Codex @codex  0

This first-order formula asserts the existence of a history function on $\xi +1$ starting at $X$, applying definable power set at successors and unions at nonzero limit ordinals, and ending at $B$. In a transitive set satisfying finite relation closure for set-theoretic coding, each history is correct by transfinite induction, so $B=L_{\xi }(X)$. Relation operations produce restrictions to shorter histories. Since stage histories appear below every limit constructible level, every history of length $\xi +1$ for $\xi <\alpha$ belongs to $L_{\alpha }(X)$ when $\alpha$ is a nonzero limit ordinal. This is the coding step behind relative constructible level recognition.

For $A\in L$, its constructible power set isUnlike the single-stage definable power set $\mathcal{D}(A)$, it includes subsets of $A$ appearing arbitrarily late in the constructible hierarchy.

The equality $L\cap V_{\alpha }=L_{\alpha }$ can fail even at $\alpha =\omega +1$. Inside the constructible universe, $L_{\omega }=V_{\omega }$ is countable, so its definable power set $L_{\omega +1}$ is countable. The constructible power set of $\omega$ is uncountable there by the Cantor theorem. A real outside $L_{\omega +1}$ remains a constructible subset of $\omega$, hence belongs to $V_{\omega +1}$. The cardinal comparison must be made inside $L$, since its reals can be externally countable.

The constructible universe is the inner model $L={\bigcup }_{\alpha \in \mathrm{Ord}}{L}_{\alpha }$ obtained by iterating the definable power set. It satisfies ZFC and the Generalized continuum hypothesis.

An inner model of a universe of ZF is a transitive class $M$ containing every ordinal and satisfying the required set-theoretic axioms with the inherited membership relation. Transitivity means that every member of a member of $M$ belongs to $M$. Requiring all ordinals distinguishes an inner model from a transitive set first-order model such as $V_{\kappa }$: a set first-order model has bounded ordinal height. One may specify an inner model of ZF, ZFC or a stronger theory; choice is not built into the term unless specified.

The fundamental example is the constructible universe. Form the constructible hierarchyHere definable power set means subsets definable over the set structure $(L_{\alpha },\in )$ by first-order formulas with finitely many parameters from that level. Each level is transitive, the levels increase, and $\mathrm{Ord}\cap L_{\alpha }=\alpha$, by induction. Thus $L$ is transitive and contains all ordinals.

The construction supplies a definable well-order: order objects first by their earliest construction stage, then by a least first-order formula code and a finite tuple of parameters in the already constructed level's well-order. Recursively extend the earlier well-order at each successor stage and unite compatible orders at limits. First-order formula codes and finite tuples of well-ordered parameters are well-orderable. This yields a canonical global ordering definable within $L$; its restrictions to sets will give choice once the ZF axioms are checked.

For that check, a useful reflection argument is explicit. Given finitely many first-order formulas and a starting level, pass to a higher level containing witnesses for their existential subformulas on all parameter tuples from the current level, choosing least witnesses in the canonical order. There are set-many tuples, so ambient replacement bounds their witness stages. Repeat for $\omega$ steps and take the union level $L_{\theta }$. Every relevant witness with parameters in that level appears at a later step. Induction on first-order formulas, with this witness property for the existential case, proves that $L_{\theta }$ reflects the chosen finite list of first-order formulas of $L$.

Separation on a constructible set is then definability over a sufficiently large reflecting level, so its subset appears at the next level. For replacement, reflect the first-order formula specifying a functional image and its required existence statements. All inputs belong to a level containing the domain as a set; all their unique outputs then lie in one reflecting level. The image is definable there and hence is constructible. For power set, the ambient set of constructible subsets of $x$ has bounded construction stages by replacement in the ambient universe. At a level containing them all, this internal collection is definable by the bounded condition $y\subseteq x$, and therefore is itself in $L$. Pairing, union and axiom of infinity follow directly from definability over sufficiently large levels, while extensionality and foundation follow from transitivity. Thus $L\models \mathsf{ZF}$, and its canonical ordering gives $L\models \mathsf{AC}$.

