Faxén's first law Created 2026-09-28 Updated 2026-11-05
Faxén's first law gives the external force needed to translate a rigid sphere with the no-slip boundary condition, of radius with velocity in an ambient Stokes flow . In an unbounded Newtonian fluid of dynamic viscosity , with the ambient Stokes flow smooth and free of body forces throughout the sphere's ball,
The hydrodynamic force on the sphere is . This sign convention gives the Stokes drag law when the ambient velocity vanishes and gives a holding force opposite to a uniform ambient velocity when the sphere is fixed.
The Lorentz reciprocal theorem for Stokes flow, using a translating sphere in Stokes flow as the auxiliary solution, reduces the ambient contribution to its surface average. The spherical mean of a biharmonic function makes that average exactly . The finite-size correction therefore measures spatial curvature of the ambient velocity; it vanishes in a uniform or linear Stokes flow. A force-free sphere translates with this corrected ambient velocity.
The undisturbed ambient solution is smooth and free of body forces throughout the ball . Its Stokes equations imply
Taking the divergence gives , and a further Laplacian therefore gives
Each velocity component obeys the biharmonic equation in the whole ball.
Expand a component of at the centre and average over . The odd spherical moments vanish, while
Thus the spherical mean of a biharmonic function gives
The truncation is exact, not just a small-sphere approximation: all terms containing two or more Laplacians vanish. One can avoid any Taylor-convergence issue by letting . Since is harmonic, its spherical mean is , so
Integrating gives for every admissible .
Combining with the force-free result of part c proves Faxén's first law in the requested form:
The force-free qualification carries over. Local absence of ambient body forces and regularity inside the ball are also needed; if forcing or a singularity lies inside it, the harmonic-pressure and biharmonic-mean argument does not apply unchanged.
For two incompressible Stokes flows and with the same viscosity and no body forces, the Lorentz reciprocal theorem for Stokes flow states
Indeed the divergence of their difference is zero: stress divergences vanish, pressure contracts with zero velocity divergence, and the two symmetric strain-rate contractions cancel.
Apply it to the decaying disturbance around the sphere and an auxiliary translating sphere of velocity . On the body surface, . Using normals from the body into the fluid, the given auxiliary traction is ; reversing both normal conventions does not change the reciprocal equality. The background traction integrates to zero because it is regular inside the sphere. The disturbance's hydrodynamic force is consequently , where is the externally applied force. The rotational term integrates to zero. Thus for arbitrary ,
Therefore .
The background Stokes equations imply and . The spherical mean of a biharmonic function gives exactly , evaluated at the sphere center. One can obtain it from Taylor expansion and ; every subsequent spherical average contains and vanishes. This requires the background to be regular throughout the enclosed ball. Hence the Faxén relation is
The printed denominator omits . The given traction integrates to , fixing that factor; the printed force term also fails dimensional consistency unless its force were redefined, which the question does not do.
For a no-slip sphere in a smooth ambient Stokes flow whose body forces lie outside the sphere and are unchanged by insertion, use the translating sphere as a reciprocal auxiliary field. Its uniform surface traction selects the ambient surface average and annihilates a rigid rotation term. The ambient stress has zero net surface force because its divergence vanishes inside the ball. Thus the sphere's hydrodynamic force is ; mechanical balance gives the displayed formula. The surface-average-only expression requires a force-free inertialess sphere. The spherical mean of a biharmonic function makes this average exactly .