Past exam of the mathematics course of the University of Cambridge / 2006 / iii / Paper 25 / 5 / Solution

All assertions of independence below are relative consistency assertions. We construct structures satisfying the other ZF axioms but falsifying the indicated axiom; an ordinary model of ZF supplies the positive side. The convenient ground theory is ZFC, which has the same consistency strength as ZF by the constructible universe theorem.

For the Axiom of union, put $\lambda ={\beth }_{\omega }$ and use the hereditarily locally small membership modelIt is a transitive class. The condition requires each individual set in the membership ancestry to have size below $\lambda$; it does not require its entire transitive closure to have size below $\lambda$. Extensionality and foundation are inherited. Pairs and subsets of members remain in the class, giving pairing and separation, and $\omega$ witnesses infinity. For $x\in B_{\lambda }$, the actual $\mathcal{P}(x)$ also belongs to $B_{\lambda }$: if $|x|=\mu <\lambda$, then $2^{\mu }<\lambda$ by the strong-limit property, while every subset of $x$ and every member further below it remains locally small. This verifies the full power set axiom. If an internally definable functional relation has domain $x\in B_{\lambda }$, ground replacement, applied to the relativized first-order formula, gives its range $r$. Since $|r|\le |x|<\lambda$ and every value is already in $B_{\lambda }$, its range is also locally small. Thus every replacement instance holds.

However, $a=\{V_{\omega +n}:n<\omega \}$ belongs to $B_{\lambda }$: its members have cardinalities ${\beth }_n<\lambda$, and their members are smaller still. Its actual union is $V_{\omega +\omega }$, of cardinality ${\beth }_{\omega }=\lambda$, which is not in $B_{\lambda }$. Transitivity makes any internal union witness equal to this actual union. Hence Union fails while all the other ZF axioms hold.

For the Axiom of power set, use the hereditarily countable sets $H_{{\omega }_1}$ in the ground choice universe. This is transitive and contains $\omega$. Pairs, subsets and unions have countable transitive closure. For replacement, a functional image of a countable domain is countable, and the union of countably many countable transitive closures is countable; hence that image is again hereditarily countable. These observations, with inherited extensionality and foundation, verify all the remaining axioms. Every real, viewed as a subset of $\omega$, belongs to $H_{{\omega }_1}$. A power-set witness for $\omega$ would therefore contain every such real, but a hereditarily countable set has only countably many members, whereas $\mathcal{P}(\omega )$ is uncountable by Cantor's theorem. Power set fails.

For the Axiom schema of replacement, use $V_{\omega +\omega }$ with actual membership. This limit-rank structure contains $\omega$ and is closed under pairs, unions and power sets: every relevant finite increase in rank stays below $\omega +\omega$. A separated subset has rank no higher than that of the original set. Extensionality and foundation are inherited. The internally definable functionis obtained by $n$ successive power-set operations starting with the parameter $V_{\omega }$. Each finite iteration, including its finite history, belongs to the structure. Its range has rank $\omega +\omega$ and is not an element of $V_{\omega +\omega }$. Thus the replacement instance for this first-order formula fails, although every other ZF axiom holds.

For the axiom of extensionality, take the well-founded cumulative set universe over two distinct urelements, and forget the predicate distinguishing urelements from sets. Each urelement has no members, just as the ordinary empty set has no members, so extensionality fails. Every other axiom survives in this pure membership language. Pairing, union, separation and replacement are witnessed by the corresponding ordinary sets of urelements and sets; foundation follows from their well-founded ranks, and the pure $\omega$ supplies infinity. Here foundation is written with “has a member” as its nonemptiness antecedent, and disjointness means having no common member. Formulations using inequality to one designated empty object are not equivalent after removing extensionality. There is also one necessary adjustment to power set: an urelement is vacuously a subset of every object because it has no members. Thus the power-set witness for $x$ is the ordinary set of all usual subsets of its extension, together with both urelements. This is still a set, and contains exactly the objects satisfying the unrestricted subset first-order formula. Consequently the countermodel falsifies Extensionality alone, without silently weakening Power set to sets only.

Finally, the hereditarily finite sets $V_{\omega }$ satisfy extensionality, foundation, pairing, union, power set and separation. Every functional image of a finite domain is a finite set of hereditarily finite objects, hence also belongs to $V_{\omega }$, giving all replacement instances. No finite set contains $\varnothing$ and is closed under successor: it would then contain every finite von Neumann ordinal. Infinity fails while the remaining axioms hold.