Equivalence of categories Created 2026-10-05 Updated 2026-10-06
An equivalence consists of functors and with natural transformation isomorphisms and . A full and faithful functor which is essentially surjective, meaning every target object is isomorphic to an image object, is part of an equivalence under the usual choice convention. An isomorphism of categories is stronger: it has a strictly inverse functor.
Full functor 2026-10-14
A functor is full when each function is surjective. It is a faithful functor when each is injective. A full and faithful functor identifies its source, up to equivalence, with a full subcategory of the target. Fullness only concerns morphisms between image objects; it does not require every target object to lie in the image.
Fully faithful adjoint criterion Created 2026-09-24 Updated 2026-10-06
For , the right adjoint is full and faithful exactly when the counit is an isomorphism. Dually, is full and faithful exactly when the unit is an isomorphism.
A full and faithful functor reflects every existing shape of categorical limit. If the image of a cone is limiting, apply its universal property to the image of any competing cone. Fullness lifts the unique mediating morphism; faithfulness proves the cone equations and uniqueness of the lift. No essential-surjectivity hypothesis is needed.
An isomorphism gives a natural isomorphism by postcomposition, with inverse .
Conversely suppose is a natural isomorphism, with inverse . Since the Yoneda embedding is a full and faithful functor, there are unique and with and . Their composites satisfy
Faithfulness gives and . Thus
The naturality requirement ensures that all incoming morphisms are respected; unrelated componentwise bijections alone would not justify the conclusion.
For a diagram shape , a functor preserves categorical limits of shape if every limiting cone over every diagram is carried to a limiting cone over . It reflects categorical limits of that shape if a cone in is limiting whenever its image cone is limiting. These properties concern cones which are given; reflection is not an assertion that every cone in the target lifts.
Suppose is a full and faithful functor and the image of is limiting. A cone in becomes a cone in , so there is a unique with . Fullness writes for some . Faithfulness gives , and also ensures uniqueness: two such would have the same image, by uniqueness of . Hence the original cone is limiting. This proves every full and faithful functor reflects categorical limits, the limits reflected by full and faithful functors criterion, with no essential-surjectivity requirement.
An equivalence of categories consists of functors and together with invertible natural transformations and . A strict isomorphism of categories instead requires a functor with an inverse whose composites are literally identity functors.
First suppose belongs to an equivalence of categories. The isomorphisms give essential surjectivity. If , apply and conjugate by to obtain , so is a faithful functor. Similarly is a faithful functor. Writing , any has a preimage
Indeed naturality of gives , and faithfulness of gives . Thus is a full and faithful functor.
Conversely, assume is a full and faithful functor and has essential surjectivity. Using the axiom of choice, for each choose an object and an isomorphism . Define on a morphism by the unique lift
The full and faithful functor property makes preserve identities and composition, and makes a natural transformation. For , lift uniquely to . Lifting its inverse shows that is invertible. The naturality of and faithfulness of imply the naturality of . This proves
For large categories, this choice argument is understood in a fixed universe, or with the corresponding class-choice convention; ordinary set-sized axiom of choice suffices for small categories.
For the category of partial functions, let , with a tagged new element as basepoint. Send a partial function to the basepoint-preserving total function
Undefined composition is sent to the basepoint, so this is a functor . Restriction away from the basepoint recovers each partial function uniquely; hence it is a full and faithful functor. Every pointed set is isomorphic to , so there is an equivalence of categories. This particular equivalence can also be constructed explicitly, without choice, by deleting and adjoining the basepoint.
These actual categories are equivalent but not isomorphic. In the empty set is the only zero object: if is nonempty, its identity differs from its nowhere-defined endomorphism, so it cannot be initial or terminal. In every singleton pointed set is a zero object, and distinct singleton underlying sets give distinct objects. An isomorphism of categories is a bijection on objects preserving zero objects; it cannot take one such object onto several. This uses the categories of all actual sets, as in the paper, rather than chosen skeletal categories of representatives.
A skeletal category has no distinct isomorphic objects. If an equivalence joins two skeletal categories, essential surjectivity becomes surjectivity on objects. If , lift the identity of that object and its inverse using full and faithful to obtain , so . Thus is bijective on objects and on every hom-set. Its inverse on objects and morphisms is a strictly inverse functor, proving that it is an isomorphism of categories.
Under the axiom of choice, choose one object from each isomorphism class of a small category. The full subcategory on those objects is a skeleton of a category, and its inclusion is a full and faithful functor with essential surjectivity, hence an equivalence of categories.
