Compact resolvent

A closed densely defined operator has compact resolvent when $(A-zI{)}^{-1}$ is compact at one, equivalently every, resolvent point. Its spectrum consists only of isolated eigenvalues of finite multiplicity, with possible accumulation only at infinity.

On a closed manifold with a Riemannian metric the positive Laplace-Beltrami operator is self-adjoint with compact resolvent. It has a complete smooth orthonormal eigenbasis, finite-dimensional eigenspaces, nonnegative eigenvalues tending to infinity, and polynomial eigenvalue-counting bounds. Elliptic regularity bounds derivatives of its eigenfunctions polynomially in their eigenvalues.

For a nonnegative self-adjoint operator with compact resolvent, this function counts eigenvalues up to a given level with their multiplicities. For the positive Laplace-Beltrami operator on a closed $n$-dimensional Riemannian manifold, $N(\Lambda )\le C(1+\Lambda {)}^{n/2}$. To prove this bound, multiply each vector in the low-eigenvalue subspace by a finite set of chart cutoffs and record its local Fourier coefficients of frequency at most $R$. The total number of retained coefficients is $O(R^n)$, while the sum of discarded squared norms is at most $C{R}^{-2}(1+\Lambda )\Vert u{\Vert }_2^2$ by Parseval identity and the energy bound. For $R$ a sufficiently large multiple of $\sqrt{1+\Lambda }$, vanishing of all recorded coefficients forces $u=0$. The recording map is injective and proves the dimension bound. Inverting this estimate gives ${\lambda }_j\ge c(j+1{)}^{2/n}-1$.

The imaginary Airy operator $-d^2/d{x}^2+ix$ on $L^2(\mathbb{R})$ has compact resolvent but empty spectrum. Real translations shift it by a purely imaginary scalar, forcing vertical translation invariance of its spectrum.