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The no-scale supergravity identity cancels the negative gravitino contribution, leaving $V=e^{|C{|}^2}|3C^2+\bar{C}(C^3+B){|}^2/(T+\bar{T}{)}^3$. Zero-energy minima occur at $C=0$ and, for $B\ne 0$, three phase-related nonzero solutions with $|B|=|C|(3+|C{|}^2)$. Their $T$ supergravity auxiliary field is nonzero if $B\ne 0$, while both real components of $T$ are flat on each vacuum branch. For $B=0$, the $C=0$ branch is instead supersymmetric and has zero gravitino mass from a superpotential.

Use Planck units and restrict to the physical Kähler metric domainPut $A=a{e}^{-\alpha S}$ and $w=A+b$, so that $W=C^3+w$. There are no gauged interactions specified, hence no additional D-term scalar potential. The supergravity F-term potential is $V=e^K(K^{i\bar{j}}{D}_{i}W\overline{D_{j}W}-3|W{|}^2)$, with $e^K=1/(x{y}^3)$. Its Kähler covariant derivatives of a superpotential areThe nonzero metric entries areThe determinant of this $T,C$ block is $9/y^3>0$, so it is positive definite. With the inverse-index convention $K_{i\bar{j}}{K}^{k\bar{j}}={\delta }_i^k$, the raised components areKeeping these complex-conjugate off-diagonal entries in their correct index positions is essential.

To exhibit the no-scale supergravity cancellation, write the $T,C$ norm asHere $D_{C}W+\bar{C}{D}_{T}W=3C^2$. The $3|W{|}^2$ term cancels the negative term in the supergravity F-term potential. The result is the nonnegative scalar potentialThis is the matter-logarithm no-scale potential, specialized to the exponential superpotential.

Choose the supergravity auxiliary field convention $F^i=-e^{K/2}{K}^{i\bar{j}}\overline{D_{j}W}$. Substitution into the full inverse Kähler metric givesAn overall auxiliary-field phase is conventional. The $C$ dependence of $F^T$ cancels between the two metric terms. If all three auxiliary fields vanished at a finite physical point, $F^C=0$ would force $C=0$, $F^T=0$ would force $A+b=0$, and $F^S=0$ would then force $\alpha xA=0$. Thus $a=b=0$ is necessary. For any nontrivial choice of $a,b$, supersymmetry is broken at every finite physical point. The allowed exception $a=b=0$, $C=0$ is supersymmetric; the statement cannot hold for all arbitrary parameters without this qualification.

The no-scale volume runaway criterion also determines whether the minimum is attained. For fixed $S,C$, differentiation with respect to $y$ givesIt is negative unless both numerators vanish. Therefore a finite stationary vacuum must satisfyEvery such point is a global minimum with $V_{\min }=0$. For $a,b\ne 0$, setting $r=|b/a|$ and $z=\alpha x>0$ reduces existence toThe derivative of the magnitude function is $(1-z)e^{-z/2}/2$. It rises from $1$ at the excluded boundary $z=0$ to $2e^{-1/2}$ at $z=1$, then falls to zero. Consequently a finite zero-energy minimum exists exactly whenor in the separate trivial family $a=b=0$. There is one positive root for $0<r\le 1$, two for $1<r<2e^{-1/2}$, and one double root at equality. If only one of $a,b$ vanishes, or $r$ exceeds this maximum, there is no finite minimum: the infimum is zero as $\mathrm{Re}T\to \infty$. Calling this runaway a finite zero-energy vacuum would be incorrect.

At a nontrivial zero-energy minimum, $W=A+b=-\alpha xA\ne 0$, and the auxiliary expectation values reduce toThis explicitly verifies supersymmetry breaking with zero vacuum energy in no-scale supergravity. Both real components of $T$ are exact flat directions of a scalar potential on the minimum locus. Away from that locus, $\mathrm{Im}T$ is still absent from the potential, but $\mathrm{Re}T$ is not flat. At a minimum, $C$ is lifted at quartic order: at fixed $S,T$, $V=3|C{|}^4/[x(T+\bar{T}{)}^2]+O(|C{|}^6)$. A zero quadratic mass does not make $C$ an exact flat direction. The quartic stabilization at a double no-scale root likewise gives a vanishing quadratic mass, but no exact flat direction, for $\mathrm{Re}S$ at $z=1$. For $a=b=0$, the whole $C=0$ family has both $S$ and $T$ flat and supersymmetry unbroken.