For the converse, form the small category which is a groupoid with objects for , and exactly one morphism when , with no morphisms when . Suppose it is equivalent to a skeletal category , with quasi-inverse functors and . For each , the objects for are isomorphic, hence all equal to a uniquely determined . The isomorphism ensures that for some . The rule is a choice function. In particular, no representative in had to be chosen to define , since it is unique. Consequently
Assume is a full and faithful functor and its essential image is closed under strong quotients. First its unit is invertible. To prove this directly, fullness gives with . The triangle identity and faithfulness give . Naturality of at and the other triangle identity give
Thus is an isomorphism, and is also an isomorphism.
Factor as a strong epimorphism followed by a monomorphism. By closure under strong quotients, the intermediate object can, after transport along an isomorphism, be written as :
Fullness gives for . Taking the transpose of under the adjunction, whose transpose is , gives
Hence is a split monomorphism, so is a monomorphism. A strong epimorphism which is monic is invertible: apply its lifting property to the square with that same map on both sides and identity top and bottom edges. Thus is invertible and is monic. We have proved the pointwise-monic unit-and-counit criterion:
For a counterexample without the balanced hypothesis, use the pointwise-monic adjunction over a non-balanced poset. Let and let have one object and only its identity. The unique is left adjoint to selecting , since both and are singletons. All morphisms in a poset viewed as a category are monomorphisms, so the unit and counit are monic. However is not full: the identity has no preimage . The arrow is both monic and epic but not invertible, so is not a balanced category. The balanced hypothesis cannot be dropped.
A balanced category is one in which every morphism that is both a monomorphism and an epimorphism is an isomorphism. A faithful functor reflects both of these cancellation properties: for instance, implies , so monicity of and faithfulness imply ; the dual argument applies to epimorphisms. If is invertible, it is both monic and epic. Thus a faithful functor from a balanced category reflects isomorphisms.
For the adjunction , the unit and counit of an adjunction satisfy
If is a faithful functor and , applying and composing with gives , hence . Thus each is a monomorphism. Conversely, if every is monic and for , naturality gives
so . This proves the faithful left adjoint criterion.
Now assume both and are pointwise monic. The first triangle identity makes a split epimorphism; since it is also a monomorphism, it is invertible and is its inverse. The faithful left adjoint criterion says that is faithful, and the balanced category argument above then reflects the invertibility of to that of .
For completeness, an invertible unit makes a full and faithful functor. For , set . The triangle identity gives , so naturality of yields
Faithfulness was already proved.
Let be a strong epimorphism, and put
Then naturality gives . The square with left edge , right edge the monomorphism , top edge , and bottom edge has a diagonal by the defining lifting property of a strong epimorphism. Thus . A monic split epimorphism is invertible, so . The essential image of is therefore closed under strong quotients.
For with , the unit and counit of an adjunction are
obtained by transposing identity morphisms. They satisfy the triangular identities and .
If is full and faithful, fullness gives a map with ; the second triangular identity and faithfulness show that is inverse to . Conversely, if is an isomorphism, then for the unique arrow whose transpose is is
which proves that is full, and the triangular identities prove faithfulness. Hence (i) and (ii) are equivalent. Condition (ii) immediately gives (iii). Conversely, a natural isomorphism combines with the adjunction bijection to show naturally that is bijective; by naturality and the triangular identities this is the map induced by up to invertible natural conjugation, so is full and faithful. Thus all three conditions are equivalent.
Suppose . If is full and faithful, the unit is an isomorphism. For in the codomain of , the two adjunctions then give natural bijections
By the Yoneda lemma, the counit is an isomorphism, so the fully faithful adjoint criterion makes full and faithful. The converse is dual.
Now assume is full and faithful. For , its counit is invertible; for , its unit is invertible. Define
Applying , then using naturality and the triangular identities, reduces this composite to the same map as
Since is faithful, the two displayed composites are equal.
For a morphism , let be its transpose under . The identities just proved give
If every is monic and , this equation gives , hence ; thus is faithful on arrows whose domains are in the image of . Conversely, if for , naturality of and the second formula for give
Both maps have domain , so the assumed faithfulness gives . These are the transposes of and , hence . Therefore is pointwise monic exactly under the stated faithfulness condition.
Suppose is balanced and every morphism of factors as a strong epimorphism followed by a monomorphism. For , both unit and counit are pointwise monic exactly when is full and faithful and its essential image is closed under strong quotients.
Skeletal category 2026-10-05
A skeletal category has no distinct isomorphic objects. A full and faithful functor with essential surjectivity between two skeletal categories is an isomorphism of categories: surjectivity on isomorphism classes becomes surjectivity on objects, and faithfulness and fullness reflect an equality of image objects to an isomorphism, hence an equality, of source objects.