Let , , and . The hydrostatic and thermal equations combine to give
Taking the vertical curl of the horizontal momentum equations to leading quasi-geostrophic order gives
The log-pressure coordinate continuity equation gives . Substitute . In commuting the vertical derivative with , the extra term is . Therefore the log-pressure quasi-geostrophic potential vorticity equation is
The required small parameters have distinct roles. The Rossby number makes inertial acceleration small relative to the leading geostrophic balance. The parameter lets that leading balance use a single while retaining the beta effect in the slower vorticity evolution. Finally, and the thermal equation imply . Density-weighted continuity has vertical derivative scale , where , so . The vertical-advection consistency criterion for log-pressure quasi-geostrophy is thus
It also controls the omitted vertical-advection ratio . Small Rossby number alone would not ensure small ageostrophic flow for every choice of stratification and vertical scales.
For constant , linearization about rest gives
Putting replaces the vertical operator by . Consequently the Rossby wave in a log-pressure atmosphere has
For the forced half-space, substitution of the specified ansatz gives
Assume and , and define .
If or , then . Boundedness excludes the growing solution and uniquely selects . If , boundedness excludes the linear-in- solution, leaving ; this is the zero-vertical-wavenumber threshold.
If , both oscillatory solutions are bounded. Boundedness alone does not give a unique propagating solution. With forcing at the bottom and no incident wave from above, impose an upward radiation condition. Since
positive has upward group velocity. The outgoing solution is . The physical streamfunction includes the prescribed density-weighting factor; it is the amplitude that must remain bounded.
Thus the strict range for vertically propagating waves is
At , the unforced steady interior equation requires , so a nonzero bottom streamfunction cannot have a time-independent solution of this ideal rest-state problem without additional dynamics.
Substitution of gives a homogeneous three-by-three system. Its determinant is
so
The zero-frequency component is in geostrophic balance and carries all conserved . The oscillatory components are inertia-gravity waves with zero . For , and rotation produces an inertial oscillation; for , and surface gravity dominates. The crossover length is the barotropic deformation radius.
At leading order as , horizontal geostrophic balance and vertical hydrostatic balance give
The temperature equation gives
Meanwhile . The leading vertical-vorticity equation is . Since derivatives in do not commute with ,
The terms therefore cancel, leaving the conserved three-dimensional quasi-geostrophic potential vorticity
No normal flow at means . At , , so
Assume a small Rossby number, a beta plane, and small fractional changes
At leading order, geostrophic balance gives
Expanding the reciprocal depth in the shallow-water potential vorticity gives
This is the stated shallow-water quasi-geostrophic potential vorticity . The term is the parcel's relative vorticity, while is vortex stretching caused by free-surface displacement, where
is the barotropic deformation radius.
For , omit the irrelevant constant factor . The active PV anomaly is
Linearizing about rest and using gives the Topographic Rossby-wave dispersion relation
A northward displacement raises planetary PV when and raises topographic PV when the bottom rises northward, . PV conservation then requires anticyclonic relative vorticity, producing westward phase propagation. A negative slope opposes and reverses propagation when .
Under a rigid lid, is fixed but need not be close to . With , linearization of gives
For and over a region where , plane waves obey
The planetary-vorticity gradient dominates when , while exponential depth variation dominates when . If the variation of across the region is retained, this is the corresponding local WKB approximation with effective gradient .
Taking the vertical component of the curl of the momentum equation gives
The continuity equation gives , and hence
Since initially and ,
Taking the divergence of the momentum equation and using
gives
Differentiate continuity in time and substitute the last two identities to obtain
Let the Rossby deformation radius be
The even, decaying steady solution of
with continuous value and derivative at is
The steady momentum balance is a geostrophic balance:
Thus the flow is parallel to the two edges of the raised strip, in opposite -directions on the two sides; for , it points toward on the left and on the right. Its magnitude is concentrated within a few deformation radii of the edges.
For and , the material acceleration vanishes. The radial component of force balance is
Therefore
The first term is the background Keplerian shear; the second is the geostrophic balance correction produced by the surface-density gradient.
Assume a steady, small-Rossby number surface boundary layer, neglect horizontal viscosity and nonlinear acceleration, take the pressure gradient to be independent of depth, impose no normal flow at the surface, and let the viscous stress vanish at . Subtract the depth-independent geostrophic balance from horizontal momentum. For the ageostrophic velocity,
Integrating from to and using
gives the Ekman transport
Depth-integrated mass conservation, with , gives
Hence the vertical velocity entering the ocean interior is the Ekman pumping velocity
For constant this reduces to
Let be the constant interior depth. Assume a homogeneous hydrostatic interior with depth-independent horizontal velocity, negligible friction, steady small-Rossby number flow, and no normal flow through the flat bottom. The vertical velocity varies from to , so incompressible flow gives
The leading horizontal momentum balance is geostrophic balance:
Taking its vertical curl on a beta plane gives
Combining the last two equations yields Sverdrup balance
The zonal velocity is then fixed, up to its value on one side boundary, by
Equivalently, substituting part a gives the depth-integrated form
A lateral boundary condition, normally supplied by matching to a boundary current, determines the remaining zonally uniform part of .