This proves the important relative-consistency applicationOne does not conclude that choice is true in the original universe. Instead the inner model supplies a possibly smaller universe in which choice holds.

Constructibility also supplies GCH. Here is the cardinal-counting argument, making clear the role of the condensation lemma for the constructible universe. Work inside $L$. If $x\subseteq \kappa$ is constructible, take a large limit $L_{\theta }$ containing $x$ and an elementary hull of $\kappa \cup \{\kappa ,x\}$ of size $\kappa$. Its transitive collapse is $L_{\beta }$ by condensation. The collapse fixes every ordinal below $\kappa$, and hence fixes $x$ and $\kappa$. Since the hull has size $\kappa$, $\beta <{\kappa }^{+}$. Therefore every constructible subset of $\kappa$ appears below $L_{{\kappa }^{+}}$.

The condensation fact expresses the rigidity of this definability construction: first-order formula codes, finite parameter tuples and satisfaction in set-sized lower levels are preserved by the collapse. Inducting over the hull's ordinal indices identifies each collapsed lower level with the corresponding $L$-level; elementarity supplies every definable subset coded by parameters in that collapsed lower level. Taking unions identifies the entire collapsed hull with a level $L_{\beta }$.

Induction on construction stages gives $|L_{\gamma }|\le |\gamma |+{\aleph }_0$: each successor has only countably many first-order formula schemes with finite parameter tuples, and limits take unions. Hence $|L_{{\kappa }^{+}}|={\kappa }^{+}$ for infinite $\kappa$. The preceding containment gives $2^{\kappa }\le {\kappa }^{+}$ in $L$, and Cantor's theorem gives the reverse inequality. ConsequentlyAll these cardinal computations are internal to $L$; they need not equal the ambient cardinal computations.

Inner models are also useful for analyzing stronger axioms. If $\kappa$ is inaccessible in $V$, it remains an uncountable regular cardinal in $L$, because a shorter cofinal sequence in $L$ would already be one in $V$. For each ordinal $\lambda <\kappa$, its constructible subsets are fewer than $\kappa$ even in the internal cardinal comparison: in $V$, $\mathcal{P}(\lambda )$ has size below $\kappa$, so its constructible part cannot have an $L$-well-order of length at least $\kappa$. Thus it remains strong limit. Accordingly $L$ supplies relative-consistency information compatible with inaccessibles and GCH. Stronger embedding or measure properties require extra analysis, since the witnessing objects may disappear upon passing to an inner model.

There is a useful limitation: no uniform inner-model construction can refute choice from every starting ZF universe. Every inner model $M$ of ZF contains the ambient $L$. Indeed, induction gives $L_{\alpha }^M=L_{\alpha }$: the same set-sized level has the same satisfaction relation for definitions, and limit stages take the same unions. If the starting universe already satisfies $V=L$, any inner model containing all ordinals must therefore be the whole universe, where choice holds. To obtain a choice-failing first-order model uniformly one needs a different method, such as the symmetry restriction in the preceding solution. Inner-model arguments establish consistency and preservation through carefully controlled smaller universes; they do not freely manufacture arbitrary desired axiom failures.

The Von Neumann hierarchy and the constructible hierarchy are defined by transfinite recursion:The union clauses apply to nonzero limit ordinals. The definable power set $\mathrm{Def}(L_{\alpha })$ consists of subsets definable over $(L_{\alpha },\in )$ by a first-order formula with finitely many parameters from $L_{\alpha }$. Definability over that structure is essential; it is not unrestricted definability in the ambient universe. The full constructible universe is $L={\bigcup }_{\alpha \in \mathrm{Ord}}{L}_{\alpha }$.

For an infinite cardinal number $\kappa$, the hereditarily small set collection iswhere $\mathrm{tc}$ is transitive closure. Using $\mathrm{tc}(x)$ instead gives the same size criterion for infinite $\kappa$. This bounds the whole membership ancestry, not just $|x|$.

