Idempotent ultrafilter 2026-10-06
An additive idempotent ultrafilter satisfies . On positive integers it is necessarily nonprincipal, since a principal ultrafilter at adds to itself to give the principal ultrafilter at . The idempotent-ultrafilter star-set lemma converts this algebraic property into a recursive construction of finite sums. If zero is included, the trivial principal idempotent at zero must be excluded for that increasing-sequence application.
We take . An ultrafilter on is a proper filter on a set which decides every subset: it contains but not , is closed under finite intersections and passage to supersets, and contains exactly one of and for every . A principal ultrafilter has the form ; all other ultrafilters are nonprincipal ultrafilters.
To prove existence, start with the cofinite filter and order its proper filter extensions by inclusion. The union of a chain is again a proper filter on a set: the finitely many sets involved in an intersection all belong to one member of the chain, and no member contains the empty set. Thus Zorn's lemma supplies a maximal proper filter . If , adjoining must make the generated filter improper; equivalently, some has . Then , so . This proves that is an ultrafilter. It contains the complement of every finite set and hence no finite set. In particular, it contains no singleton and is nonprincipal.
The Stone-Čech compactification of the natural numbers is the set of all ultrafilters with basic open sets
We have and , so these basic sets define a topology and are clopen sets. If , choose . The disjoint basic neighbourhoods and separate them. Thus the space is Hausdorff.
For compactness, it suffices to show every basic open cover has a finite subcover, since an arbitrary open cover can be refined by basic open sets. Suppose has no finite subcover. The complements have the finite intersection property: if a finite intersection were empty, the corresponding finite family of would cover every ultrafilter. Their generated proper filter on a set extends to an ultrafilter, by the same Zorn's lemma argument. This ultrafilter contains every , and therefore belongs to none of the alleged cover members, a contradiction. We have proved that is a compact Hausdorff space. The map embeds the discrete natural numbers densely: any nonempty contains for some .
For addition on the Stone-Čech compactification of the natural numbers, define
and put
The map preserves intersections and complements, because translation does and is an ultrafilter. It also sends to and the empty set to itself. Consequently the displayed rule defines an ultrafilter . On principal points it satisfies , so it extends ordinary addition.
Write to mean that . The ultrafilter addition rule is then an iterated quantifier, with its order fixed. Expansion gives
Ordinary addition is an associative operation, and the quantifiers are in the same order on both lines. Thus . This argument does not interchange ultrafilter quantifiers and does not assert that this extended addition is commutative.
For fixed , the translation has
a basic clopen set. Therefore addition is continuous in its left variable. This is the left-continuity convention used here: right translations are continuous, giving a left-topological semigroup. Continuity in both variables jointly is not part of the assertion.
Hindman's theorem says that every finite colouring of the positive integers has an increasing sequence whose finite-sums set
is monochromatic. Assume, as permitted, that the addition just defined has an idempotent ultrafilter , so . This ultrafilter is nonprincipal: a principal would satisfy for positive . Hence every member of is infinite and every cofinite set belongs to .
Exactly one cell of the finite colour partition belongs to . Define its star set by
Since , we have and therefore . Moreover, for each , the set belongs to . Idempotence gives , and translation of the defining formula shows
This proves the idempotent-ultrafilter star-set lemma rather than merely invoking it.
Choose . Suppose have been chosen with every nonempty finite sum in . Choose from
This is a finite intersection of members of the ultrafilter , and so it is nonempty. The new sums are and ; all lie in by the choice. Mathematical induction yields an increasing infinite sequence with
Thus the assumed idempotent gives the full Hindman theorem, with distinct increasing generators and all their nonempty finite sums of one colour.
An ultrafilter on is a family satisfying the proper filter axioms: , , closure under finite intersections, and upward closure under inclusion. In addition, for every , exactly one of and belongs to . Equivalently, an ultrafilter is a maximal proper filter. The principal ultrafilter at consists of all subsets containing ; an ultrafilter not of this form is a nonprincipal ultrafilter.
