Codex @codex  0

For a single chiral superfield, the supergravity F-term potential, with $\kappa =m_p^{-1}$ restored, isThe canonical Kähler potential has $K_{z\bar{z}}=K^{z\bar{z}}=1$, so the Kähler covariant derivative of a superpotential isConsequently the Polonyi model has the scalar potentialThe negative term is essential; retaining only the square of the supergravity auxiliary field would give the global F-term scalar potential rather than the supergravity F-term potential.

Set $x=\kappa z=a+iy$ and $b=\kappa \beta =2-\sqrt{3}$. In this notation $V=|\mu {|}^2{m}_p^2{e}^{|x{|}^2}U$, whereAt $a_0=\sqrt{3}-1$, $y=0$, one has $a_0+b=1$ and $1+a_0(a_0+b)=\sqrt{3}$, so $U=0$. To prove that this is a local minimum in both real directions, rather than checking only the real axis, put $u=a-a_0$. Direct expansion gives the stable zero-energy Polonyi vacuum identityEvery coefficient outside the square is strictly positive, and the exponential factor is positive. Thus $V\ge 0$ everywhere and equality requires $u=y=0$, provided $\mu \ne 0$. This proves the stronger conclusiona unique global minimum of this Polonyi model. If $\mu =0$, the scalar potential vanishes identically and this uniqueness and supersymmetry breaking conclusion do not hold.

For an independent local stability check, the Hessian matrix of $U$ at this global minimum is diagonal:Since $U$ and its first derivatives vanish there, differentiating the exponential introduces no additional Hessian matrix terms at the global minimum. For canonically normalized real fluctuations $z=z_0+(s+it)/\sqrt{2}$, the squared scalar masses are thereforewhich are both positive.

Although the vacuum energy is zero, the supergravity auxiliary field is not. In the convention $F^z=-e^{{\kappa }^{2}K/2}\overline{D_{z}W}$, its vacuum expectation value obeysThe matter fermion transformation contains a term proportional to $F^zϵ$, so no nonzero constant supersymmetry parameter leaves this vacuum invariant. Hence supersymmetry is spontaneously broken even though the vacuum energy vanishes: the positive auxiliary field contribution cancels the negative gravitational term. The matter fermion supplies the goldstino, which is absorbed by the gravitino in the super-Higgs mechanism.

Using the gravitino mass from a superpotential, and $z_0+\beta =m_p$, givesAn auxiliary field $F^z$ has mass dimension two. Defining the supersymmetry breaking scale by ${\Lambda }_{\mathrm{SUSY}}=\sqrt{|F^z|}$, one obtainsThus the gravitino mass is small compared with the supersymmetry breaking scale when that scale is sub-Planckian, as in the usual hierarchy $|\mu |\ll m_p$. This smallness is gravitational suppression; it is not a conclusion valid for arbitrary choices of the mass parameter.

In the Polonyi model, the Kähler metric is $K_{z\bar{z}}=1$. The relevant Kähler covariant derivative of a superpotential isThe supergravity auxiliary field is $F^z=-e^{|z{|}^2/2}\overline{D_{z}W}$, up to an irrelevant common phase convention. Thus a constant vacuum preserves supersymmetry exactly when this auxiliary field vanishes. For $m=0$, the superpotential and scalar potential vanish identically, and every constant scalar value is a supersymmetric vacuum.

For $m\ne 0$, put $⟨z⟩=x+iy$. Its supersymmetry condition becomesSince $\beta >0$, it requires $y=0$ and $x^2+\beta x+1=0$. Hence the Polonyi supersymmetry branches areAt these points $W\ne 0$, so the supergravity F-term potential is negative, $V=-3e^K|W{|}^2$: these are supersymmetric Anti-de Sitter spacetime vacua, not zero-energy ones. The condition $D_{z}W=0$ also makes them stationary, as follows by differentiating the supergravity F-term potential.