Finally, the gravitino mass from a superpotential isAt a nontrivial zero-energy minimum this becomesIt depends on the unfixed volume modulus, so the model does not predict one numerical mass. For $a=b=0$, $C=0$, the gravitino is massless.

Work on the physical domainand abbreviate $A=a{e}^{-\alpha S}$, $W=C^3+A+b$, and $B=W-s{W}_S=C^3+b+(1+\alpha s)A$. There are no vector multiplets specified, hence no additional gauge D-term. In Planck units the supergravity F-term potential and upper-index supergravity auxiliary fields areThe overall auxiliary-field sign is a convention; its vanishing and norm are invariant statements.

The Kähler covariant derivatives of a superpotential here areThe Kähler metric, with rows $S,T,C$ and columns their barred partners, isIts $T,C$ block is positive definite because its leading diagonal and determinant $9/t^3$ are positive. In the inverse-tensor convention $K_{i\bar{j}}{K}^{k\bar{j}}={\delta }_i^k$, the nonzero upper components areIn particular the conjugations in the off-diagonal components matter.

To verify the no-scale supergravity cancellation explicitly, temporarily write $u=D_{T}W=-3W/t$ and $v=D_{C}W=W_C+3\bar{C}W/t$. Their part of the metric contraction isThe terms involving $C{W}_C\bar{W}$ and its conjugate cancel between the mixed and diagonal contributions. The remaining $3|W{|}^2$ cancels the universal negative term. Since $W_C=3C^2$, the exact matter-logarithm no-scale potential is thereforeIt differs from a model where $|C{|}^2$ appears outside the logarithm in the Kähler potential.

Substitution into the auxiliary-field formula givesFor example $F^T=e^{K/2}t(\bar{W}-\bar{C}\overline{W_C}/3)$, which reduces to the displayed expression for the cubic superpotential. To test unbroken supersymmetry at any finite point, $F^C=0$ first forces $C=0$. Then $F^T=0$ forces $A+b=0$, whereas $F^S=0$ forces $(1+\alpha s)A+b=0$. Subtracting gives $\alpha sA=0$. Because $s>0$, $\alpha >0$ and $e^{-\alpha S}\ne 0$ at a finite point, all auxiliaries can vanish only if $a=b=0$. Thus every nontrivial choice of $(a,b)$ breaks supersymmetry at finite field values.

A finite zero-energy minimum requires both nonnegative terms of $V$ to vanish:There cannot be a finite positive-energy stationary point: keeping $S,C$ fixed and varying the real part of $T$, equivalently $t$, giveswhich is strictly negative unless $B=C=0$. Hence these zero-energy solutions are all the possible finite minima.

Because $a,b$ were allowed to be arbitrary, existence must be checked. If both are nonzero, put $x=\alpha s>0$ and $r=|b/a|$. The magnitude equation isThe function on the right starts at one at the excluded boundary $x=0$, tends to zero as $x\to \infty$, and has derivative $\frac{1}{2}(1-x)e^{-x/2}$. Its maximum is $2e^{-1/2}$ at $x=1$. Therefore a finite cubic-matter no-scale vacuum with an exponential dilaton exists exactly whenThere is one finite positive root for $0<r\le 1$, two for $1<r<2e^{-1/2}$, and one merged root at the maximum. The complex phase equation fixes $\mathrm{Im}S$ modulo $2\pi /\alpha$. If exactly one of $a,b$ vanishes, or the ratio exceeds the bound, no finite minimum exists; the potential instead has infimum zero along the runaway $t\to \infty$. A zero infimum at an infinite-field boundary is not an attained finite vacuum.

