum, even though the internal gauge symmetry is spontaneously broken. For $\zeta <0$, interchange ${\varphi }_{+}$ and ${\varphi }_{-}$: the nonzero vacuum expectation value has magnitude $\sqrt{-\zeta }$. For $\zeta =0$, the supersymmetric vacuum is the entire family ${\varphi }_{+}={\varphi }_{-}=0$, with ${\varphi }_0$ arbitrary.

The other branch has ${\varphi }_{+}={\varphi }_{-}=0$ and arbitrary ${\varphi }_0$. Here $W=D_{i}W=0$ but the real auxiliary field is nonzero for $\zeta \ne 0$, andThus this branch has pure D-term supersymmetry breaking and a flat direction of a scalar potential in the neutral scalar. It is not stable at every neutral-field value. At a fixed $a=|{\varphi }_0{|}^2$, expansion in the charged scalars yieldsHence the two charged squared masses and the stability condition areAbove this threshold, both charged directions have positive mass squared. Continuity makes them uniformly positive in a sufficiently small neighborhood of the chosen neutral-field value, so the stationary branch is a genuine, non-strict local minimum valley. Its neutral direction stays flat. Below the threshold, a charged mass squared is negative and the branch is a saddle point. At equality it is a boundary of the stable valley, not a local minimum in the full field space: changing $a$ slightly downward and switching on the unstable charged field lowers $V$. For example, for $\zeta >0$, put $a=a_c-ϵ$, $b={ϵ}^2$, $c=0$. Since $M(a)=|\lambda {|}^{2}a{e}^{{\kappa }^{2}a}$ has $M^{\prime }(a_c)>0$, one finds $V-g{\zeta }^2=-M^{\prime }(a_c){ϵ}^3+O({ϵ}^4)<0$.

There are no further local-minimum branches under these generic assumptions. If $b+c>0$, the expression for $V_F$ is strictly increasing in $a$, so a stationary configuration with a charged condensate must have $a=0$. At $a=0$, an interior critical point with $b,c>0$ is impossible, becauseOn the boundary $c=0$, the relevant scalar potential is $g(b-\zeta {)}^2$; on $b=0$ it is $g(c+\zeta {)}^2$. Their nonnegative-domain minima give exactly the supersymmetric vacuum described above, or the origin of the charged-field branch. Thus, for nonzero $\zeta$, the two types are the zero-energy supersymmetric gauge orbit and the positive-energy D-breaking minimum valley above the threshold. If $\zeta =0$, the two types coalesce into the flat supersymmetric vacuum; the literal two-minimum assertion needs this parameter qualification.

In the global supersymmetry limit $\kappa \to 0$, the F-term scalar potential becomes $|\lambda {|}^2(ab+ac+bc)$ and the D-term scalar potential retains its form. The same two types of branches occur, with the threshold $|\lambda {|}^{2}a>2g|\zeta |$. Supergravity instead introduces the exponential and additional positive terms. The goldstino of global supersymmetry breaking is a physical fermion; in local supersymmetry it participates in the super-Higgs mechanism. A positive vacuum energy also gravitates in supergravity. In particular, the positive-energy branch here has $W=0$ and hence vanishing gravitino mass from a superpotential; it is not the tuned zero-energy broken vacuum of Question 3.

There is a further gauge-consistency qualification. In conventional two-derivative matter-coupled supergravity, a constant Fayet–Iliopoulos term gauges an R-symmetry and requires a corresponding nontrivial transformation of the superpotential. The apparent charges $0,+1,-1$ make the supplied cubic superpotential neutral, so a nonzero independent constant $\zeta$ does not by itself specify a consistent conventional supergravity action. The computed branches are those of the supplied scalar potential; a full embedding needs compatible charges or additional fields. This restriction is explained in Van Proeyen's derivation of the superpotential gauge-covariance condition.

More generally, the supergravity moment-map constraint on D-term breaking follows directly from gauge covariance. If $k^i{\partial }_{i}W=-{\kappa }^{2}rW$ and the moment map is $\mathcal{P}=i(k^i{K}_i-r)$, then at a point with $W\ne 0$,Consequently all chiral auxiliary fields vanishing implies the D-term also vanishes there. This relation has no analogue forcing that implication in an arbitrary global supersymmetry model. Its $W\ne 0$ hypothesis matters: the formal D-breaking branch above has $W=0$, so it does not contradict the identity. These conventional gauge-completion restrictions are additional to the elementary minimization calculation.

The exponent in the original PDF is $e^{-\alpha S}$ with real $\alpha >0$, not the $e^{-aS}$ produced by the local TeX. Use that authoritative expression. PutThe domain conditions ensure a real Kähler potential and positive Kähler metric. There are no gauge multiplets specified, so the scalar potential is the supergravity F-term potentialThe Kähler covariant derivative of a superpotential and metric entries areState the inverse with its indices explicitly, since transposing the off-diagonal complex entries would change the answer:Here ${\sum }_j{K}_{i\bar{j}}{K}^{k\bar{j}}={\delta }_i^k$, so the displayed upper-index array is the transpose of the ordinary matrix inverse of the displayed lower-index array.

Substitution shows that the cross terms involving $W$ cancel and that the $T,C$ sector givesThe first term cancels the universal negative term. Thus the no-scale supergravity potential isThis positivity is an algebraic cancellation, not an assumption that the individual Kähler derivatives vanish.

