Past exam of the mathematics course of the University of Cambridge / 2002 / iii / Paper 7 / 3 / Solution

A C-star algebra is a complex Banach algebra with a conjugate-linear involution satisfying $(ab{)}^{\ast }=b^{\ast }{a}^{\ast }$ and $\Vert a^{\ast }a\Vert =\Vert a{\Vert }^2$. The inequality $\Vert a{\Vert }^2\le \Vert a^{\ast }\Vert \Vert a\Vert$, and then the same inequality for $a^{\ast }$, show that the involution is isometric. In a nonzero unital C-star algebra, the identity has norm one.

For a Hermitian algebra element $h$, the exponential $e^{ith}$ is unitary for real $t$ and has norm one. If $\lambda \in \sigma (h)$, then $e^{it\lambda }\in \sigma (e^{ith})$: factoring $e^{itz}-e^{it\lambda }=(z-\lambda )q(z)$ with entire $q$ proves this, since the evaluated factors commute. Hence $|e^{it\lambda }|\le 1$ for all positive and negative $t$, forcing $\mathrm{Im}\lambda =0$. Thus Hermitian algebra elements have real Banach algebra spectrum.

For a normal C-star element $a$, commutation of $a,a^{\ast }$ givesThe middle equality of norms uses the C-star identity on the Hermitian algebra element $a^{\ast }a$. Iterating along powers $2^n$ and applying the spectral radius formula proves $r(a)=\Vert a\Vert$.

Now suppose $A$ is commutative and unital. Every maximal ideal is closed: if it were dense, it would contain an element within distance less than one of the identity, hence an invertible element by the Neumann series, which is impossible for a proper ideal. Its quotient is a complex Banach division algebra and is therefore $\mathbb{C}$ by the Gelfand-Mazur theorem. Maximal ideals thus give characters. Conversely, every character $\phi$ satisfies $\phi (a)\in {\sigma }_A(a)$, because applying it to an inverse of $a-\phi (a)1$ would give a contradiction. Characters are consequently contractive. The converse spectral inclusion follows by placing the proper ideal generated by $a-\lambda 1$ in a maximal ideal. We have provedThe character space ${\Phi }_A$ is a weak-star closed subset of the dual unit ball, characterized by $\phi (1)=1$ and $\phi (ab)=\phi (a)\phi (b)$. The Banach-Alaoglu theorem makes it compact Hausdorff. Define the Gelfand transform by $\hat{a}(\phi )=\phi (a)$. For Hermitian $h$, its values are real; writing $a=h+ik$ with both terms Hermitian shows $\widehat{a^{\ast }}=\overline{\hat{a}}$. In the commutative algebra every element is normal, soThe transform is therefore an isometric unital star-homomorphism and has closed range in $C({\Phi }_A)$. Its range separates characters by their definition and is closed under complex conjugation. The complex Stone-Weierstrass theorem makes that range dense, hence equal to $C({\Phi }_A)$. This proves the Commutative Gelfand--Naimark theorem:For a nonunital C-star algebra, its C-star unitization can be constructed without assuming an operator representation on a Hilbert space. Represent $A$ by left multiplication on itself, which is isometric because testing $L_a$ on $a^{\ast }/\Vert a\Vert$ gives $\Vert L_a\Vert =\Vert a\Vert$. Adjoin the identity operator and set $\Vert z\Vert =\Vert L_z\Vert$. For $z=a+\lambda 1$ and $b\in A$, the C-star identity in $A$ gives $\Vert zb{\Vert }^2=\Vert b^{\ast }{z}^{\ast }zb\Vert \le \Vert b\Vert \Vert L_{z^{\ast }z}b\Vert$. Consequently $\Vert L_z{\Vert }^2\le \Vert L_{z^{\ast }z}\Vert \le \Vert L_{z^{\ast }}\Vert \Vert L_z\Vert$. Applying this also to $z^{\ast }$ proves that the new involution is isometric and that its C-star identity holds. The extension by the identity is complete, since the isometric image of $A$ is closed and one adjoins just one dimension. Apply the unital result to a commutative $A^{+}$; the character $\infty$ given by $a+\lambda 1\mapsto \lambda$ has kernel $A$. Under the isomorphism, this kernel consists of the continuous functions vanishing at $\infty$. Thus $A\cong C_0({\Phi }_A)$ in the nonunital case, with locally compact character space ${\Phi }_A={\Phi }_{A^{+}}\setminus \{\infty \}$.

For a Hermitian $h$ in a possibly noncommutative algebra, apply this result to the commutative unital C-star subalgebra $C^{\ast }(1,h)$ in the unitization. Its Banach algebra spectrum at $h$ equals the ambient Banach algebra spectrum: both Banach algebra spectra are real, the complement of the ambient compact real Banach algebra spectrum is connected, and the resolvent-component result of Question 1 retains that whole complement in the smaller algebra. Characters of this subalgebra are determined by their values at $h$, so its character space is homeomorphic to $\sigma (h)$. We obtain the continuous functional calculus $C(\sigma (h))\to C^{\ast }(1,h)$.

Interpret ${\mathbb{R}}^{+}$ here as $[0,\infty )$. If $\sigma (h)\subseteq [0,\infty )$, apply this calculus to $t\mapsto \sqrt{t}$, obtaining a Hermitian $k$ with $k^2=h$. In a nonunital algebra this element remains in $A$ because the defining scalar function vanishes at zero. Conversely, if $h=k^2$ with $k=k^{\ast }$, spectral mapping theorem and the real Banach algebra spectrum of $k$ give $\sigma (h)=\{t^2:t\in \sigma (k)\}\subseteq [0,\infty )$. Hence nonnegative Banach algebra spectrum is equivalent to being the square of a Hermitian algebra element. A strict-positive interpretation would exclude $h=0$, and would not be equivalent to the assertion about an arbitrary Hermitian square.

Finally, use the two continuous real functions $t\mapsto \sqrt{\max (t,0)}$ and $t\mapsto \sqrt{\max (-t,0)}$ on $\sigma (x)$. Their calculus values $u,v$ are Hermitian, belong to $A$ also in the nonunital case, and satisfy