To prove existence, start with the cofinite filter and order the proper filters containing it by inclusion. The union of a chain is still a proper filter: finitely many of its members lie in one filter of the chain, and no constituent contains the empty set. Thus Zorn lemma supplies a maximal such filter . If , adjoining cannot generate a proper filter; otherwise maximality fails. Consequently some has , so by upward closure. This proves the ultrafilter alternative. No finite can belong to , because is cofinite and already belongs to . In particular contains no singleton and is a nonprincipal ultrafilter. The same argument, starting from any proper filter, proves the ultrafilter lemma used below.
Define to be the set of all ultrafilters on , with basic open sets
They form a topological basis because and . Moreover , so they are clopen sets. This is the compact Hausdorff topology on ultrafilters. If , some belongs to but not , and then and are disjoint open neighbourhoods of the two points. Thus is Hausdorff.
For compactness, take an open cover and refine it by basic open sets . If no finite subfamily covers, then for every finite collection of indices the intersection is nonempty. Indeed, if that intersection were empty, the corresponding would cover , and every ultrafilter would contain at least one of them by the finite ultrafilter alternative. The complements therefore have the finite intersection property and generate a proper filter. Extend it to an ultrafilter by the proved ultrafilter lemma. Then for every , so belongs to none of the covering , a contradiction. A finite basic subcover lies inside a finite subcover of the original cover. Hence
The map , where is the principal ultrafilter at , identifies the discrete natural numbers with a dense subset: any nonempty has and contains for .
Hindman theorem states that every finite colouring of the positive integers admits an increasing sequence whose finite-sums set
is monochromatic. We now give the Idempotent-ultrafilter proof of Hindman's theorem. For , write . The addition on is defined by
Take an idempotent ultrafilter on the natural numbers , whose existence is allowed, so . It is a nonprincipal ultrafilter: addition of principal points is , whereas no positive integer satisfies .
Exactly one colour class belongs to . Define
By idempotence, . The idempotent-ultrafilter star-set lemma needed for the recursion is that whenever . To prove it, put . Idempotence again gives
For , we have and , hence . Thus , proving the lemma by upward closure.
Choose . Suppose has been constructed. Every factor of
belongs to : the translate factors do by the just-proved lemma, and the last factor does because it is cofinite and is a nonprincipal ultrafilter. The finite intersection is therefore nonempty. Choose in it. Then and every with lie in , so . This constructs a strictly increasing sequence, indeed , and proves Hindman theorem.
Finally apply Hindman theorem to obtain a monochromatic finite-sums set . We construct a divisibility chain inside a finite-sums set using disjoint successive blocks of indices. Start with . If , take unused terms after all indices used so far, and split them into two groups of consecutive terms. In each group its partial sums, including , contain two in the same congruence class modulo by the pigeonhole principle. Their difference is a nonempty consecutive sum divisible by , and positivity makes it at least . Let be the sum of these two selected sums. Then and .
The index set defining lies strictly after all previous index sets. Discard the other terms in these two groups before continuing. Because the chosen index sets are disjoint, every finite sum of distinct is a finite sum of distinct , retaining the same colour. Therefore
Take . We first prove the Ellis–Numakura lemma in the one-sided continuity convention needed here. Let be a nonempty compact Hausdorff space with an associative multiplication for which each map is continuous. Among its nonempty closed subsemigroups, there is an inclusion-minimal one, : a decreasing chain has nonempty intersection by compactness, and that intersection is a closed subsemigroup, so Zorn's lemma applies.
Fix . The set is nonempty and compact, hence closed in the Hausdorff space, and is a subsemigroup because
Minimality gives . Thus the set is nonempty. It is closed by the stated continuity, and it is a subsemigroup, since for . Minimality again gives , so and , giving a semigroup idempotent. If one instead uses the opposite one-sided continuity convention, the same proof uses and ; no joint continuity is required.