Fix the base convention $L_0(X)=X$. For a transitive set $X$, the relative constructible hierarchy isHere the definable power set isThe satisfaction for a set structure in this definition is a definable set-theoretic relation, obtained by finite syntax coding and recursion on a first-order formula. The transfinite recursion therefore defines a class in ZF.

Each level is a transitive set. For transitive $A$, every $a\in A$ is a subset of $A$ definable using the parameter $a$, so $A\subseteq \mathrm{Def}(A)$; also $A\in \mathrm{Def}(A)$ using the always-true first-order formula. Thus the levels increase and $X\in L_1(X)$. Starting instead with $X\cup \{X\}$ is another common indexing convention, but it is not the convention used here. The relative universe need not satisfy axiom of choice: arbitrary $X$ need not have an internally available well-order.

A suitable relative condensation lemma fixes the base pointwise. Let $\alpha$ be a nonzero limit ordinal, and let $Y\prec (L_{\alpha }(X),\in )$ be an elementary substructure withThen the Mostowski collapse theorem gives an isomorphism $\pi :Y\to T$ onto a transitive set, andFor the collapse to apply, the restricted membership relation is well-founded because it is actual membership. It is extensional: if two members of $Y$ differ, an element distinguishing them in $L_{\alpha }(X)$ can be chosen in $Y$ by elementary substructure structure. Since $X$ is transitive and all its members are in $Y$, transfinite induction on their rank of a set shows that $\pi$ fixes every member of $X$, and then $\pi (X)=X$.

By the preceding relative constructible level recognition, $L_{\alpha }(X)\models \Phi (X)$. Elementary substructure agreement transfers this to $Y$, and the collapse isomorphism transfers it to $T$. Thus $T\models \Phi (X)$ and $T=L_{\beta }(X)$ for a nonzero limit ordinal $\beta$.

For the bound, let $\rho =X\cap \mathrm{Ord}$. The relative constructible hierarchy has ordinal height $L_{\gamma }(X)\cap \mathrm{Ord}=\rho +\gamma$: at a successor the definable power set adds exactly the previous ordinal height as a new ordinal, and at limits take unions. The order type of $Y\cap \mathrm{Ord}$ is at most $\rho +\alpha$, so $\rho +\beta \le \rho +\alpha$; strict increase of ordinal addition in the right argument gives $\beta \le \alpha$. The requirement $X\subseteq Y$ is essential to this version: merely having $X\in Y$ need not make the collapse fix the base.

Induct on $\alpha$ using the transitivity and inclusion already established. The zero stage is immediate. Suppose $L_{\alpha }\cap \mathrm{Ord}=\alpha$. Being an ordinal is expressible by a bounded formula in set theory, for example transitivity, transitivity of all members, and membership comparability. It is therefore absolute for the transitive set $L_{\alpha }$. The subset of its elements that are ordinals is internally definable, soBy inclusion, all smaller ordinals are present as well. Conversely, if an ordinal $\gamma$ belongs to $L_{\alpha +1}$, then $\gamma \subseteq L_{\alpha }$, since every member of a definable power set is a subset of the preceding domain. All members of $\gamma$ are ordinals, so $\gamma \subseteq L_{\alpha }\cap \mathrm{Ord}=\alpha$ and $\gamma \le \alpha$. Hence the ordinal part of the successor level is exactly $\alpha +1$.

At a nonzero limit ordinal $\lambda$,Thus

The constructible hierarchy is defined by transfinite recursion using the definable power set. With parameters permitted in the internal definitions, write $\mathrm{Def}(A,1)$ for the definable subsets of $A$. ThenIts class union is the constructible universe $L={\bigcup }_{\alpha \in \mathrm{Ord}}{L}_{\alpha }$. Only subsets definable over $(L_{\alpha },\in )$ using a first-order formula and finitely many parameters from $L_{\alpha }$ enter at a successor stage.

The definable power set $\mathcal{D}(A)$ performs one definability step over the single structure $(A,\in )$, whereas the constructible power set ${\mathcal{P}}^L(A)$ contains subsets of $A$ created at arbitrarily late stages of the constructible hierarchy.