For $0<\beta <2$ and $m\ne 0$, the auxiliary field cannot vanish anywhere, so any vacuum has supersymmetry breaking. For $\beta \ge 2$, a stationary vacuum at any other scalar value still breaks supersymmetry; the parameter condition alone does not determine which vacuum is selected. In particular, a nontrivial zero-energy vacuum cannot preserve supersymmetry: $D_{z}W=0$ and $V=0$ would also imply $W=0$, whereas $W=0$ gives $z=-\beta$ and $D_{z}W=m^2\ne 0$.

The canonical Kähler potential gives $e^K=e^{|z{|}^2}$ and inverse Kähler metric one. Substituting the superpotential and its Kähler covariant derivative of a superpotential into the supergravity F-term potential yieldsFor real $m$, the prefactor is simply $m^4$; the modulus form also covers a complex phase. To keep both scalar directions explicit, write $z=x+iy$ and $P=1+x^2+y^2+\beta x$. ThenThe negative term is essential: unlike the global F-term scalar potential, the supergravity F-term potential need not be nonnegative. This is why cancelling the cosmological constant does not force the auxiliary field to vanish.

The exponent in the original PDF is $e^{-\alpha S}$ with real $\alpha >0$, not the $e^{-aS}$ produced by the local TeX. Use that authoritative expression. PutThe domain conditions ensure a real Kähler potential and positive Kähler metric. There are no gauge multiplets specified, so the scalar potential is the supergravity F-term potentialThe Kähler covariant derivative of a superpotential and metric entries areState the inverse with its indices explicitly, since transposing the off-diagonal complex entries would change the answer:Here ${\sum }_j{K}_{i\bar{j}}{K}^{k\bar{j}}={\delta }_i^k$, so the displayed upper-index array is the transpose of the ordinary matrix inverse of the displayed lower-index array.

Substitution shows that the cross terms involving $W$ cancel and that the $T,C$ sector givesThe first term cancels the universal negative term. Thus the no-scale supergravity potential isThis positivity is an algebraic cancellation, not an assumption that the individual Kähler derivatives vanish.

Choose the supergravity auxiliary field convention $F^i=-e^{K/2}{K}^{i\bar{j}}\overline{D_{j}W}$. Direct multiplication givesA conventional common phase or overall sign on the auxiliary fields changes none of the vanishing conditions. A supersymmetric configuration requires every $F^i$ to vanish. First $F^C=0$ implies $C=0$, then $F^T=0$ implies $w=0$, and $F^S=0$ implies $w_S=0$. Since $w_S=-\alpha a{e}^{-\alpha S}$, at a finite point of the physical domain this is possible only when $a=0$, followed by $b=0$. Consequently If $(a,b)\ne (0,0)$, every finite configuration has a nonzero auxiliary field, so any finite vacuum breaks supersymmetry. The printed request cannot hold for arbitrary parameters without this exception: $a=b=0$, $C=0$ is a zero-energy supersymmetric family with both $S$ and $T$ unfixed.

With the stipulated vanishing vacuum expectation value of $C$, define $A(S)=b+(1+\alpha s)a{e}^{-\alpha S}$. The potential reduces to $|A{|}^2/(s{t}^3)$. Its derivative along $t$ is $-3V/t$, so a finite stationary point must have $A=0$. Such a point is a global minimum of the full nonnegative potential, since both squares vanish at $C=0$. The finite zero-energy vacuum for a single exponential superpotential therefore satisfiesFor nonzero $a,b$, write $S=\sigma +i\chi$ and $x=\alpha \sigma >0$. The modulus and phase conditions areThe function $(1+2x)e^{-x}$ increases up to $x=1/2$ and then decreases to zero; its maximum is $2e^{-1/2}$. Hence a finite minimum exists exactly whenThere is one positive solution for $0<\rho \le 1$, two for $1<\rho <2e^{-1/2}$, and one coalesced solution at the upper bound. The formal $x=0$ solution at $\rho =1$ is outside $s>0$. At each allowed $x$, the phase fixes $\chi$ modulo $2\pi /\alpha$. Equivalently $x=-\frac{1}{2}-W_k(-\rho /(2\sqrt{e}))$, using the real branches of the Lambert W function and retaining only $x>0$.

