 Solution

A tightly focused laser produces a strong intensity gradient. A small polarizable particle experiences a gradient force toward increasing intensity when the real polarizability has the appropriate positive sign; radiation pressure from scattering and absorption pushes predominantly along the beam. A high-numerical-aperture objective creates lateral confinement and a sufficiently strong opposing axial gradient for a three-dimensional optical trap. Equilibrium is generally shifted from the intensity maximum by radiation pressure.

For a Rayleigh sphere, $\alpha =4\pi {ϵ}_m{a}^3({ϵ}_p-{ϵ}_m)/({ϵ}_p+2{ϵ}_m)$ in an absolute-permittivity convention, and ${\mathbf{F}}_{\mathrm{grad}}\simeq \frac{1}{4}\mathrm{Re}\alpha \nabla |E{|}^2$ for peak complex field amplitude. Near a stable point, $F_x\simeq -k_{x}x$; the trap depth must exceed thermal fluctuations sufficiently to retain the particle. Viscous drag opposes motion, Brownian forcing produces fluctuations, and gravity/buoyancy are normally small at this scale.

For absorbing gold, use its complex wavelength-dependent permittivity: scattering, absorption and heating can frustrate trapping. The existence of an ideal dielectric gradient-force trap does not guarantee stable trapping of every metal nanoparticle at every wavelength or power.^[ref]