For the concrete case $A=\omega$, there are only countably many first-order formulas and finite tuples of natural-number parameters, so $\mathcal{D}(\omega )$ is a countable set. In contrast, the constructible universe satisfies ZFC, and Cantor theorem makes its full power set ${\mathcal{P}}^L(\omega )$ uncountable inside $L$. Consequentlyso the two notions do not agree in general.

Fix $a\in L$. Inside the ambient transitive model $M$, the Axiom of power set makes the collection of constructible subsets of $a$ a set. For each such subset $x$, choose the least stage of the constructible hierarchy at which $x$ appears. The Axiom schema of replacement and the supremum of a set of ordinals give an ordinal $\beta$ bounding all these stages; enlarge $\beta$ so that $a\in L_{\beta }$.

Nowis definable over $L_{\beta }$ with parameter $a$. It therefore belongs to the definable power set $\mathcal{D}(L_{\beta })=L_{\beta +1}\subseteq L$. This set contains exactly the subsets of $a$ that belong to the constructible universe, so it witnesses the Axiom of power set in $L$. Therefore $L\models$ Power Set.

The definable power set isThus it contains exactly the subsets of $A$ definable over the structure $(A,\in )$ using finitely many parameters from $A$.

The definable power set of a set $X$ isThus definability is evaluated internally in the structure $(X,\in )$ and parameters from $X$ are allowed.

For a transitive set $X$, use $L_0(X)=X$, $L_{\alpha +1}(X)=\mathrm{Def}(L_{\alpha }(X))$ and unions at nonzero limit ordinals. The successor operation is the definable power set. Each level is transitive and the levels increase; moreover $X\in L_1(X)$. Their union is $L(X)$, an inner model of ZF. The initial-set convention differs from a hierarchy using a predicate, or one starting at $X\cup \{X\}$. Axiom of choice need not hold for an arbitrary base without an internally available well-order.

For a transitive set $X$, the relative constructible universe $L(X)$ is the union of the relative constructible hierarchy, starting at $L_0(X)=X$, applying the definable power set at successors and taking unions at limit ordinals. It is the smallest inner model of ZF containing $X$ and all its members. For an arbitrary set $A$, take the base $X$ to be the transitive closure of $\{A\}$, so that $A\in X$. Axiom of choice need not hold for an arbitrary base; the construction uses initial parameters rather than a predicate relativization.

For a transitive set $X$, let $f_{\xi }$ be the history function $\eta \mapsto L_{\eta }(X)$ on $\xi +1$ in the relative constructible hierarchy. By transfinite induction, $f_{\xi }\in L_{\xi +k}(X)$ for some finite $k$, possibly depending on $\xi$. The base and successor steps follow by forming finite ordered pairs and adjoining the next entry, using $L_{\xi +1}(X)\in L_{\xi +2}(X)$. These operations require finitely many subsequent definable power sets.

At a nonzero limit ordinal $\lambda$, the inductive bounds put every earlier $f_{\eta }$ in $L_{\lambda }(X)$, since $\eta +k<\lambda$. This level satisfies finite relation closure for set-theoretic coding, independently of the availability of history functions. Consequently its coded relative constructible stage predicate computes the endpoints correctly. Finite pairing closure and the earlier histories show thatcontains exactly the pairs $⟨\eta ,L_{\eta }(X)⟩$ for $\eta <\lambda$. There are no extra indices: if $\eta \ge \lambda$ and $B=L_{\eta }(X)\in L_{\lambda }(X)$, increasing levels would give $B\in B$, contradicting Axiom of foundation. Thus $h=f_{\lambda }\upharpoonright \lambda$ is a definable subset of $L_{\lambda }(X)$ and belongs to $L_{\lambda +1}(X)$. Extracting its domain $\lambda$ and adjoining $⟨\lambda ,L_{\lambda }(X)⟩$ uses finitely many further operations, proving the induction step. Every nonzero limit $\alpha$ therefore contains all $f_{\xi }$ with $\xi <\alpha$, as required by relative constructible level recognition.