On a nontrivial finite branch, $W=A+b=-\alpha sA\ne 0$, soThis proves supersymmetry breaking at the intended no-scale vacuum. Its zero energy is consistent with the negative gravitational term: $K_{T\bar{T}}|F^T{|}^2=3e^K|W{|}^2$, which cancels $3e^K|W{|}^2$ in $V$. It is not a counterexample to the global-supersymmetry positivity argument in question 3.

Both real components of $T$ are exactly flat on the vacuum family: $\mathrm{Im}T$ never enters the potential, and at $B=C=0$ every allowed positive $\mathrm{Re}T$ gives the same zero energy. Generically both components of $S$ are fixed. Although the matter field has no quadratic mass there, it is not an exact flat direction: for $S$ fixed at its root, $B=C^3$ and the leading positive potential is $3|C{|}^4/(s{t}^2)$. At the special merged root $x=1$, the real-$S$ quadratic curvature also vanishes, but higher orders lift it; this does not add a continuous flat vacuum direction. If $a=b=0$, by contrast, $C=0$ is a supersymmetric zero-energy family with both complex $S$ and $T$ flat and all auxiliaries zero. This exception prevents an unconditional breaking assertion for arbitrary constants.

Finally the gravitino mass from a superpotential isAt a nontrivial finite minimum it becomesIts value varies along the flat volume modulus; the classical potential does not select a unique supersymmetry-breaking or gravitino-mass scale. On the trivial supersymmetric branch $a=b=C=0$, it is zero.

Set $x=T+\bar{T}>0$, the domain in which the Kähler potential is defined, and use Planck units. The nonzero entries of the Kähler metric and its inverse areThe Kähler covariant derivatives of a superpotential areDenote $W=C^3+B$ and $S=3C^2+\bar{C}W$. The supergravity F-term potential isHere the $T$ contribution is exactly $3|W{|}^2$, cancelling the negative term. This is the no-scale supergravity identity, givingThe cancellation is important: replacing the covariant derivatives by ordinary derivatives would miss both the matter dependence and the possibility of zero vacuum energy with supersymmetry breaking.

In the convention $F^i=-e^{K/2}{K}^{i\bar{j}}\overline{D_{j}W}$, the chiral supergravity auxiliary fields areAn overall auxiliary phase or sign convention does not change their vanishing conditions. These are upper-index fields, including the inverse Kähler metric, rather than just the covariant derivatives.

Since $V$ is nonnegative and vanishes at $C=0$, its minimum energy isThere are additional minima that should not be discarded by examining only real $C$. For $C=\rho e^{i\alpha }\ne 0$, the condition $S=0$ becomesIf $B\ne 0$, the magnitude equationhas exactly one positive root: its left side is strictly increasing from zero to infinity. There are three phases, differing by $2\pi /3$, determined by $e^{3i\alpha }=-B/|B|$. Thus for nonzero $B$ the finite zero-energy matter vacua consist of $C=0$ and these three nonzero phase-related values, each with arbitrary $T$ in the allowed half-plane. At a nonzero matter vacuum,At $C=0$, $W=B$.

For $B\ne 0$, every such minimum has $F^C=0$ but $F^T\ne 0$, so supersymmetry is spontaneously broken despite zero vacuum energy. Indeed no finite point anywhere is fully supersymmetric: $D_{T}W=0$ would force $W=0$, after which $D_{C}W=3C^2=0$ forces $C=0$ and then $B=0$. This proves breaking for the specified nonzero-constant case without relying just on the positivity of the potential.

For the allowed exceptional value (B=0), the requested breaking statement is false. Then $S=C^2(3+|C{|}^2)$ vanishes only at $C=0$, where $W=F^T=F^C=0$. Every finite allowed $T$ gives an unbroken supersymmetric vacuum with zero energy. This is an explicit counterexample to unqualified breaking for an arbitrary complex $B$.

Both real components of $T$ are flat directions of a scalar potential along every minimum: the imaginary component never appears in $V$, and when $S=0$ the entire $x$ dependence is multiplied by zero. The matter vacua are isolated in the $C$ plane; there is no continuous matter vacuum direction. At $B=0$ the potential begins quartically in $C$, so zero quadratic mass is not a flat vacuum manifold. Away from $S=0$, the real $T$ direction instead has $V\propto x^{-3}$ and a decompactification-type runaway towards zero as $x\to \infty$, not a further finite positive-energy minimum.

