Past exam of the mathematics course of the University of Cambridge / 2010 / iii / Paper 24 / 5

Let $L/K$ be a finite Galois extension of non-Archimedean local fields, with Galois group $G$, normalized valuation $v_L$, integer ring ${\mathcal{O}}_L$, and residue characteristic $p$. The lower ramification numbering isThese higher ramification groups measure successively finer agreement with the identity. The group $G_0$ is the inertia group, the kernel of the action on the residue field. Each $G_i$ is normal in $G$: conjugation permutes integral elements and preserves their valuations. The groups eventually become trivial, since each nonidentity automorphism moves some integral element and its displacement has finite valuation.

Let $K_0=L^{G_0}$, the maximal unramified subextension of a local field extension. Then $G/G_0$ is the Galois group of the residue extension, cyclic and generated by a Frobenius automorphism. For a uniformizer $\pi$ of $L$, the uniformizer criterion for lower ramification groups givesTo see why one uniformizer suffices, the extension $L/K_0$ is totally ramified and its integer ring is ${\mathcal{O}}_{K_0}[\pi ]$. Elements of $G_0$ fix its coefficients. Differences of powers of $\pi$ are divisible by $\sigma \pi -\pi$, so the valuation bound for $\pi$ implies it for every integral element. The converse follows by testing $\pi$ itself.

The tame inertia quotient is seen explicitly fromIt is a homomorphism because inertia acts trivially on the residue field, and its kernel is $G_1$. Thus $G_0/G_1$ is cyclic of order not divisible by $p$. For $i\ge 1$, the homomorphismhas kernel $G_{i+1}$. Indeed composing two automorphisms adds the leading displacements, since $\sigma \pi /\pi \equiv 1$ and inertia fixes residue coefficients. Hence each $G_i/G_{i+1}$ is an elementary abelian p-group. Eventual triviality makes $G_1$ a p-group; the prime-to-p quotient makes it the unique Sylow subgroup of $G_0$. This is the wild inertia group. Tame ramification means $G_1=1$.

The filtration also measures the different exponent. For the totally ramified extension over $K_0$, the minimal polynomial of an algebraic element $g$ of $\pi$ has polynomial roots $\sigma \pi$, $\sigma \in G_0$. The derivative formula givesFor a fixed $\sigma$, its displacement valuation is the number of indices $i\ge 0$ for which it belongs to $G_i$. Interchanging the finite sums therefore gives different exponent from ramification groups:The unramified part contributes zero. More generally different in a tower follows by taking products of bases of a module dual for the trace pairing, and givesThus a tame extension has different exponent $e-1$, while nontrivial wild groups contribute additional positive terms.

The lower numbering restricts to subgroups: if $H=\mathrm{Gal}(L/E)$, its groups are $H_i=H\cap G_i$, directly from the definition using the same top-field valuation. Quotients need a different indexing. For real $s\ge 0$ put $G_s=G_{\lceil s\rceil }$ and define the Herbrand functionThis upper ramification numbering stretches or compresses intervals according to the inertia indices. The quotient theorem says that for a normal subgroup $H$, upper ramification groups commute with quotients:In particular the same upper index has a meaning compatible with passing to a smaller Galois extension, which lower indices generally lack.

For a tame totally ramified extension the picture is simple: $G_0=G$, all $G_i$ with $i\ge 1$ are trivial, and the different exponent is $|G|-1$. The extension ${\mathbb{Q}}_p({\zeta }_p)$ for odd $p$ illustrates this, giving exponent $p-2$.

A mixed-characteristic wild family is the lower ramification filtration of a prime-power cyclotomic extension. Take $L={\mathbb{Q}}_p({\zeta }_{p^r})$ with odd $p$ and $\pi ={\zeta }_{p^r}-1$. If ${\sigma }_a(\zeta )={\zeta }^a$ and $a\ne 1$ modulo $p^r$, thenThe last equality follows because ${\zeta }^{a-1}$ has order $p^{r-v_p(a-1)}$ and its uniformizer valuation scales by the ramification index in that cyclotomic tower. The lower breaks are $0,p-1,p^2-1,\dots ,p^{r-1}-1$. Integrating the successive indices $(p-1),p(p-1),\dots$ gives upper breaks $0,1,\dots ,r-1$.

