A standard membership model of set theory has the actual membership relation:
When “standard model” is used with the transitive-model convention, one also requires to be transitive: implies . Under a convention where standard means only actual membership, this extra requirement defines a transitive model. The set-theoretic absoluteness arguments below use transitive models of ZFC, so that bounded quantification and ordinals have their intended meaning.
A syntactically bounded formula in set theory is built from the atomic first-order formulas and using Boolean operations and bounded quantifiers and . These abbreviate and , with different from the bounding variable .
The superscript in the question allows provable equivalence: a ZF-equivalent bounded formula is any first-order formula for which some syntactically bounded formula in set theory satisfies
Thus is the class of first-order formulas equivalent over ZF to a syntactic first-order formula. If a convention uses just for syntactically bounded set-theoretic first-order formulas, it is the smaller syntactic class; the subsequent set-theoretic absoluteness proof works for both conventions.
For parameters , set-theoretic absoluteness means agreement of the two membership first-order structures:
This must hold for every such parameter tuple. Equivalently, formula relativization to a class produces two formulas and whose truth values agree on tuples from . Agreement for parameters only in is not part of the definition. For a proper class in set theory, this notation is understood separately for each fixed first-order formula, rather than as an unrestricted truth predicate for the entire universe.
First prove set-theoretic absoluteness for syntactically bounded formulas in set theory by induction on their construction. Atomic equality and membership use the actual equality and membership relations in both transitive classes. Boolean operations preserve agreement.
For the bounded existential step, take and suppose . Its witness is an actual member of . Since is a transitive class, ; the induction hypothesis then gives . The converse uses the same witness in . The bounded universal step follows similarly because both structures quantify over exactly the actual members of , or follows by negation from the existential step. Hence
No ZF axioms are needed for this syntactic statement beyond the ambient meaning of a transitive class. For a ZF-equivalent bounded formula , choose a bounded equivalent . The assumption that both structures model ZF gives and . Combining these with the displayed equivalence proves the asserted set-theoretic absoluteness of .
The essential fact is absoluteness of cardinalhood in limit ranks. Let be limit ordinals and . Being an ordinal is absolute between these transitive sets, so a non-ordinal is a cardinal number in neither structure. For an ordinal , we have .
If is not an ambient cardinal number, there is an ordinal and a bijection . With Kuratowski ordered pairs, its graph has rank of a set at most . Since is a limit ordinal, , so . The assertion that is such a bijection is a bounded formula in set theory and is therefore evaluated correctly by each rank. Conversely, any internal bijection witnessing failure of cardinal number status is an actual one by the same set-theoretic absoluteness. Consequently
Unlike arbitrary transitive models, these rank-initial structures contain every sufficiently low-rank witness. That witness availability is what upgrades the usual downward absoluteness of cardinalhood to agreement in both directions.
For every tuple of parameters , an upward absolute formula transfers truth from the smaller structure to the larger one:
These definitions of directional set-theoretic absoluteness do not themselves require the structures to be transitive.
A formula has set-theoretic absoluteness between these structures when both directions hold for every :
Equivalently, it is both a downward absolute formula and an upward absolute formula between them.
Take the formula saying that a set is transitive:
This is a bounded formula in set theory. If , transitivity of ensures that every and every is already in , and the same holds in . Both structures therefore run through exactly the same bounded witnesses and use the same actual membership relation. They agree on for every , proving set-theoretic absoluteness.
Use the cardinalhood formula from part (b), and let a finite flag choose between it and its negation:
Here abbreviate their parameter-free definitions as Finite von Neumann ordinals, and both belong to . This is one first-order formula with two free variables.
For , part (b) proved and . The shared parameters therefore make true in and false in , disproving upward set-theoretic absoluteness. The shared parameters make it false in and true in , disproving downward set-theoretic absoluteness. Hence the same formula fails both directions, with explicit witnesses to each failure.
An uncountable cardinal number is weakly compact when every -satisfiable theory in an infinitary language with at most nonlogical symbols is satisfiable. A cardinal is inaccessible when it is uncountable, regular, and a strong limit cardinal.
Two standard results supply the proof. First, every weakly compact cardinal is inaccessible. Second, every weakly compact has the Keisler extension property: there is a transitive set such that
and . Since is inaccessible, the relevant downward absoluteness makes “ is inaccessible”. Hence satisfies “there is an inaccessible cardinal”. By elementarity, satisfies the same sentence, so it contains some inaccessible . Every ordinal in is below , and inaccessibility is absolute here, giving
A property of reflects below when
is unbounded in . The standard elementary-embedding reflection argument starts with any . Since and , the target model can use itself as a witness to
Elementarity then gives a witness with in the domain.
For a concrete example, the property of being a strongly inaccessible cardinal reflects below . A measurable cardinal is strongly inaccessible, and the assumed inclusion makes this assertion about absolute between and : both models have all subsets of every ordinal below . Thus sees that is strongly inaccessible. Given , it therefore satisfies
Elementarity supplies a strongly inaccessible between and in . As was arbitrary, the strongly inaccessible cardinals below are unbounded.
Yes. Start with the model constructed in part a. If has no internally strongly inaccessible cardinal above , put . Otherwise let be the least ordinal above that regards as strongly inaccessible, and put
In the second case because regards as inaccessible. The measure witnessing that is measurable has rank below , so it still belongs to . In both cases is a transitive set of cardinality , contains , and has no internally inaccessible ordinal strictly between and its height.
We verify absoluteness for every ordinal . If , then and both contain and therefore compute all subsets and functions relevant to strong inaccessibility in the same way. At , both models see a measurable cardinal and hence an inaccessible cardinal. Finally, if , then says that is not inaccessible by construction. The larger model cannot say that it is inaccessible, because strong inaccessibility is downward absolute to a transitive model of ZFC: any failure visible in the smaller model remains a failure in the larger one, while ambient inaccessibility would force internal inaccessibility. Hence “ is inaccessible” is absolute between and .
A first-order formula is ZF-equivalent bounded if ZF proves it equivalent, with the same free variables, to a syntactically bounded formula in set theory. It need not itself have only bounded quantifiers. Between transitive models of ZF, use the bounded equivalent and the axioms in each model to prove set-theoretic absoluteness. The syntactic bounded-formula result requires only transitivity; the provable-equivalence extension additionally requires the theory used for the equivalence.