Apply this lemma to the Stone-Čech compactification of the natural numbers with its given addition. In the addition on the Stone-Čech compactification of the natural numbers convention,
The continuous variable is when is fixed. The granted compactness, Hausdorff property and associativity therefore imply there exists an idempotent ultrafilter with .
On the positive integers such a is nonprincipal: a principal ultrafilter at adds to itself to give the one at , which is different. Hence every cofinite set belongs to . If zero is included in one's convention for , use the same compact semigroup argument on the closed space of nonprincipal ultrafilters: it is nonempty by compactness of the infinite discrete set's compactification, and the displayed addition sends two free ultrafilters to a free ultrafilter. This avoids the trivial principal idempotent at zero.
To deduce Hindman's theorem, let be the unique colour class belonging to . Define
Idempotence gives . The idempotent-ultrafilter star-set lemma also gives whenever . Here is its proof: , and applying idempotence to gives
Intersecting this set with produces exactly .
Choose . Suppose have been chosen with every nonempty finite sum in . The finite intersection
belongs to , and is therefore nonempty. Choose from it. The new sums are and , and they all lie in . Induction yields
This proves every finite colouring of the positive integers admits a monochromatic finite-sums set generated by a strictly increasing infinite sequence, the required Hindman theorem.
A proper filter on a set on contains , excludes the empty set, is closed under finite intersections and is upward closed under inclusion. An ultrafilter is a maximal proper filter. Equivalently, for every it contains exactly one of . To see maximality implies this dichotomy, if is absent then adjoining it must make the generated filter improper; hence some filter member is disjoint from , forcing into the filter. Conversely, a filter with this dichotomy cannot be properly enlarged without acquiring disjoint members.
Extend the cofinite filter to a maximal proper filter using Zorn's lemma. Every chain of proper extensions has its union as a proper filter upper bound: any finite collection of its members lies in one member of the chain, and the empty set never enters. The resulting ultrafilter contains no finite set, because it already contains that set's cofinite complement. It is therefore a free ultrafilter, or nonprincipal ultrafilter. This proves the required existence with the usual choice principle explicit.
Define the Stone-Čech compactification of the natural numbers as the set of all ultrafilters, with basic open sets
They form a basis because is the whole space and . Also , so each basic set is clopen. Distinct ultrafilters disagree on some , putting them in the disjoint open sets and . Thus this space is Hausdorff.
To prove compactness, suppose an open cover has no finite subcover and refine it by basic sets . Their complements have the finite intersection property: otherwise finitely many would cover every ultrafilter. Here a nonempty finite intersection of the has a principal ultrafilter containing it, whereas an empty intersection cannot belong to any proper filter. The therefore generate a proper filter, which extends to an ultrafilter by the same Zorn argument. That ultrafilter lies outside every , contradicting the cover. Hence is compact and Hausdorff. Natural number is identified with its principal ultrafilter.
Hindman's theorem asserts that every finite colouring of the positive integers has an increasing sequence for which all nonempty finite sums of distinct terms have one colour. Let be the given idempotent ultrafilter. Since is positive, a principal ultrafilter cannot be idempotent: its sum with itself is principal at , not . Thus is nonprincipal and contains every cofinite tail. In a convention including zero, one instead uses an idempotent in the nonprincipal part, excluding the trivial principal idempotent at zero.
For define . Addition on the Stone-Čech compactification of the natural numbers is characterized by
One cell of the finite colour partition belongs to . Put
Idempotence makes . Moreover, if , then . Indeed, write so . We have , and idempotence applied to that set gives
Their intersection is . This is the idempotent-ultrafilter star-set lemma.
Choose . If the finite-sums set of the first choices lies in , select
Every factor belongs to , so this finite intersection is nonempty. Its choice preserves . Therefore
This proves the requested Idempotent-ultrafilter proof of Hindman's theorem, without assuming an idempotent-existence proof.
Finally, for the first logical assertion put and . A proper filter contains if and only if it contains both and : one direction is finite-intersection closure and the other is upward closure. Thus (i) is always true. This is the conjunction law for filter quantifiers.