Operator trace Created 2026-09-24 Updated 2026-10-14
For a trace-class operator, the series converges absolutely and is independent of the orthonormal basis. It satisfies .
The trace-class operator condition makes this operator trace well-defined; the class of eligible operators and the trace functional are distinct concepts.
The positive sign printed in the exponential uses the skew-adjoint convention for the Dirac operator: , so . Put and define the nonnegative self-adjoint operators
For , the assumed compact elliptic spectral theorem for these elliptic differential operators gives discrete eigenvalues, finite multiplicities and trace-class operators , .
If with , then and . Conversely sends the eigenspace of to that of . On these eigenspaces the inverse of is . Thus the positive spectra agree with multiplicity, and absolute convergence of the operator traces permits cancellation term by term:
The last expression is the Fredholm index of , since its closed range has orthogonal complement . Consequently
This is the supertrace cancellation used in Question 1. If the Dirac operator is instead defined to be self-adjoint, and the heat exponentials must have a minus sign. With that convention the positive exponentials in the printed formula are generally unbounded and have no finite operator trace.
Let be a smooth orthonormal eigenbasis of the positive Laplace-Beltrami operator, with eigenvalues . The orthonormal eigenbasis defines
The large- lower bound of part (c), valid also after the finitely many zero modes of a disconnected compact manifold, gives for sufficiently large . Hence
by comparison with . The operator is positive and diagonal with these summable coefficients, so it is a trace-class operator and its operator trace is their sum.
Its proposed heat kernel is
We verify smoothness and the kernel action. The elliptic regularity estimate established in Question 4(d) gives, by induction,
The Sobolev embedding theorem therefore gives, for every derivative order , constants , with . Every differentiated term of the kernel series is bounded by . An exponential absorbs any fixed power: for this is at most , a summable bound. Time derivatives merely introduce more powers of . Thus the series converges uniformly with all spatial and time derivatives on . In particular is smooth for every .
Integrating its uniformly convergent series against is legitimate since the compact manifold has finite volume and . It gives exactly the spectral expression above, so
Finally is nonnegative. Integrating term by term, either by uniform convergence or by Tonelli theorem, and using proves the heat kernel trace formula
Work in four-dimensional Minkowski spacetime, with in a unitary representation. The usual Super-Poincaré algebra has the Poincare algebra and possible internal Lorentz scalars as its even generators, and only the stated Weyl spinors as its odd generators. This closure assumption is essential: Lorentz covariance alone would also permit additional tensor-valued generators. It is the setting selected by the Haag–Łopuszański–Sohnius theorem for ordinary interacting relativistic theories.
The Spinor representation of the Lorentz group gives
Here denotes the Lorentz algebra matrices in the convention of the paper. Moving to the left changes the sign; definitions using Hermitian Lorentz algebra generators may also put an explicit into these matrices. The conjugate relation acts on the dotted Weyl spinor indices.
The tensor product of group representations
is a Lorentz four-vector. The only such even generator is , so the mixed anticommutator must be
Applying Hermitian conjugation makes a Hermitian matrix. Positivity of for every linear combination of supercharges makes a positive semidefinite matrix on a positive-energy physical superalgebra representation. Remove any null supercharges, which act trivially, and use a unitary diagonalization of a normal matrix followed by rescaling to obtain . Thus counts the independent nontrivial supercharges.
For equal chirality, the tensor product of group representations is
Consequently the tentative equal-chirality anticommutator can contain and a symmetric spinor tensor , where is the intertwining operator for Lorentz covariance onto . Symmetry of the anticommutator under forces and . At this stage is an internal Lorentz scalar, hence commutes with ; its full centrality will follow below.
To determine the commutator with translations, Lorentz covariance and the absence of additional odd generators leave only
and the relation obtained by Hermitian conjugation. The graded Jacobi identity for , using , gives
where means entrywise complex conjugation. This equation alone would not imply . Contract the graded Jacobi identity
with . The term drops out because its spinor tensor is symmetric, and makes the remaining left side vanish. Substitution of the mixed anticommutator makes the right side a nonzero numerical multiple of . Thus . It follows that and , whence . Applying Hermitian conjugation proves the same assertion for :
Returning to the uncontracted graded Jacobi identity now gives . Since the Lorentz algebra generators do not commute with translations, the tentative term must have . Hence
In particular for . The dotted-dotted anticommutator follows by Hermitian conjugation applied to the second relation.
The graded Jacobi identity for , together with , gives . As a Lorentz scalar, commutes with , and it already commutes with . Closure and Lorentz covariance make for some coefficients. Apply the graded Jacobi identity once more:
Thus . Since every and is itself an anticommutator of supercharges, the 's also commute with each other and their conjugates. Therefore are central charges in supersymmetry of the displayed algebra. Additional R-symmetry automorphisms are not among the generators specified here.
For boson-fermion degeneracy in a supermultiplet, fix a physical four-momentum with , and take the finite internal space of states at that four-momentum. Let be fermion parity. It anticommutes with each supercharge and its adjoint. For any fixed , summing the diagonal spinor indices gives
because and the Pauli matrices are traceless. Cyclicity of the operator trace and imply
The supertrace of the preceding summed anticommutator therefore vanishes:
This counts physical boson and fermion degrees of freedom, including polarizations. The phrase “any representation” needs a qualification: a one-dimensional even supersymmetric vacuum with has one boson and no fermion. Thus the equality applies to positive-energy physical supermultiplets with finite state counts at fixed four-momentum, not to arbitrary abstract superalgebra representations or unregulated infinite-dimensional operator traces.
Factor as in part b(v). Then Parseval identity for a Hilbertian basis and Cauchy-Schwarz inequality give
The defining series for the operator trace is therefore absolutely convergent and satisfies .
For unit vectors , the adjoint operator of is , and
Hence and part b(iii), followed by Parseval, gives
Scaling proves . A second use of Parseval yields
which proves the asserted rank-one operator formulas.