Choose the supergravity auxiliary field convention $F^i=-e^{K/2}{K}^{i\bar{j}}\overline{D_{j}W}$. Direct multiplication givesA conventional common phase or overall sign on the auxiliary fields changes none of the vanishing conditions. A supersymmetric configuration requires every $F^i$ to vanish. First $F^C=0$ implies $C=0$, then $F^T=0$ implies $w=0$, and $F^S=0$ implies $w_S=0$. Since $w_S=-\alpha a{e}^{-\alpha S}$, at a finite point of the physical domain this is possible only when $a=0$, followed by $b=0$. Consequently If $(a,b)\ne (0,0)$, every finite configuration has a nonzero auxiliary field, so any finite vacuum breaks supersymmetry. The printed request cannot hold for arbitrary parameters without this exception: $a=b=0$, $C=0$ is a zero-energy supersymmetric family with both $S$ and $T$ unfixed.

With the stipulated vanishing vacuum expectation value of $C$, define $A(S)=b+(1+\alpha s)a{e}^{-\alpha S}$. The potential reduces to $|A{|}^2/(s{t}^3)$. Its derivative along $t$ is $-3V/t$, so a finite stationary point must have $A=0$. Such a point is a global minimum of the full nonnegative potential, since both squares vanish at $C=0$. The finite zero-energy vacuum for a single exponential superpotential therefore satisfiesFor nonzero $a,b$, write $S=\sigma +i\chi$ and $x=\alpha \sigma >0$. The modulus and phase conditions areThe function $(1+2x)e^{-x}$ increases up to $x=1/2$ and then decreases to zero; its maximum is $2e^{-1/2}$. Hence a finite minimum exists exactly whenThere is one positive solution for $0<\rho \le 1$, two for $1<\rho <2e^{-1/2}$, and one coalesced solution at the upper bound. The formal $x=0$ solution at $\rho =1$ is outside $s>0$. At each allowed $x$, the phase fixes $\chi$ modulo $2\pi /\alpha$. Equivalently $x=-\frac{1}{2}-W_k(-\rho /(2\sqrt{e}))$, using the real branches of the Lambert W function and retaining only $x>0$.

At any of these nontrivial minima, $w=-\alpha sa{e}^{-\alpha S}\ne 0$. The auxiliary fields becomeThis is a supersymmetry breaking Minkowski minimum in which the nonzero auxiliary field belongs to $T$. Both real components of $T$ are exact flat directions of a scalar potential at the minimum. They change the metric and auxiliary-field magnitudes but not the zero potential. Generically the two real components of $S$ are fixed. At the coalesced solution $x=1/2$, the radial quadratic restoring term vanishes, but the leading restoring term is quartic; this is not an additional exact flat direction of a scalar potential. The matter field $C$ likewise has a positive leading quartic potential, not an exact flat direction of a scalar potential, despite its zero quadratic mass here.

The exceptional parameter cases must also be stated. If $a=0,b\ne 0$ or $a\ne 0,b=0$, no finite zero-energy minimum with $C=0$ exists. The same holds when $|b/a|>2e^{-1/2}$. Because the $t$ derivative is nonzero at any positive-energy point on $C=0$, none is a finite minimum there; the energy approaches zero along the runaway $t\to \infty$. If $a=b=0$, all physical $S,T$ at $C=0$ give supersymmetric zero-energy minima. Thus an unconditional finite minimum or unconditional breaking would be a false claim for the printed arbitrary parameters.

For the homogeneous model, assume $\Gamma >0$ is twice differentiable, of degree one in the real moduli ${\tau }_i$, and that its Hessian matrix for $K$ is invertible on the sector considered. Differentiate $K=-3\log \Gamma$:The two Euler theorem for homogeneous functions identities in the question implyMultiplying by the inverse gives $K_{ij}^{-1}{\Gamma }_j/\Gamma ={\tau }_i/3$, so contracting once more yieldsThis is the no-scale identity from degree-one homogeneity. It does not assert that every degree-one function gives a positive or invertible metric: for example $\Gamma ={\tau }_1+{\tau }_2$ has a rank-one Kähler Hessian, and its inverse is undefined. The inverse hypothesis is necessary.

For complex moduli with ${\tau }_i=T_i+{\bar{T}}_i$, the same derivatives are the mixed Kähler metric; choosing real parts with a factor of two only introduces factors that cancel in the contraction. If $W$ is independent of these moduli, $D_{i}W=K_{i}W$, and their contribution is $3e^K|W{|}^2$. It cancels the universal $-3e^K|W{|}^2$, leaving no scalar potential from this isolated no-scale sector. Other chiral sectors can still contribute positive terms. For this conclusion in a larger theory, the displayed metric must be the appropriate decoupled no-scale block, or the full inverse metric must itself satisfy the corresponding identity; arbitrary mixed additions to $K$ do not inherit the cancellation automatically.

For the cubic-matter no-scale vacuum with an exponential dilaton, put $x=S+\bar{S}$ and $A=a{e}^{-\alpha S}$. At $C=0$, zero energy requires $G(S)=b+(1+\alpha x)A=0$. On a fixed-imaginary-part slice, $s=\mathrm{Re}S$ gives $dG/ds=\alpha (1-2\alpha s)A$. At the double root $s_0=1/(2\alpha )$, the first derivative vanishes but the second is $-2{\alpha }^{2}A$, so $G=-{\alpha }^{2}A(s-s_0{)}^2+O((s-s_0{)}^3)$. Therefore $V=|G{|}^2/(x{y}^3)$ begins at fourth order. This real scalar has zero quadratic mass but is not an exact flat direction of a scalar potential. The imaginary part of $S$ is still lifted quadratically, and the matter field $C$ also has a quartic leading potential. Exact flat directions instead come from the complex volume modulus $T$ along the zero-energy locus.