The gravitino mass from a superpotential isAt the $C=0$ branch it is $|B|/x^{3/2}$; at each nonzero branch it is $3\rho e^{{\rho }^2/2}/x^{3/2}$. Its value is not fixed because the $T$ modulus is flat. For $B=0$ it vanishes at the supersymmetric minimum. For nonzero $B$, the super-Higgs mechanism absorbs the Goldstino associated with $F^T$ into the massive gravitino. The zero-energy relation is explicitly satisfied:which balances the auxiliary contribution against the gravitational negative term.

Work in the supplied Planck units and write $t=T+\bar{T}>0$. The nonzero components of the Kähler metric and its inverse areThe Kähler covariant derivatives of a superpotential areIn the supergravity F-term potential, $K^{T\bar{T}}|D_{T}W{|}^2=3|W{|}^2$ cancels its negative universal term. This is the no-scale supergravity identity. The exact answer is thereforeIn particular $C=0$ is a global minimum for every $T$ in the domain, with zero vacuum energy.

Use the standard convention for a supergravity auxiliary field, $F^i=-e^{K/2}{K}^{i\bar{j}}\overline{D_{j}W}$. In this conventionAt the $C=0$ minimum these becomeThus supersymmetry breaking occurs if $B\ne 0$, despite the vanishing vacuum energy. Indeed $K_{T\bar{T}}|F^T{|}^2=3|B{|}^2/t^3$ is precisely canceled by the negative gravitino contribution. For $B=0$ the asserted breaking does not occur: both supergravity auxiliary fields vanish at $C=0$, so this vacuum is supersymmetric.

For completeness, the full set of finite zero-energy minima includes additional branches. For $C=r{e}^{i\theta }\ne 0$, the condition $D_{C}W=0$ reduces, after factoring $r{e}^{-i\theta }$, toFor every $B\ne 0$ there is a unique positive solution of $r(3+r^2)=|B|$, since the left side increases strictly from zero to infinity. There are three associated phases,These also give $V=0$, and on each branch $W=3B/(3+r^2)\ne 0$. Consequently $F^C=0$ but $F^T\ne 0$, so these are also supersymmetry breaking no-scale vacua with a cubic matter superpotential. A supersymmetric finite vacuum would require $D_{T}W=0$, hence $W=0$, and then $D_{C}W=3C^2=0$; this is possible only at $C=0$ with $B=0$.

The scalar potential is independent of $\mathrm{Im}T$ everywhere. On every zero-energy vacuum branch it is also independent of $\mathrm{Re}T$, so both real components of $T$ are flat directions of a scalar potential at the vacuum. Away from $D_{C}W=0$, the real direction is not flat: ${\partial }_{t}V=-3V/t$, giving a runaway towards $t\to \infty$ rather than a finite positive-energy stationary point. The zero-energy branches have no continuous flat direction of a scalar potential in $C$; their allowed $C$ values are isolated. This is why the vacuum does not select a unique numerical gravitino mass: the modulus $t$ is unfixed.

The gravitino mass from a superpotential is $m_{3/2}=e^{K/2}|W|$. On the conventional $C=0$ branch,On a nonzero-$C$ branch it is insteadWhen $B=0$, the only finite zero-energy matter solution is $C=0$ and $m_{3/2}=0$, with unbroken supersymmetry. These results exhibit the distinction between vanishing vacuum energy and vanishing supersymmetry breaking auxiliary fields in a no-scale supergravity model.

For a single chiral superfield, the supergravity F-term potential, with $\kappa =m_p^{-1}$ restored, isThe canonical Kähler potential has $K_{z\bar{z}}=K^{z\bar{z}}=1$, so the Kähler covariant derivative of a superpotential isConsequently the Polonyi model has the scalar potentialThe negative term is essential; retaining only the square of the supergravity auxiliary field would give the global F-term scalar potential rather than the supergravity F-term potential.