In equal characteristic there is an equally explicit wild example. Start with $K={\mathbb{F}}_q((t))$ and an Artin–Schreier extensionThere is no polynomial root in $K$: a negative-valuation element has $v(x^p-x)=pv(x)$, while the right side has valuation $-m$. Adjoining a polynomial root splits the polynomial, whose polynomial roots are $y+c$ for $c\in {\mathbb{F}}_p$, so the extension is cyclic of degree $p$. The valuation equation forces total ramification, $v_L(t)=p$ and $v_L(y)=-m$. Choose $1\le b\le p-1$ with $-bm\equiv 1(\mathrm{mod}p)$ and set $a=(1+bm)/p$. Then $\pi =t^a{y}^b$ is a uniformizer. For a nonidentity automorphism $y\mapsto y+c$,the first binomial coefficient $b$ is nonzero modulo $p$, and all subsequent terms have strictly higher valuation. ThereforeThis is the ramification break of an Artin–Schreier pole. It shows concretely that wild breaks, unlike tame inertia, can occur arbitrarily far out in the filtration.

The polynomial is Eisenstein at every prime number $p$, so a polynomial root $\alpha$ generates a totally ramified cubic field $F/{\mathbb{Q}}_p$. The splitting-field Galois group is a transitive subgroup of $S_3$, hence $C_3$ or $S_3$. Its polynomial discriminant isThe product of the three polynomial root differences is a square root of $\Delta$, transformed by the sign of the polynomial root permutation. Thus the group is $C_3$ exactly when $\Delta$ is a square, and otherwise it is $S_3$. In the latter case the splitting field isIndeed adjoining one polynomial root leaves a quadratic factor, whose polynomial discriminant is $\Delta /f^{\prime }(\alpha {)}^2$, so the square root of $\Delta$ supplies its remaining polynomial roots.

Suppose first that $p>3$. The unit $-(4p+27)$ reduces to $-27$, and Hensel's lemma makes it a square exactly when $-3$ is a square modulo $p$. Quadratic reciprocity givesIf $p\equiv 1(\mathrm{mod}3)$, the field generated by $\alpha$ is already the cyclic splitting field, totally ramified of degree three. If $p\equiv 2(\mathrm{mod}3)$, the nonsquare unit gives an unramified quadratic field $E={\mathbb{Q}}_p(\sqrt{\Delta })$. Since $F$ and $E$ have coprime degrees, $[FE:{\mathbb{Q}}_p]=6$. Its residue degree is at least two and its ramification index at least three; their product is six, so they are exactly two and three. Thus its inertia group is the normal $C_3$ inside $S_3$.

In both cases the ramification index is three and is not divisible by $p$. The wild inertia group is trivial, so all positive lower groups are trivial. As a different check, $f^{\prime }(\alpha )=3{\alpha }^2+p$ has valuation two in $F$ when $p>3$, agreeing with tame different exponent $3-1$.

For $p=3$ the polynomial discriminant is $-351=-3^3\cdot 13$, which is nonsquare. Hence $G=S_3$. The quadratic subfield can be written $E={\mathbb{Q}}_3(\beta )$ with ${\beta }^2=-39$. It is ramified of degree two, by the Eisenstein polynomial $T^2+39$. Together with the totally ramified cubic field this forces $e(L/{\mathbb{Q}}_3)$ to be divisible by both two and three. Since $[L:{\mathbb{Q}}_3]=6$, the splitting field is totally ramified. In its normalized valuation,

All differences between distinct polynomial roots have the same valuation, since $S_3$ permutes the polynomial root pairs and preserves the absolute value on a field. Alsohas valuation six, so each polynomial root difference has valuation three. A nonidentity three-cycle fixes $\beta$, and thereforeThe transposition fixing $\alpha$ negates $\beta$, so sends $\pi$ to $-\pi$ and has displacement valuation $v_L(2\pi )=1$. The other transpositions have the same value by conjugacy. The uniformizer criterion now determines every group:For the wild case the different exponent is $5+2=7$. Independently, the cubic subfield has different exponent $v_F(3({\alpha }^2+1))=3$, and the quadratic extension $L/F$ is tame with exponent one. The tower formula gives $1+2\cdot 3=7$, confirming the filtration. Its positive upper break is $1/2$, because $[G_0:G_1]=2$. This completes ramification of the splitting field of X3 plus pX plus p for every odd prime number.