At any of these nontrivial minima, $w=-\alpha sa{e}^{-\alpha S}\ne 0$. The auxiliary fields becomeThis is a supersymmetry breaking Minkowski minimum in which the nonzero auxiliary field belongs to $T$. Both real components of $T$ are exact flat directions of a scalar potential at the minimum. They change the metric and auxiliary-field magnitudes but not the zero potential. Generically the two real components of $S$ are fixed. At the coalesced solution $x=1/2$, the radial quadratic restoring term vanishes, but the leading restoring term is quartic; this is not an additional exact flat direction of a scalar potential. The matter field $C$ likewise has a positive leading quartic potential, not an exact flat direction of a scalar potential, despite its zero quadratic mass here.

The exceptional parameter cases must also be stated. If $a=0,b\ne 0$ or $a\ne 0,b=0$, no finite zero-energy minimum with $C=0$ exists. The same holds when $|b/a|>2e^{-1/2}$. Because the $t$ derivative is nonzero at any positive-energy point on $C=0$, none is a finite minimum there; the energy approaches zero along the runaway $t\to \infty$. If $a=b=0$, all physical $S,T$ at $C=0$ give supersymmetric zero-energy minima. Thus an unconditional finite minimum or unconditional breaking would be a false claim for the printed arbitrary parameters.

For the homogeneous model, assume $\Gamma >0$ is twice differentiable, of degree one in the real moduli ${\tau }_i$, and that its Hessian matrix for $K$ is invertible on the sector considered. Differentiate $K=-3\log \Gamma$:The two Euler theorem for homogeneous functions identities in the question implyMultiplying by the inverse gives $K_{ij}^{-1}{\Gamma }_j/\Gamma ={\tau }_i/3$, so contracting once more yieldsThis is the no-scale identity from degree-one homogeneity. It does not assert that every degree-one function gives a positive or invertible metric: for example $\Gamma ={\tau }_1+{\tau }_2$ has a rank-one Kähler Hessian, and its inverse is undefined. The inverse hypothesis is necessary.

For complex moduli with ${\tau }_i=T_i+{\bar{T}}_i$, the same derivatives are the mixed Kähler metric; choosing real parts with a factor of two only introduces factors that cancel in the contraction. If $W$ is independent of these moduli, $D_{i}W=K_{i}W$, and their contribution is $3e^K|W{|}^2$. It cancels the universal $-3e^K|W{|}^2$, leaving no scalar potential from this isolated no-scale sector. Other chiral sectors can still contribute positive terms. For this conclusion in a larger theory, the displayed metric must be the appropriate decoupled no-scale block, or the full inverse metric must itself satisfy the corresponding identity; arbitrary mixed additions to $K$ do not inherit the cancellation automatically.

Let $k^i$ generate a holomorphic gauge transformation, with $k^i{\partial }_{i}W=-{\kappa }^{2}rW$ and moment map $\mathcal{P}=i(k^i{K}_i-r)$. Substitution of the Kähler covariant derivative of a superpotential gives the displayed identity. Consequently, a finite point with $W\ne 0$ and all $D_{i}W=0$ also has $\mathcal{P}=0$. Pure D-term breaking with vanishing chiral auxiliary fields can therefore evade this argument only where $W=0$ or outside its hypotheses. In conventional two-derivative matter-coupled supergravity, a constant Fayet–Iliopoulos term gauges an R-symmetry and constrains the transformation of $W$; a neutral superpotential and an independently assigned nonzero constant shift are not generally consistent. The gauge-covariance restriction is derived in Van Proeyen's discussion of Fayet–Iliopoulos terms and R-symmetry.