Set $x=\kappa z=a+iy$ and $b=\kappa \beta =2-\sqrt{3}$. In this notation $V=|\mu {|}^2{m}_p^2{e}^{|x{|}^2}U$, whereAt $a_0=\sqrt{3}-1$, $y=0$, one has $a_0+b=1$ and $1+a_0(a_0+b)=\sqrt{3}$, so $U=0$. To prove that this is a local minimum in both real directions, rather than checking only the real axis, put $u=a-a_0$. Direct expansion gives the stable zero-energy Polonyi vacuum identityEvery coefficient outside the square is strictly positive, and the exponential factor is positive. Thus $V\ge 0$ everywhere and equality requires $u=y=0$, provided $\mu \ne 0$. This proves the stronger conclusiona unique global minimum of this Polonyi model. If $\mu =0$, the scalar potential vanishes identically and this uniqueness and supersymmetry breaking conclusion do not hold.

For an independent local stability check, the Hessian matrix of $U$ at this global minimum is diagonal:Since $U$ and its first derivatives vanish there, differentiating the exponential introduces no additional Hessian matrix terms at the global minimum. For canonically normalized real fluctuations $z=z_0+(s+it)/\sqrt{2}$, the squared scalar masses are thereforewhich are both positive.

Although the vacuum energy is zero, the supergravity auxiliary field is not. In the convention $F^z=-e^{{\kappa }^{2}K/2}\overline{D_{z}W}$, its vacuum expectation value obeysThe matter fermion transformation contains a term proportional to $F^zϵ$, so no nonzero constant supersymmetry parameter leaves this vacuum invariant. Hence supersymmetry is spontaneously broken even though the vacuum energy vanishes: the positive auxiliary field contribution cancels the negative gravitational term. The matter fermion supplies the goldstino, which is absorbed by the gravitino in the super-Higgs mechanism.

Using the gravitino mass from a superpotential, and $z_0+\beta =m_p$, givesAn auxiliary field $F^z$ has mass dimension two. Defining the supersymmetry breaking scale by ${\Lambda }_{\mathrm{SUSY}}=\sqrt{|F^z|}$, one obtainsThus the gravitino mass is small compared with the supersymmetry breaking scale when that scale is sub-Planckian, as in the usual hierarchy $|\mu |\ll m_p$. This smallness is gravitational suppression; it is not a conclusion valid for arbitrary choices of the mass parameter.

Use the scalar components of the three chiral superfields, and set $a=|{\varphi }_0{|}^2$, $b=|{\varphi }_{+}{|}^2$, $c=|{\varphi }_{-}{|}^2$ and $\Sigma =a+b+c$. We assume the physical sign $g>0$ and a nonzero coupling $\lambda$. The coefficient $g$ below is exactly the coefficient in the supplied D-term scalar potential; it should not be silently replaced by a differently normalized squared gauge coupling. The canonical Kähler potential has identity Kähler metric, and the three Kähler covariant derivatives of a superpotential areSubstitution in the supergravity F-term potential givesIn particular, the subtraction cancels only half of the six ${\kappa }^{2}abc$ terms contributed by the three squares. The full scalar potential isIts nonnegativity follows term by term from $a,b,c\ge 0$ and $g>0$. This is a special property of this cubic superpotential, not of a general supergravity F-term potential.

The D-term vacuum branches of a cubic superpotential must be described as branches: there are not two isolated field-space minima. First suppose $\zeta >0$. Vanishing of $V_F$ requires $ab=ac=bc=0$, and vanishing of the D-term scalar potential requires $b-c=\zeta$. Together these conditions give the vacuum expectation valuesThe phase of ${\varphi }_{+}$ lies on a gauge orbit, and one may choose it positive and real. At this global minimum, all $D_{i}W$ and the real auxiliary field of the vector multiplet vanish. It is a supersymmetric vacuum, even though the internal gauge symmetry is spontaneously broken. For $\zeta <0$, interchange ${\varphi }_{+}$ and ${\varphi }_{-}$: the nonzero vacuum expectation value has magnitude $\sqrt{-\zeta }$. For $\zeta =0$, the supersymmetric vacuum is the entire family ${\varphi }_{+}={\varphi }_{-}=0$, with ${\varphi }_0$ arbitrary.