Begin with the Boussinesq approximation primitive equations on a beta plane, decompose every field into a zonal mean and a disturbance, and average over longitude. The zonal momentum equation then contains the divergence of the eddy momentum flux , while the mean density equation contains the divergence of the eddy density flux . At small Rossby number, use geostrophic balance, hydrostatic pressure, thermal-wind balance, and the leading eddy equations to combine those fluxes.
Define
and introduce the residual mean circulation
The added eddy-induced velocity is nondivergent, so
It absorbs the eddy density-flux divergence into advection by the transformed circulation, giving
The mean zonal momentum equation becomes
where the zonally averaged Eliassen–Palm flux in the meridional-vertical plane is
Thus the transformed Eulerian mean gathers the wave forcing into one flux divergence and makes density evolve under one residual circulation.
Define the residual-circulation stream function by
This satisfies residual mass conservation identically. Let
The momentum equation is
Differentiate geostrophic balance vertically and hydrostatic pressure meridionally to obtain thermal-wind balance
After a time derivative, the transformed density equation gives
On the other hand, the derivative of momentum gives
Eliminating yields the Eliassen equation for residual circulation
Put . For the specified quasi-geostrophic streamfunction, the complex amplitudes of the disturbance fields are
The product of these two amplitudes is purely imaginary after one is conjugated, so its zonal mean vanishes:
Consequently
Geostrophic balance and hydrostatic pressure give
Therefore
Since , the vertical Eliassen–Palm flux is
Thus it has the stated form
with
With no dependence, the linearized shallow water equations are
Their conserved linear potential-vorticity anomaly is
because the initial velocity jump has derivative . The final steady state is in geostrophic balance, so and . Hence
Taking for definiteness and requiring decay at infinity gives
Initially, the potential energy is zero and, per unit length in ,
For , the final kinetic and potential energies are equal:
Thus . During geostrophic adjustment, inertia-gravity waves carry the excess energy out of ; energy in that finite region is therefore not conserved. Their long-wave speed is , so the adjustment of the stated region takes
The horizontal velocities and point east and north, is the displacement of the free surface from its mean level, is the undisturbed depth, is gravitational acceleration, and is the constant Coriolis parameter on an f-plane. The three linearized shallow water equations are horizontal momentum balance and mass conservation:
They follow from the rotating Navier-Stokes equation by assuming an inviscid homogeneous layer, hydrostatic pressure, horizontal scales much larger than , depth-independent horizontal velocity, a flat impermeable bottom, constant , and small surface displacement and velocity so that nonlinear products are neglected.
In a steady state, geostrophic balance gives
The relative vorticity is . Expanding the shallow-water potential vorticity to first order gives
Thus one convenient normalization of its disturbance is
Taking the curl of momentum and using continuity shows .
Initially , so conservation of the linear potential vorticity gives
The final flow is in geostrophic balance, hence
Consequently the adjusted height solves the modified Helmholtz equation
where is the Rossby deformation radius.
The initial condition is independent of and odd in . The bounded solution that is continuously differentiable at is
It gives
During geostrophic adjustment, the part of the initial energy incompatible with the conserved potential-vorticity distribution radiates away as inertia-gravity waves. The remaining current has width and is geostrophically balanced.
The eastern wall has no normal flow, so the quasi-geostrophic streamfunction is constant there. Choose . Integrating the Sverdrup relation gives
Since geostrophic balance gives ,
If this interior solution were extended to both walls, the west-minus-east height difference would be
The northward volume transport per unit meridional distance is
Thus
This is the basin-integrated form of Sverdrup balance.
The variables are eastward, northward, and upward velocity, is the pressure perturbation divided by reference density, is buoyancy, is the constant buoyancy frequency, and is the equatorial approximation to the Coriolis parameter. The equations express, respectively:
Together they are the hydrostatic Boussinesq approximation for long equatorial waves.
Rossby number Created 2026-09-24 Updated 2026-10-05
The Rossby number compares inertial acceleration with Coriolis acceleration. For speed , horizontal length , and Coriolis parameter , it is . Small Rossby number supports geostrophic balance and the quasi-geostrophic approximation.