The other branch has ${\varphi }_{+}={\varphi }_{-}=0$ and arbitrary ${\varphi }_0$. Here $W=D_{i}W=0$ but the real auxiliary field is nonzero for $\zeta \ne 0$, andThus this branch has pure D-term supersymmetry breaking and a flat direction of a scalar potential in the neutral scalar. It is not stable at every neutral-field value. At a fixed $a=|{\varphi }_0{|}^2$, expansion in the charged scalars yieldsHence the two charged squared masses and the stability condition areAbove this threshold, both charged directions have positive mass squared. Continuity makes them uniformly positive in a sufficiently small neighborhood of the chosen neutral-field value, so the stationary branch is a genuine, non-strict local minimum valley. Its neutral direction stays flat. Below the threshold, a charged mass squared is negative and the branch is a saddle point. At equality it is a boundary of the stable valley, not a local minimum in the full field space: changing $a$ slightly downward and switching on the unstable charged field lowers $V$. For example, for $\zeta >0$, put $a=a_c-ϵ$, $b={ϵ}^2$, $c=0$. Since $M(a)=|\lambda {|}^{2}a{e}^{{\kappa }^{2}a}$ has $M^{\prime }(a_c)>0$, one finds $V-g{\zeta }^2=-M^{\prime }(a_c){ϵ}^3+O({ϵ}^4)<0$.

There are no further local-minimum branches under these generic assumptions. If $b+c>0$, the expression for $V_F$ is strictly increasing in $a$, so a stationary configuration with a charged condensate must have $a=0$. At $a=0$, an interior critical point with $b,c>0$ is impossible, becauseOn the boundary $c=0$, the relevant scalar potential is $g(b-\zeta {)}^2$; on $b=0$ it is $g(c+\zeta {)}^2$. Their nonnegative-domain minima give exactly the supersymmetric vacuum described above, or the origin of the charged-field branch. Thus, for nonzero $\zeta$, the two types are the zero-energy supersymmetric gauge orbit and the positive-energy D-breaking minimum valley above the threshold. If $\zeta =0$, the two types coalesce into the flat supersymmetric vacuum; the literal two-minimum assertion needs this parameter qualification.

In the global supersymmetry limit $\kappa \to 0$, the F-term scalar potential becomes $|\lambda {|}^2(ab+ac+bc)$ and the D-term scalar potential retains its form. The same two types of branches occur, with the threshold $|\lambda {|}^{2}a>2g|\zeta |$. Supergravity instead introduces the exponential and additional positive terms. The goldstino of global supersymmetry breaking is a physical fermion; in local supersymmetry it participates in the super-Higgs mechanism. A positive vacuum energy also gravitates in supergravity. In particular, the positive-energy branch here has $W=0$ and hence vanishing gravitino mass from a superpotential; it is not the tuned zero-energy broken vacuum of Question 3.

There is a further gauge-consistency qualification. In conventional two-derivative matter-coupled supergravity, a constant Fayet–Iliopoulos term gauges an R-symmetry and requires a corresponding nontrivial transformation of the superpotential. The apparent charges $0,+1,-1$ make the supplied cubic superpotential neutral, so a nonzero independent constant $\zeta$ does not by itself specify a consistent conventional supergravity action. The computed branches are those of the supplied scalar potential; a full embedding needs compatible charges or additional fields. This restriction is explained in Van Proeyen's derivation of the superpotential gauge-covariance condition.

More generally, the supergravity moment-map constraint on D-term breaking follows directly from gauge covariance. If $k^i{\partial }_{i}W=-{\kappa }^{2}rW$ and the moment map is $\mathcal{P}=i(k^i{K}_i-r)$, then at a point with $W\ne 0$,Consequently all chiral auxiliary fields vanishing implies the D-term also vanishes there. This relation has no analogue forcing that implication in an arbitrary global supersymmetry model. Its $W\ne 0$ hypothesis matters: the formal D-breaking branch above has $W=0$, so it does not contradict the identity. These conventional gauge-completion restrictions are additional to the elementary minimization calculation.